RQSI’s ZAIS Group Holdings, Inc. ZAIS Stock Holding History

RQSI’s Portfolio ZAIS Stock Details ZAIS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-9,207,056	Closed	-$100M	–	116
2015 Q2	$100M	Hold	9,207,056	–	–	44.83%	1
2015 Q1	$84.3M	Buy	+9,207,056	New	+$92.1M	46.15%	1

Other funds holding ZAIS

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Cannell Capital Alta, Wyoming $163M AUM 40.62% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $345M AUM 46.29% 1-Year Est. Return

HCM

Howland Capital Management Boston, Massachusetts $2.77B AUM 19.56% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

RQSI's ZAIS Position: Q3 2015 in Review

RQSI sold out of ZAIS Group Holdings, Inc. (ZAIS) in Q3 2015, closing a stake of 9,207,056 shares — an estimated $100M sold.

RQSI first reported a position in ZAIS in Q1 2015 and held it in 2 quarters. The position peaked at $100M in Q2 2015. 29 funds tracked by Wall St. Rank hold ZAIS as of Q3 2015.

RQSI reported no remaining ZAIS Group Holdings, Inc. position as of Q3 2015 after selling out during the quarter.
RQSI sold 9,207,056 ZAIS Group Holdings, Inc. shares in Q3 2015, an estimated $100M.
RQSI first reported a position in ZAIS Group Holdings, Inc. in Q1 2015 and held it in 2 quarters.
RQSI's ZAIS Group Holdings, Inc. position peaked at $100M in Q2 2015.
29 funds tracked by Wall St. Rank held ZAIS Group Holdings, Inc. as of Q3 2015.

Based on RQSI's 13F filing for Q3 2015.