RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
This Quarter Return
-5.14%
1 Year Return
-5.26%
3 Year Return
+57.87%
5 Year Return
+105.08%
10 Year Return
–
AUM
$1.54B
AUM Growth
+$1.54B
Cap. Flow
-$17.3M
Cap. Flow %
-1.12%
Top 10 Hldgs %
30.62%
Holding
252
New
19
Increased
74
Reduced
80
Closed
28

Top Buys

1
EW icon
Edwards Lifesciences
EW
$31.3M
2
GOOG icon
Alphabet (Google) Class C
GOOG
$29.2M
3
CAG icon
Conagra Brands
CAG
$28.9M
4
LMT icon
Lockheed Martin
LMT
$21.2M
5
MAS icon
Masco
MAS
$17.7M

Top Sells

1
MSFT icon
Microsoft
MSFT
$28.9M
2
NVO icon
Novo Nordisk
NVO
$22.7M
3
DFS
Discover Financial Services
DFS
$22.1M
4
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$20.8M
5
SAM icon
Boston Beer
SAM
$19.7M

Sector Composition

1 Financials 16.72%
2 Healthcare 15.53%
3 Industrials 14.19%
4 Consumer Discretionary 13.59%
5 Technology 7.2%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AVP
201
DELISTED
Avon Products, Inc.
AVP
$248K 0.02%
76,450
-23,700
-24% -$76.9K
M icon
202
Macy's
M
$4.42B
$246K 0.02%
4,791
– –
HSBC.PRA
203
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$239K 0.02%
9,465
-485
-5% -$12.2K
MON
204
DELISTED
Monsanto Co
MON
$234K 0.02%
2,740
– –
AMGN icon
205
Amgen
AMGN
$153B
$230K 0.01%
1,664
-87
-5% -$12K
RF icon
206
Regions Financial
RF
$24B
$225K 0.01%
25,000
– –
MHK icon
207
Mohawk Industries
MHK
$8.11B
$224K 0.01%
1,234
– –
MKTX icon
208
MarketAxess Holdings
MKTX
$6.78B
$223K 0.01%
+2,403
New +$223K
PJH
209
DELISTED
PRUDENTIAL FINANCIAL, INC. 5.75% Junior Subordinated Notes due 2052
PJH
$219K 0.01%
8,700
– –
ALL.PRC.CL
210
DELISTED
The Allstate Corporation
ALL.PRC.CL
$209K 0.01%
7,900
– –
DXB.CL
211
DELISTED
Deutsche Bank Contingent Capital Trust II 6.55% Trust Preferred Securities Called
DXB.CL
$208K 0.01%
7,900
– –
POM
212
DELISTED
PEPCO HOLDINGS, INC.
POM
$206K 0.01%
8,488
– –
GS.PRI.CL
213
DELISTED
The Goldman Sachs Group, Inc.
GS.PRI.CL
$205K 0.01%
8,200
– –
NKE icon
214
Nike
NKE
$110B
$205K 0.01%
+1,669
New +$205K
FLG
215
Flagstar Financial, Inc.
FLG
$5.33B
$202K 0.01%
11,200
-9
-0.1% -$162
FCX icon
216
Freeport-McMoran
FCX
$66.3B
$179K 0.01%
18,500
+300
+2% +$2.9K
CWEN icon
217
Clearway Energy Class C
CWEN
$3.38B
$165K 0.01%
14,233
+1,042
+8% +$12.1K
KEY icon
218
KeyCorp
KEY
$20.8B
$159K 0.01%
12,233
– –
PDS
219
Precision Drilling
PDS
$762M
$157K 0.01%
42,200
– –
HGT
220
DELISTED
Hugoton Royalty Trust
HGT
$138K 0.01%
46,800
– –
TRCO
221
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-390,050
Closed -$20.8M
SLMAP
222
DELISTED
SLM Corporation PFD STK Ser A 6.97%
SLMAP
– –
-7,016
Closed -$347K
MET.PRB
223
DELISTED
METLIFE INC PFD SERIES B
MET.PRB
– –
-16,850
Closed -$421K
KRFT
224
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-27,448
Closed -$2.34M
PLL
225
DELISTED
PALL CORP
PLL
– –
-1,645
Closed -$205K
6 7 8
9
10