Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1351
State Street SPDR S&P International Small Cap ETF
GWX
$889M
| $29.6K | ﹤0.01% |
+649
| New | +$29.3K |
2026 Q3
0 quarters
|
|
1352
Greif
GEF
$4.03B
| $29.5K | ﹤0.01% |
+371
| New | +$30.5K |
2026 Q3
0 quarters
|
|
1353
abrdn Physical Silver Shares ETF
SIVR
$3.3B
| $29.5K | ﹤0.01% |
+515
| New | +$30.7K |
2026 Q3
0 quarters
|
|
1354
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.12B
| $29.4K | ﹤0.01% |
+559
| New | +$29.6K |
2026 Q3
0 quarters
|
|
1355
Warner Music
WMG
$16.9B
| $29.3K | ﹤0.01% |
+1,063
| New | +$29.3K |
2026 Q3
0 quarters
|
|
1356
WesBanco
WSBC
$3.71B
| $29.3K | ﹤0.01% |
+782
| New | +$31.6K |
2026 Q3
0 quarters
|
|
1357
Brown & Brown
BRO
$23.9B
| $29.2K | ﹤0.01% |
+480
| New | +$33K |
2026 Q3
0 quarters
|
|
1358
iShares Morningstar Small-Cap Value ETF
ISCV
$695M
| $29.2K | ﹤0.01% |
+391
| New | +$31K |
2026 Q3
0 quarters
|
|
1359
Kensington Hedged Premium Income ETF
KHPI
$459M
| $29K | ﹤0.01% |
+1,124
| New | +$29.2K |
2026 Q3
0 quarters
|
|
1360
NeoGenomics
NEO
$2.07B
| $28.9K | ﹤0.01% |
+1,576
| New | +$26K |
2026 Q3
0 quarters
|
|
1361
Globus Medical
GMED
$9.6B
| $28.9K | ﹤0.01% |
+386
| New | +$30.6K |
2026 Q3
0 quarters
|
|
1362
Freshworks
FRSH
$3.32B
| $28.8K | ﹤0.01% |
+2,250
| New | +$26.8K |
2026 Q3
0 quarters
|
|
1363
Cambria Shareholder Yield ETF
SYLD
$1.03B
| $28.8K | ﹤0.01% |
+357
| New | +$30K |
2026 Q3
0 quarters
|
|
1364
Balchem Corp
BCPC
$5.52B
| $28.5K | ﹤0.01% |
+173
| New | +$29.4K |
2026 Q3
0 quarters
|
|
1365
First Trust Morningstar Dividend Leaders Index Fund
FDL
$8.49B
| $28.5K | ﹤0.01% |
+581
| New | +$30K |
2026 Q3
0 quarters
|
|
1366
Bright Horizons
BFAM
$2.53B
| $28.5K | ﹤0.01% |
+447
| New | +$32.2K |
2026 Q3
0 quarters
|
|
1367
AB Short Duration High Yield ETF
SYFI
$940M
| $28.5K | ﹤0.01% |
+815
| New | +$29K |
2026 Q3
0 quarters
|
|
1368
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.56B
| $28.4K | ﹤0.01% |
+586
| New | +$29K |
2026 Q3
0 quarters
|
|
1369
T. Rowe Price Small-Mid Cap ETF
TMSL
$3.2B
| $28.4K | ﹤0.01% |
+697
| New | +$29.8K |
2026 Q3
0 quarters
|
|
1370
Crocs
CROX
$7.49B
| $28.3K | ﹤0.01% |
+241
| New | +$30.4K |
2026 Q3
0 quarters
|
|
1371
GATX Corp
GATX
$6.68B
| $28.2K | ﹤0.01% |
+166
| New | +$29.7K |
2026 Q3
0 quarters
|
|
1372
DELISTED
Arcosa
ACA
| $28.2K | ﹤0.01% |
+193
| New | +$28K |
2026 Q3
0 quarters
|
|
1373
Northern Oil and Gas
NOG
$2.66B
| $28.1K | ﹤0.01% |
+1,226
| New | +$28.3K |
2026 Q3
0 quarters
|
|
1374
Cavco Industries
CVCO
$4.92B
| $28K | ﹤0.01% |
+50
| New | +$28.4K |
2026 Q3
0 quarters
|
|
1375
iShares Emerging Markets Equity Factor ETF
EMGF
$1.89B
| $28K | ﹤0.01% |
+391
| New | +$27.7K |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.