Sanders Morris Harris’s First Trust Europe AlphaDEX Fund FEP Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-16,079	Closed	-$474K	–	140
2016 Q3	$474K	Sell	16,079 -43,111	-73%	-$1.27M	0.14%	86
2016 Q2	$1.62M	Sell	59,190 -260,310	-81%	-$7.12M	0.38%	64
2016 Q1	$9.27M	Buy	+319,500	New	+$9.27M	1.6%	8