Sanders Morris Harris’s Invesco S&P 500 Low Volatility ETF SPLV Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-70,874	Closed	-$3.03M	–	218
2016 Q2	$3.03M	Buy	70,874 +3,891	+6%	+$166K	0.71%	26
2016 Q1	$2.7M	Buy	+66,983	New	+$2.7M	0.47%	42