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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
-$139M
Cap. Flow
-$147M
Cap. Flow %
-13.06%
Top 10 Hldgs %
24.37%
Holding
217
New
26
Increased
53
Reduced
97
Closed
21

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$12.7M
2
EW icon
Edwards Lifesciences
EW
+$11.5M
3
DD icon
DuPont de Nemours
DD
+$9.06M
4
CMA
Comerica
CMA
+$8.05M
5
UNP icon
Union Pacific
UNP
+$6.65M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$30.7M
2
GLD icon
SPDR Gold Trust
GLD
+$24.3M
3
HD icon
Home Depot
HD
+$16.8M
4
CPRI icon
Capri Holdings
CPRI
+$12.7M
5
CBOE icon
Cboe Global Markets
CBOE
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 16.91%
2 Industrials 14.83%
3 Technology 9.68%
4 Consumer Staples 6.83%
5 Communication Services 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PZA icon
201
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.25B
– –
-9,600
Closed -$250K
XLP icon
202
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
– –
-132,791
Closed -$7.07M
PSA.PRD
203
DELISTED
Public Storage
PSA.PRD
– –
-8,245
Closed -$213K
ARES.PRA
204
DELISTED
Ares Management Corporation 7.00% Series A Preferred Stock
ARES.PRA
– –
-10,000
Closed -$260K
CTV
205
DELISTED
Qwest Corporation 6.875% Notes due 2054
CTV
– –
-7,400
Closed -$200K
SNMX
206
DELISTED
Senomyx, Inc.
SNMX
– –
-16,500
Closed -$70K
ALL.PRC.CL
207
DELISTED
The Allstate Corporation
ALL.PRC.CL
– –
-7,700
Closed -$209K
GS.PRI.CL
208
DELISTED
The Goldman Sachs Group, Inc.
GS.PRI.CL
– –
-7,800
Closed -$202K
EMZ.CL
209
DELISTED
ENTERGY MISS INC 1ST MTG BD
EMZ.CL
– –
-43,548
Closed -$1.1M
IEH
210
DELISTED
INTEGRYS ENERGY GROUP INC 6% JR SUB NT DUE 8-1-2073 (WI)
IEH
– –
-60,375
Closed -$1.59M
CCI.PRA
211
DELISTED
Crown Castle International Corp.
CCI.PRA
– –
-4,320
Closed -$488K
GSJ.CL
212
DELISTED
The Goldman Sachs Group Inc
GSJ.CL
– –
-8,100
Closed -$207K
5 6 7 8
9

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CCP
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SIM
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MCM
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Roosevelt Investment Group's Q4 2016 Portfolio in Review

As of Q4 2016, Roosevelt Investment Group held 217 positions worth $1.13B, down 11% from $1.27B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Roosevelt Investment Group withdrew a net $147M in Q4 2016, closing 21 positions and reducing 97 holdings. Its most notable exit was SPDR Gold Trust, an estimated $24.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Vanguard Financials ETF worth $13.8M.

  • Roosevelt Investment Group's largest Q4 2016 buy was Vanguard Financials ETF: 233,114 shares worth $13.8M.
  • Roosevelt Investment Group added most to Edwards Lifesciences in Q4 2016, an estimated $11.5M increase.
  • Roosevelt Investment Group's biggest Q4 2016 reduction was Pfizer, cutting an estimated $30.7M.
  • Roosevelt Investment Group fully exited SPDR Gold Trust in Q4 2016, selling an estimated $24.3M.
  • Roosevelt Investment Group's ten largest holdings make up 24% of its $1.13B portfolio in Q4 2016.
  • Roosevelt Investment Group opened 26 new positions and closed 21 in Q4 2016.
  • Roosevelt Investment Group's portfolio value fell 11% quarter-over-quarter to $1.13B.

Based on Roosevelt Investment Group's 13F filing for Q4 2016, filed 7 Feb 2017.