Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1301
PTC
PTC
$21.3B
| $32.6K | ﹤0.01% |
+232
| New | +$31.8K |
2026 Q3
0 quarters
|
|
1302
Garrett Motion
GTX
$3.85B
| $32.5K | ﹤0.01% |
+1,248
| New | +$36K |
2026 Q3
0 quarters
|
|
1303
Portland General Electric
POR
$5.47B
| $32.4K | ﹤0.01% |
+726
| New | +$36.1K |
2026 Q3
0 quarters
|
|
1304
Plexus
PLXS
$5.56B
| $32.4K | ﹤0.01% |
+124
| New | +$31.7K |
2026 Q3
0 quarters
|
|
1305
Pricesmart
PSMT
$5.1B
| $32.3K | ﹤0.01% |
+191
| New | +$34.3K |
2026 Q3
0 quarters
|
|
1306
LivaNova
LIVN
$5.03B
| $32.3K | ﹤0.01% |
+422
| New | +$33.7K |
2026 Q3
0 quarters
|
|
1307
First American
FAF
$6.62B
| $32.3K | ﹤0.01% |
+531
| New | +$38.2K |
2026 Q3
0 quarters
|
|
1308
Camden Property Trust
CPT
$9.9B
| $32.2K | ﹤0.01% |
+333
| New | +$36K |
2026 Q3
0 quarters
|
|
1309
Novo Nordisk
NVO
$184B
| $32.1K | ﹤0.01% |
+847
| New | +$39K |
2026 Q3
0 quarters
|
|
1310
Federated Hermes
FHI
$4.71B
| $32K | ﹤0.01% |
+568
| New | +$34.3K |
2026 Q3
0 quarters
|
|
1311
iShares Fallen Angels USD Bond ETF
FALN
$1.72B
| $31.9K | ﹤0.01% |
+1,231
| New | +$33K |
2026 Q3
0 quarters
|
|
1312
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.69B
| $31.8K | ﹤0.01% |
+336
| New | +$33.8K |
2026 Q3
0 quarters
|
|
1313
Las Vegas Sands
LVS
$25.3B
| $31.7K | ﹤0.01% |
+839
| New | +$37.4K |
2026 Q3
0 quarters
|
|
1314
Avantis US Small Cap Equity ETF
AVSC
$3.19B
| $31.6K | ﹤0.01% |
+458
| New | +$33.2K |
2026 Q3
0 quarters
|
|
1315
Vanguard Materials ETF
VAW
$2.96B
| $31.6K | ﹤0.01% |
+145
| New | +$33.3K |
2026 Q3
0 quarters
|
|
1316
Nuveen Core Plus Impact Fund
NPCT
$256M
| $31.5K | ﹤0.01% |
+3,434
| New | +$33.4K |
2026 Q3
0 quarters
|
|
1317
Crescent Energy
CRGY
$5.12B
| $31.5K | ﹤0.01% |
+2,440
| New | +$29.9K |
2026 Q3
0 quarters
|
|
1318
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.6B
| $31.4K | ﹤0.01% |
+1,327
| New | +$32.2K |
2026 Q3
0 quarters
|
|
1319
State Street SPDR S&P Biotech ETF
XBI
$10.2B
| $31.4K | ﹤0.01% |
+199
| New | +$31.4K |
2026 Q3
0 quarters
|
|
1320
Kadant
KAI
$3.47B
| $31.4K | ﹤0.01% |
+120
| New | +$36.2K |
2026 Q3
0 quarters
|
|
1321
Shake Shack
SHAK
$3.03B
| $31.3K | ﹤0.01% |
+534
| New | +$34K |
2026 Q3
0 quarters
|
|
1322
TTM Technologies
TTMI
$7.81B
| $31.3K | ﹤0.01% |
+255
| New | +$32.7K |
2026 Q3
0 quarters
|
|
1323
Rush Enterprises Class A
RUSHA
$5.25B
| $31.2K | ﹤0.01% |
+681
| New | +$34.6K |
2026 Q3
0 quarters
|
|
1324
Cooper Companies
COO
$11.9B
| $31K | ﹤0.01% |
+549
| New | +$37.5K |
2026 Q3
0 quarters
|
|
1325
StoneX
SNEX
$6.9B
| $31K | ﹤0.01% |
+480
| New | +$34.1K |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.