We are live on ! Find out more
SIG

Sargent Investment Group Portfolio holdings

AUM $759M
1-Year Est. Return 28.58%
This Fund
S&P 500
This Quarter Est. Return
-1.25%
1 Year Est. Return
+28.58%
3 Year Est. Return
+104.74%
5 Year Est. Return
+107.13%
10 Year Est. Return
–
AUM
$412M
AUM Growth
-$9.71M
Cap. Flow
+$8.62M
Cap. Flow %
2.09%
Top 10 Hldgs %
37.74%
Holding
220
New
8
Increased
64
Reduced
72
Closed
23

Top Buys

Rank Stock Value
1
CARR icon
Carrier Global
CARR
+$2.21M
2
AKTS
Akoustis Technologies Inc
AKTS
+$1.64M
3
XRX icon
Xerox
XRX
+$1.51M
4
PLTR icon
Palantir
PLTR
+$1.41M
5
ASPN icon
Aspen Aerogels
ASPN
+$1.01M

Top Sells

Rank Stock Value
1
EXEL icon
Exelixis
EXEL
+$5.1M
2
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$1.37M
3
WMT icon
Walmart Inc
WMT
+$876K
4
CDMO
Avid Bioservices, Inc. Common Stock
CDMO
+$865K
5
CHRS icon
Coherus Oncology
CHRS
+$750K

Sector Composition

Rank Sector Weight
1 Technology 28.33%
2 Healthcare 16.62%
3 Financials 14.87%
4 Industrials 6.22%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FINX icon
26
Global X FinTech ETF
FINX
$173M
$4.99M 1.21%
103,897
+4,615
+5% +$226K
FDN icon
27
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.42B
$4.91M 1.19%
20,806
-106
-0.5% -$25.9K
XRX icon
28
Xerox
XRX
$412M
$4.63M 1.12%
229,500
+66,415
+41% +$1.51M
EXEL icon
29
Exelixis
EXEL
$14.3B
$4.43M 1.08%
209,570
-274,850
-57% -$5.1M
MTNB icon
30
Matinas BioPharma
MTNB
$1.76M
$4.22M 1.02%
64,900
+21,012
+48% +$907K
JNJ icon
31
Johnson & Johnson
JNJ
$621B
$4.2M 1.02%
25,987
+1,056
+4% +$180K
NVAX icon
32
Novavax
NVAX
$1.27B
$4.08M 0.99%
19,667
-980
-5% -$216K
ATOM icon
33
Atomera
ATOM
$203M
$3.79M 0.92%
164,059
+1,175
+0.7% +$25.5K
PBW icon
34
Invesco WilderHill Clean Energy ETF
PBW
$414M
$3.49M 0.85%
45,242
+6,406
+16% +$524K
RQI icon
35
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$3.3M 0.8%
221,605
+2,280
+1% +$36.4K
JPM icon
36
JPMorgan Chase
JPM
$955B
$3.25M 0.79%
19,863
+611
+3% +$95.8K
DEA
37
Easterly Government Properties
DEA
$1.16B
$2.8M 0.68%
54,265
-9,120
-14% -$493K
PULS icon
38
PGIM Ultra Short Bond ETF
PULS
$18.3B
$2.79M 0.68%
56,115
-1,100
-2% -$54.7K
BRK.B icon
39
Berkshire Hathaway Class B
BRK.B
$1.12T
$2.68M 0.65%
9,824
+286
+3% +$80.3K
GOOGL icon
40
Alphabet (Google) Class A
GOOGL
$4.43T
$2.59M 0.63%
19,380
+4,260
+28% +$580K
HD icon
41
Home Depot
HD
$352B
$2.54M 0.62%
7,741
-97
-1% -$31.8K
FSV icon
42
FirstService
FSV
$6.35B
$2.21M 0.54%
12,267
+45
+0.4% +$8.32K
FVD icon
43
First Trust Value Line Dividend Fund
FVD
$8.37B
$2.02M 0.49%
51,653
+3,713
+8% +$151K
BNL icon
44
Broadstone Net Lease
BNL
$4.07B
$2.02M 0.49%
81,565
+70
+0.1% +$1.81K
AKTS
45
DELISTED
Akoustis Technologies Inc
AKTS
$1.98M 0.48%
203,865
+170,900
+518% +$1.64M
UTF icon
46
Cohen & Steers Infrastructure Fund
UTF
$3.05B
$1.94M 0.47%
71,536
-24,402
-25% -$694K
COST icon
47
Costco
COST
$418B
$1.81M 0.44%
4,029
-75
-2% -$33K
ASPN icon
48
Aspen Aerogels
ASPN
$415M
$1.77M 0.43%
38,556
+25,401
+193% +$1.01M
TSLX icon
49
Sixth Street Specialty
TSLX
$1.72B
$1.75M 0.43%
78,900
– –
PG icon
50
Procter & Gamble
PG
$342B
$1.66M 0.4%
11,844
-220
-2% -$31.2K
1
2
3 4 5

Similar funds

OM
Opaleye Management Boston, Massachusetts $759M AUM 124.8% 1-Year Est. Return
CFS
Cannon Financial Strategists Athens, Georgia $761M AUM 18.73% 1-Year Est. Return
TVAMP
Tennessee Valley Asset Management Partners Knoxville, Tennessee $757M AUM 14.19% 1-Year Est. Return
BCM
Boxer Capital Management San Diego, California $762M AUM 1,125.36% 1-Year Est. Return
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return
GWM
Gibbs Wealth Management Alpharetta, Georgia $762M AUM 18.55% 1-Year Est. Return
TI
Think Investments San Francisco, California $762M AUM 33.1% 1-Year Est. Return
JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return

Sargent Investment Group's Q3 2021 Portfolio in Review

As of Q3 2021, Sargent Investment Group held 220 positions worth $412M, down 2.3% from $421M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sargent Investment Group's Q3 2021 filing shows 8 new, 64 increased, 72 reduced and 23 closed positions. Its largest new stake was iShares Global Clean Energy ETF: 16,515 shares worth $358K. The largest sale was Exelixis, an estimated $5.1M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

  • Sargent Investment Group's largest Q3 2021 buy was iShares Global Clean Energy ETF: 16,515 shares worth $358K.
  • Sargent Investment Group added most to Carrier Global in Q3 2021, an estimated $2.21M increase.
  • Sargent Investment Group's biggest Q3 2021 reduction was Exelixis, cutting an estimated $5.1M.
  • Sargent Investment Group fully exited VictoryShares US 500 Volatility Wtd ETF in Q3 2021, selling an estimated $483K.
  • Sargent Investment Group's ten largest holdings make up 38% of its $412M portfolio in Q3 2021.
  • Sargent Investment Group opened 8 new positions and closed 23 in Q3 2021.
  • Sargent Investment Group's portfolio value fell 2.3% quarter-over-quarter to $412M.

Based on Sargent Investment Group's 13F filing for Q3 2021, filed 12 Nov 2021.