Northern Trust’s ZAIS Group Holdings, Inc. ZAIS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-33,332	Closed	-$162K	–	4301
2016 Q1	$162K	Hold	33,332	–	–	﹤0.01%	3800
2015 Q4	$308K	Buy	33,332 +92	+0.3%	+$850	﹤0.01%	3626
2015 Q3	$313K	Buy	+33,240	New	+$313K	﹤0.01%	3609