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RHCA

Rosenthal Henry Capital Advisors Portfolio holdings

AUM $114M
1-Year Est. Return 23.19%
This Fund
S&P 500
This Quarter Est. Return
+0.62%
1 Year Est. Return
+23.19%
3 Year Est. Return
+91.86%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$74.3M
AUM Growth
-$5.34M
Cap. Flow
-$5.75M
Cap. Flow %
-7.74%
Top 10 Hldgs %
41.53%
Holding
45
New
4
Increased
4
Reduced
9
Closed
2

Top Buys

Rank Stock Value
1
HTBK
Heritage Commerce
HTBK
+$1.96M
2
CNOB icon
Center Bancorp
CNOB
+$1.77M
3
TCBX icon
Third Coast Bancshares
TCBX
+$953K
4
STEL
STELLENT INC
STEL
+$624K
5
BMRC icon
Bank of Marin Bancorp
BMRC
+$483K

Top Sells

Rank Stock Value
1
WTFC icon
Wintrust Financial
WTFC
+$3.03M
2
BANF icon
BancFirst
BANF
+$2.13M
3
ZION icon
Zions Bancorporation
ZION
+$1.43M
4
OBK icon
Origin Bancorp
OBK
+$1.37M
5
BUSE icon
First Busey Corp
BUSE
+$1.26M

Sector Composition

Rank Sector Weight
1 Financials 93.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPBI
26
DELISTED
Pacific Premier Bancorp
PPBI
$1.3M 1.75%
59,657
+9,566
+19% +$220K
FMNB icon
27
Farmers National Banc Corp
FMNB
$930M
$1.22M 1.64%
105,500
– –
UNTY icon
28
Unity Bancorp
UNTY
$599M
$1.22M 1.64%
52,000
– –
LBAI
29
DELISTED
Lakeland Bancorp Inc
LBAI
$1.2M 1.62%
95,157
– –
NRIM icon
30
Northrim BanCorp
NRIM
$587M
$1.19M 1.6%
120,000
– –
SRCE icon
31
1st Source
SRCE
$2.12B
$1.05M 1.42%
25,000
– –
CPF icon
32
Central Pacific Financial
CPF
$1B
$917K 1.23%
55,000
-17,000
-24% -$290K
MBIN icon
33
Merchants Bancorp
MBIN
$2.49B
$904K 1.22%
32,602
– –
TCBX icon
34
Third Coast Bancshares
TCBX
$738M
$872K 1.17%
+51,000
New +$953K
HWC icon
35
Hancock Whitney
HWC
$6.24B
$832K 1.12%
22,500
-30,000
-57% -$1.22M
BMRC icon
36
Bank of Marin Bancorp
BMRC
$459M
$795K 1.07%
43,500
+25,000
+135% +$483K
SASR
37
DELISTED
Sandy Spring Bancorp Inc
SASR
$791K 1.06%
36,900
– –
CFB
38
DELISTED
CrossFirst Bankshares, Inc. Common Stock
CFB
$757K 1.02%
75,000
– –
STEL
39
DELISTED
STELLENT INC
STEL
$624K 0.84%
+29,250
New +$624K
DCOM
40
DELISTED
Dime Community Bancshares
DCOM
$501K 0.67%
25,086
-6,000
-19% -$120K
ZION icon
41
Zions Bancorporation
ZION
$10.3B
$4.54K 0.01%
130
-41,000
-100% -$1.43M
OBK icon
42
Origin Bancorp
OBK
$1.66B
$4.04K 0.01%
140
-44,860
-100% -$1.37M
BUSE icon
43
First Busey Corp
BUSE
$2.56B
– –
-62,525
Closed -$1.26M
STEL
44
DELISTED
Stellar Bancorp
STEL
– –
-29,250
Closed -$670K
1
2

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BDL
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Rosenthal Henry Capital Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Rosenthal Henry Capital Advisors held 45 positions worth $74.3M, down 6.7% from $79.6M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Rosenthal Henry Capital Advisors withdrew a net $5.75M in Q3 2023, closing 2 positions and reducing 9 holdings. Its most notable exit was First Busey Corp, an estimated $1.26M position sold in full.

By sector, the portfolio is most concentrated in Financials at 93% of assets, down from 95% a quarter earlier.

Against the trend, Rosenthal Henry Capital Advisors opened a new position in Heritage Commerce worth $1.86M.

  • Rosenthal Henry Capital Advisors's largest Q3 2023 buy was Heritage Commerce: 220,000 shares worth $1.86M.
  • Rosenthal Henry Capital Advisors added most to Bank of Marin Bancorp in Q3 2023, an estimated $483K increase.
  • Rosenthal Henry Capital Advisors's biggest Q3 2023 reduction was Wintrust Financial, cutting an estimated $3.03M.
  • Rosenthal Henry Capital Advisors fully exited First Busey Corp in Q3 2023, selling an estimated $1.26M.
  • Rosenthal Henry Capital Advisors's ten largest holdings make up 42% of its $74.3M portfolio in Q3 2023.
  • Rosenthal Henry Capital Advisors opened 4 new positions and closed 2 in Q3 2023.
  • Rosenthal Henry Capital Advisors's portfolio value fell 6.7% quarter-over-quarter to $74.3M.

Based on Rosenthal Henry Capital Advisors's 13F filing for Q3 2023, filed 26 Oct 2023.