Sanders Morris Harris’s First Trust Europe AlphaDEX Fund FEP Stock Holding History

Sanders Morris Harris’s Portfolio FEP Stock Details FEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-16,079	Closed	-$474K	–	140
2016 Q3	$474K	Sell	16,079 -43,111	-73%	-$1.24M	0.14%	86
2016 Q2	$1.62M	Sell	59,190 -260,310	-81%	-$7.54M	0.38%	64
2016 Q1	$9.27M	Buy	+319,500	New	+$8.8M	1.6%	8

Other funds holding FEP

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Sanders Morris Harris's FEP Position: Q4 2016 in Review

Sanders Morris Harris sold out of First Trust Europe AlphaDEX Fund (FEP) in Q4 2016, closing a stake of 16,079 shares — an estimated $474K sold.

Sanders Morris Harris first reported a position in FEP in Q1 2016 and held it in 3 quarters. The position peaked at $9.27M in Q1 2016. 56 funds tracked by Wall St. Rank hold FEP as of Q4 2016.

Sanders Morris Harris reported no remaining First Trust Europe AlphaDEX Fund position as of Q4 2016 after selling out during the quarter.
Sanders Morris Harris sold 16,079 First Trust Europe AlphaDEX Fund shares in Q4 2016, an estimated $474K.
Sanders Morris Harris first reported a position in First Trust Europe AlphaDEX Fund in Q1 2016 and held it in 3 quarters.
Sanders Morris Harris's First Trust Europe AlphaDEX Fund position peaked at $9.27M in Q1 2016.
56 funds tracked by Wall St. Rank held First Trust Europe AlphaDEX Fund as of Q4 2016.

Based on Sanders Morris Harris's 13F filing for Q4 2016, filed 24 Jan 2017.