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RHCA

Rosenthal Henry Capital Advisors Portfolio holdings

AUM $114M
1-Year Est. Return 23.19%
This Fund
S&P 500
This Quarter Est. Return
+0.64%
1 Year Est. Return
+23.19%
3 Year Est. Return
+91.86%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$96.3M
AUM Growth
-$9.96M
Cap. Flow
-$10.2M
Cap. Flow %
-10.59%
Top 10 Hldgs %
38.07%
Holding
72
New
6
Increased
3
Reduced
16
Closed
7

Top Buys

Rank Stock Value
1
ALRS icon
Alerus Financial
ALRS
+$1.37M
2
CFB
CrossFirst Bankshares, Inc. Common Stock
CFB
+$736K
3
BWB icon
Bridgewater Bancshares
BWB
+$405K
4
TCBK icon
TriCo Bancshares
TCBK
+$174K
5
CARO
Carolina Financial Corp.
CARO
+$157K

Top Sells

Rank Stock Value
1
EGBN icon
Eagle Bancorp
EGBN
+$2.91M
2
IBTX
Independent Bank Group, Inc.
IBTX
+$2.06M
3
SYBT icon
Stock Yards Bancorp
SYBT
+$1.55M
4
EQBK icon
Equity Bancshares
EQBK
+$1.33M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.17M

Sector Composition

Rank Sector Weight
1 Financials 89.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LKFN icon
1
Lakeland Financial Corp
LKFN
$1.56B
$4.98M 5.16%
113,130
– –
BANF icon
2
BancFirst
BANF
$3.79B
$4.71M 4.89%
85,000
– –
SYBT icon
3
Stock Yards Bancorp
SYBT
$2.64B
$3.9M 4.05%
106,338
-42,452
-29% -$1.55M
FLIC
4
DELISTED
First of Long Island Corp
FLIC
$3.62M 3.76%
159,052
-4,032
-2% -$88.7K
CNBKA
5
DELISTED
Century Bancorp Inc/Mass
CNBKA
$3.5M 3.64%
40,000
– –
CASH icon
6
Pathward Financial
CASH
$1.86B
$3.42M 3.55%
105,000
-35,000
-25% -$1.06M
WTBA icon
7
West Bancorporation
WTBA
$478M
$3.16M 3.28%
145,300
-9,700
-6% -$206K
GABC icon
8
German American Bancorp
GABC
$1.91B
$3.11M 3.23%
97,000
-5,500
-5% -$169K
TOWN icon
9
Towne Bank
TOWN
$3.46B
$3.06M 3.17%
110,000
– –
CNOB icon
10
Center Bancorp
CNOB
$1.66B
$2.89M 3%
130,000
– –
HTBK
11
DELISTED
Heritage Commerce
HTBK
$2.7M 2.81%
230,000
– –
TMP icon
12
Tompkins Financial
TMP
$1.43B
$2.69M 2.79%
33,184
-12,516
-27% -$1M
CARO
13
DELISTED
Carolina Financial Corp.
CARO
$2.64M 2.74%
74,268
+4,515
+6% +$157K
WASH icon
14
Washington Trust Bancorp
WASH
$743M
$2.54M 2.63%
52,500
-3,000
-5% -$147K
MBWM icon
15
Mercantile Bank Corp
MBWM
$1.04B
$2.46M 2.55%
75,000
-5,000
-6% -$161K
BMRC icon
16
Bank of Marin Bancorp
BMRC
$472M
$2.39M 2.48%
57,500
– –
SRCE icon
17
1st Source
SRCE
$2.16B
$2.38M 2.47%
52,000
– –
BMTC
18
DELISTED
Bryn Mawr Bank Corp
BMTC
$2.17M 2.25%
59,500
-30,500
-34% -$1.1M
ALTA
19
DELISTED
Altabancorp
ALTA
$2.14M 2.23%
75,800
-9,200
-11% -$261K
FFWM
20
DELISTED
First Foundation Inc
FFWM
$2.14M 2.22%
140,000
– –
MOFG
21
DELISTED
MidWestOne Financial Group
MOFG
$2.14M 2.22%
70,000
– –
HBNC icon
22
Horizon Bancorp
HBNC
$1.04B
$2M 2.07%
115,000
– –
BUSE icon
23
First Busey Corp
BUSE
$2.57B
$1.9M 1.97%
75,000
-25,000
-25% -$641K
FBIZ icon
24
First Business Financial Services
FBIZ
$587M
$1.69M 1.75%
70,000
– –
SASR
25
DELISTED
Sandy Spring Bancorp Inc
SASR
$1.69M 1.75%
50,000
– –
1
2 3

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Rosenthal Henry Capital Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Rosenthal Henry Capital Advisors held 72 positions worth $96.3M, down 9.4% from $106M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Rosenthal Henry Capital Advisors withdrew a net $10.2M in Q3 2019, closing 7 positions and reducing 16 holdings. Its most notable exit was Independent Bank Group, Inc., an estimated $2.06M position sold in full.

By sector, the portfolio is most concentrated in Financials at 90% of assets, down from 92% a quarter earlier.

Against the trend, Rosenthal Henry Capital Advisors opened a new position in Alerus Financial worth $1.37M.

  • Rosenthal Henry Capital Advisors's largest Q3 2019 buy was Alerus Financial: 62,711 shares worth $1.37M.
  • Rosenthal Henry Capital Advisors added most to Carolina Financial Corp. in Q3 2019, an estimated $157K increase.
  • Rosenthal Henry Capital Advisors's biggest Q3 2019 reduction was Eagle Bancorp, cutting an estimated $2.91M.
  • Rosenthal Henry Capital Advisors fully exited Independent Bank Group, Inc. in Q3 2019, selling an estimated $2.06M.
  • Rosenthal Henry Capital Advisors's ten largest holdings make up 38% of its $96.3M portfolio in Q3 2019.
  • Rosenthal Henry Capital Advisors opened 6 new positions and closed 7 in Q3 2019.
  • Rosenthal Henry Capital Advisors's portfolio value fell 9.4% quarter-over-quarter to $96.3M.

Based on Rosenthal Henry Capital Advisors's 13F filing for Q3 2019, filed 7 Nov 2019.