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Sargent Investment Group Portfolio holdings

AUM $759M
1-Year Est. Return 28.58%
This Fund
S&P 500
This Quarter Est. Return
+9.87%
1 Year Est. Return
+28.58%
3 Year Est. Return
+104.74%
5 Year Est. Return
+107.13%
10 Year Est. Return
–
AUM
$275M
AUM Growth
+$8.62M
Cap. Flow
-$8.57M
Cap. Flow %
-3.12%
Top 10 Hldgs %
40.68%
Holding
167
New
20
Increased
53
Reduced
66
Closed
1

Top Buys

Rank Stock Value
1
CARR icon
Carrier Global
CARR
+$1.52M
2
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$782K
3
SHOP icon
Shopify
SHOP
+$550K
4
IRM icon
Iron Mountain
IRM
+$473K
5
AVGO icon
Broadcom
AVGO
+$375K

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$8.49M
2
NVAX icon
Novavax
NVAX
+$1.6M
3
AAPL icon
Apple
AAPL
+$1.47M
4
META icon
Meta Platforms (Facebook)
META
+$1.26M
5
CG icon
Carlyle Group
CG
+$937K

Sector Composition

Rank Sector Weight
1 Technology 26.75%
2 Healthcare 19.88%
3 Financials 13.62%
4 Real Estate 4%
5 Industrials 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
51
Adobe
ADBE
$105B
$1.11M 0.4%
2,268
-580
-20% -$270K
CRM icon
52
Salesforce
CRM
$158B
$1.08M 0.39%
4,300
-400
-9% -$87.6K
VZ icon
53
Verizon
VZ
$196B
$1.07M 0.39%
18,003
+4,191
+30% +$244K
QCOM icon
54
Qualcomm
QCOM
$176B
$1.07M 0.39%
9,078
+2,400
+36% +$256K
UBSI icon
55
United Bankshares
UBSI
$6.62B
$1.06M 0.39%
49,590
-3,430
-6% -$89.3K
SPPI
56
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$1.01M 0.37%
247,945
+93,600
+61% +$356K
IBM icon
57
IBM
IBM
$224B
$979K 0.36%
8,414
+1,042
+14% +$123K
MDWD icon
58
MediWound
MDWD
$185M
$961K 0.35%
36,500
+12,086
+50% +$309K
GDV icon
59
Gabelli Dividend & Income Trust
GDV
$2.66B
$950K 0.35%
51,750
– –
UNH icon
60
UnitedHealth
UNH
$370B
$927K 0.34%
2,973
-20
-0.7% -$6.14K
GOOGL icon
61
Alphabet (Google) Class A
GOOGL
$4.33T
$919K 0.33%
12,540
+1,120
+10% +$85.3K
FGD icon
62
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$835K 0.3%
46,816
-10,807
-19% -$200K
FV icon
63
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$835K 0.3%
24,466
-700
-3% -$23.8K
FTGC icon
64
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3B
$795K 0.29%
+46,835
New +$782K
FVD icon
65
First Trust Value Line Dividend Fund
FVD
$8.41B
$791K 0.29%
25,132
-1,335
-5% -$42.3K
JHB
66
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$783K 0.28%
87,500
– –
BAX icon
67
Baxter International
BAX
$14.2B
$780K 0.28%
9,702
-480
-5% -$40.4K
FXL icon
68
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$774K 0.28%
8,510
+970
+13% +$85.4K
ZTS icon
69
Zoetis
ZTS
$30.5B
$757K 0.28%
4,578
+12
+0.3% +$1.84K
TPVG icon
70
TriplePoint Venture Growth BDC
TPVG
$211M
$754K 0.27%
68,320
+3,000
+5% +$33.6K
ORCL icon
71
Oracle
ORCL
$423B
$729K 0.27%
12,215
+1,255
+11% +$71.3K
TCRT icon
72
Alaunos Therapeutics
TCRT
$4.86M
$728K 0.26%
1,927
+380
+25% +$168K
SBUX icon
73
Starbucks
SBUX
$120B
$726K 0.26%
8,455
+2,200
+35% +$175K
PEP icon
74
PepsiCo
PEP
$190B
$723K 0.26%
5,220
+335
+7% +$45.6K
NKE icon
75
Nike
NKE
$61.9B
$708K 0.26%
5,636
+645
+13% +$69.2K
1 2
3
4 5

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MWA
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GWM
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Sargent Investment Group's Q3 2020 Portfolio in Review

As of Q3 2020, Sargent Investment Group held 167 positions worth $275M, up 3.2% from $266M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sargent Investment Group withdrew a net $8.57M in Q3 2020, closing 1 position and reducing 66 holdings. Its most notable exit was Automatic Data Processing, an estimated $257K position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Sargent Investment Group opened a new position in Carrier Global worth $1.64M.

  • Sargent Investment Group's largest Q3 2020 buy was Carrier Global: 53,589 shares worth $1.64M.
  • Sargent Investment Group added most to Iron Mountain in Q3 2020, an estimated $473K increase.
  • Sargent Investment Group's biggest Q3 2020 reduction was Amazon, cutting an estimated $8.49M.
  • Sargent Investment Group fully exited Automatic Data Processing in Q3 2020, selling an estimated $257K.
  • Sargent Investment Group's ten largest holdings make up 41% of its $275M portfolio in Q3 2020.
  • Sargent Investment Group opened 20 new positions and closed 1 in Q3 2020.
  • Sargent Investment Group's portfolio value rose 3.2% quarter-over-quarter to $275M.

Based on Sargent Investment Group's 13F filing for Q3 2020, filed 12 Nov 2020.