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RHCA

Rosenthal Henry Capital Advisors Portfolio holdings

AUM $114M
1-Year Est. Return 23.19%
This Fund
S&P 500
This Quarter Est. Return
+0.62%
1 Year Est. Return
+23.19%
3 Year Est. Return
+91.86%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$74.3M
AUM Growth
-$5.34M
Cap. Flow
-$5.75M
Cap. Flow %
-7.74%
Top 10 Hldgs %
41.53%
Holding
45
New
4
Increased
4
Reduced
9
Closed
2

Top Buys

Rank Stock Value
1
HTBK
Heritage Commerce
HTBK
+$1.96M
2
CNOB icon
Center Bancorp
CNOB
+$1.77M
3
TCBX icon
Third Coast Bancshares
TCBX
+$953K
4
STEL
STELLENT INC
STEL
+$624K
5
BMRC icon
Bank of Marin Bancorp
BMRC
+$483K

Top Sells

Rank Stock Value
1
WTFC icon
Wintrust Financial
WTFC
+$3.03M
2
BANF icon
BancFirst
BANF
+$2.13M
3
ZION icon
Zions Bancorporation
ZION
+$1.43M
4
OBK icon
Origin Bancorp
OBK
+$1.37M
5
BUSE icon
First Busey Corp
BUSE
+$1.26M

Sector Composition

Rank Sector Weight
1 Financials 93.43%
2 Miscellaneous 6.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBBK icon
1
The Bancorp
TBBK
$2.06B
$6.13M 8.25%
177,736
-21,600
-11% -$787K
LKFN icon
2
Lakeland Financial Corp
LKFN
$1.51B
$3.02M 4.06%
63,624
-4,100
-6% -$212K
WTFC icon
3
Wintrust Financial
WTFC
$10.2B
$2.97M 4%
39,323
-38,500
-49% -$3.03M
CCB icon
4
Coastal Financial
CCB
$714M
$2.78M 3.74%
64,711
– –
RF icon
5
Regions Financial
RF
$25B
$2.78M 3.74%
161,345
– –
CASH icon
6
Pathward Financial
CASH
$1.64B
$2.76M 3.71%
59,880
– –
SYBT icon
7
Stock Yards Bancorp
SYBT
$2.53B
$2.62M 3.53%
66,739
– –
BANF icon
8
BancFirst
BANF
$3.72B
$2.6M 3.5%
29,955
-22,500
-43% -$2.13M
SBCF icon
9
Seacoast Banking Corp of Florida
SBCF
$3.3B
$2.34M 3.15%
106,411
– –
FRME icon
10
First Merchants
FRME
$2.62B
$2.32M 3.12%
83,250
– –
TFIN icon
11
Triumph Financial Inc
TFIN
$1.55B
$2.27M 3.05%
35,000
– –
OCFC icon
12
OceanFirst Financial
OCFC
$1.8B
$2.22M 2.99%
153,600
– –
BWB icon
13
Bridgewater Bancshares
BWB
$590M
$2.14M 2.88%
225,871
– –
TCBK icon
14
TriCo Bancshares
TCBK
$1.72B
$2.09M 2.81%
65,250
– –
VBNK
15
VersaBank
VBNK
$721M
$2.08M 2.79%
264,226
– –
HBAN icon
16
Huntington Bancshares
HBAN
$33.3B
$1.94M 2.61%
186,500
+42,300
+29% +$475K
HTBK
17
DELISTED
Heritage Commerce
HTBK
$1.86M 2.51%
+220,000
New +$1.96M
GABC icon
18
German American Bancorp
GABC
$1.87B
$1.82M 2.45%
67,132
– –
WBS
19
DELISTED
Webster Financial
WBS
$1.77M 2.39%
44,000
+6,700
+18% +$285K
CNOB icon
20
Center Bancorp
CNOB
$1.6B
$1.68M 2.27%
+94,500
New +$1.77M
BANR icon
21
Banner Corp
BANR
$2.64B
$1.51M 2.04%
35,723
– –
TOWN icon
22
Towne Bank
TOWN
$3.48B
$1.42M 1.91%
62,000
– –
MBWM icon
23
Mercantile Bank Corp
MBWM
$1.06B
$1.39M 1.87%
45,000
– –
NECB
24
DELISTED
NORTHEAST COMMUNITY BANCORP, INC.
NECB
$1.39M 1.87%
94,147
– –
FBIZ icon
25
First Business Financial Services
FBIZ
$606M
$1.35M 1.82%
45,000
– –
1
2

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Rosenthal Henry Capital Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Rosenthal Henry Capital Advisors held 45 positions worth $74.3M, down 6.7% from $79.6M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Rosenthal Henry Capital Advisors withdrew a net $5.75M in Q3 2023, closing 2 positions and reducing 9 holdings. Its most notable exit was First Busey Corp, an estimated $1.26M position sold in full.

By sector, the portfolio is most concentrated in Financials at 93% of assets, down from 95% a quarter earlier, followed by Miscellaneous.

Against the trend, Rosenthal Henry Capital Advisors opened a new position in Heritage Commerce worth $1.86M.

  • Rosenthal Henry Capital Advisors's largest Q3 2023 buy was Heritage Commerce: 220,000 shares worth $1.86M.
  • Rosenthal Henry Capital Advisors added most to Bank of Marin Bancorp in Q3 2023, an estimated $483K increase.
  • Rosenthal Henry Capital Advisors's biggest Q3 2023 reduction was Wintrust Financial, cutting an estimated $3.03M.
  • Rosenthal Henry Capital Advisors fully exited First Busey Corp in Q3 2023, selling an estimated $1.26M.
  • Rosenthal Henry Capital Advisors's ten largest holdings make up 42% of its $74.3M portfolio in Q3 2023.
  • Rosenthal Henry Capital Advisors opened 4 new positions and closed 2 in Q3 2023.
  • Rosenthal Henry Capital Advisors's portfolio value fell 6.7% quarter-over-quarter to $74.3M.

Based on Rosenthal Henry Capital Advisors's 13F filing for Q3 2023, filed 26 Oct 2023.