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SIG

Sargent Investment Group Portfolio holdings

AUM $759M
1-Year Est. Return 28.58%
This Fund
S&P 500
This Quarter Est. Return
-16.89%
1 Year Est. Return
+28.58%
3 Year Est. Return
+104.74%
5 Year Est. Return
+107.13%
10 Year Est. Return
–
AUM
$217M
AUM Growth
-$55.2M
Cap. Flow
+$6.02M
Cap. Flow %
2.77%
Top 10 Hldgs %
40.92%
Holding
160
New
6
Increased
60
Reduced
56
Closed
24

Top Buys

Rank Stock Value
1
IRM icon
Iron Mountain
IRM
+$2.24M
2
ATRS
Antares Pharma, Inc.
ATRS
+$1.73M
3
CDMO
Avid Bioservices, Inc. Common Stock
CDMO
+$1.24M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$1.06M
5
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$1.04M

Top Sells

Rank Stock Value
1
ABT icon
Abbott
ABT
+$1.08M
2
BX icon
Blackstone
BX
+$1.04M
3
CG icon
Carlyle Group
CG
+$829K
4
UBSI icon
United Bankshares
UBSI
+$723K
5
NWL icon
Newell Brands
NWL
+$711K

Sector Composition

Rank Sector Weight
1 Technology 20.93%
2 Healthcare 20.15%
3 Financials 16%
4 Consumer Discretionary 5.13%
5 Industrials 4.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAX icon
51
Baxter International
BAX
$14.2B
$827K 0.38%
10,182
– –
MA icon
52
Mastercard
MA
$493B
$813K 0.37%
3,366
-60
-2% -$17.8K
GDV icon
53
Gabelli Dividend & Income Trust
GDV
$2.66B
$766K 0.35%
51,750
– –
JHB
54
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$753K 0.35%
87,500
+20,000
+30% +$192K
IBM icon
55
IBM
IBM
$224B
$748K 0.34%
7,053
+2,513
+55% +$318K
UNH icon
56
UnitedHealth
UNH
$370B
$746K 0.34%
2,993
+111
+4% +$30.5K
FVD icon
57
First Trust Value Line Dividend Fund
FVD
$8.41B
$741K 0.34%
26,777
+7,749
+41% +$260K
FV icon
58
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$731K 0.34%
28,416
+985
+4% +$29.8K
WASH icon
59
Washington Trust Bancorp
WASH
$741M
$711K 0.33%
19,450
-140
-0.7% -$6.33K
CRM icon
60
Salesforce
CRM
$158B
$677K 0.31%
4,700
– –
GOOGL icon
61
Alphabet (Google) Class A
GOOGL
$4.33T
$668K 0.31%
11,500
+200
+2% +$13.6K
MMM icon
62
3M
MMM
$94.3B
$646K 0.3%
5,659
-29
-0.5% -$3.81K
VZ icon
63
Verizon
VZ
$196B
$646K 0.3%
12,029
+6,039
+101% +$346K
VNQ icon
64
Vanguard Real Estate ETF
VNQ
$39B
$625K 0.29%
8,947
-279
-3% -$24.5K
BA icon
65
Boeing
BA
$185B
$608K 0.28%
4,078
+1,325
+48% +$363K
FINX icon
66
Global X FinTech ETF
FINX
$170M
$604K 0.28%
24,987
+14,150
+131% +$421K
MRK icon
67
Merck
MRK
$318B
$593K 0.27%
8,074
+103
+1% +$8.1K
PEP icon
68
PepsiCo
PEP
$190B
$587K 0.27%
4,885
-425
-8% -$57.4K
WBII
69
DELISTED
WBI BullBear Global Income ETF
WBII
$582K 0.27%
25,386
-2,962
-10% -$73.1K
TCRT icon
70
Alaunos Therapeutics
TCRT
$4.86M
$565K 0.26%
1,537
-167
-10% -$86.4K
PB icon
71
Prosperity Bancshares
PB
$8.89B
$563K 0.26%
11,665
-1,616
-12% -$105K
XOM icon
72
ExxonMobil
XOM
$634B
$563K 0.26%
14,832
-725
-5% -$40K
CFA icon
73
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
$562K 0.26%
13,245
-7,787
-37% -$407K
NVAX icon
74
Novavax
NVAX
$1.31B
$562K 0.26%
41,359
+22,900
+124% +$194K
BAC icon
75
Bank of America
BAC
$442B
$554K 0.25%
26,115
-251
-1% -$7.53K
1 2
3
4 5

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GWM
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Sargent Investment Group's Q1 2020 Portfolio in Review

As of Q1 2020, Sargent Investment Group held 160 positions worth $217M, down 20% from $273M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sargent Investment Group's Q1 2020 filing shows 6 new, 60 increased, 56 reduced and 24 closed positions. Its largest new stake was LivePerson: 1,085 shares worth $370K. The largest sale was Abbott, an estimated $1.08M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Healthcare and Financials.

  • Sargent Investment Group's largest Q1 2020 buy was LivePerson: 1,085 shares worth $370K.
  • Sargent Investment Group added most to Iron Mountain in Q1 2020, an estimated $2.24M increase.
  • Sargent Investment Group's biggest Q1 2020 reduction was Abbott, cutting an estimated $1.08M.
  • Sargent Investment Group fully exited First Trust Enhanced Short Maturity ETF in Q1 2020, selling an estimated $550K.
  • Sargent Investment Group's ten largest holdings make up 41% of its $217M portfolio in Q1 2020.
  • Sargent Investment Group opened 6 new positions and closed 24 in Q1 2020.
  • Sargent Investment Group's portfolio value fell 20% quarter-over-quarter to $217M.

Based on Sargent Investment Group's 13F filing for Q1 2020, filed 12 May 2020.