RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
This Quarter Return
+0.31%
1 Year Return
-5.26%
3 Year Return
+57.87%
5 Year Return
+105.08%
10 Year Return
–
AUM
$1.69B
AUM Growth
+$1.69B
Cap. Flow
-$120M
Cap. Flow %
-7.1%
Top 10 Hldgs %
29.48%
Holding
259
New
29
Increased
64
Reduced
91
Closed
26

Top Buys

1
HON icon
Honeywell
HON
$23.4M
2
ALLE icon
Allegion
ALLE
$22.7M
3
IAC icon
IAC Inc
IAC
$19.5M
4
PII icon
Polaris
PII
$13.6M
5
ODFL icon
Old Dominion Freight Line
ODFL
$12.3M

Top Sells

1
DFS
Discover Financial Services
DFS
$38.9M
2
MRK icon
Merck
MRK
$37.9M
3
AAPL icon
Apple
AAPL
$28.9M
4
LUV icon
Southwest Airlines
LUV
$28.7M
5
WMT icon
Walmart
WMT
$23.2M

Sector Composition

1 Financials 17.64%
2 Healthcare 15.6%
3 Consumer Discretionary 12.7%
4 Industrials 10.7%
5 Technology 9.98%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MON
201
DELISTED
Monsanto Co
MON
$292K 0.02%
2,740
– –
CWEN icon
202
Clearway Energy Class C
CWEN
$3.38B
$289K 0.02%
+13,191
New +$289K
PDS
203
Precision Drilling
PDS
$762M
$284K 0.02%
42,200
– –
PRE.PRE.CL
204
DELISTED
Partnerre Ltd
PRE.PRE.CL
$278K 0.02%
10,700
– –
AMGN icon
205
Amgen
AMGN
$153B
$269K 0.02%
1,751
-21
-1% -$3.23K
RF icon
206
Regions Financial
RF
$24B
$259K 0.02%
25,000
– –
HSBC.PRA
207
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$251K 0.01%
9,950
-215
-2% -$5.42K
MHK icon
208
Mohawk Industries
MHK
$8.11B
$236K 0.01%
+1,234
New +$236K
NRP icon
209
Natural Resource Partners
NRP
$1.36B
$235K 0.01%
62,060
-400
-0.6% -$1.52K
POM
210
DELISTED
PEPCO HOLDINGS, INC.
POM
$229K 0.01%
8,488
– –
MLPL
211
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
$223K 0.01%
5,244
-171
-3% -$7.27K
SSYS icon
212
Stratasys
SSYS
$863M
$221K 0.01%
6,320
-400
-6% -$14K
PJH
213
DELISTED
PRUDENTIAL FINANCIAL, INC. 5.75% Junior Subordinated Notes due 2052
PJH
$215K 0.01%
8,700
– –
CAT icon
214
Caterpillar
CAT
$194B
$210K 0.01%
2,477
-50
-2% -$4.24K
ALL.PRC.CL
215
DELISTED
The Allstate Corporation
ALL.PRC.CL
$209K 0.01%
7,900
– –
DXB.CL
216
DELISTED
Deutsche Bank Contingent Capital Trust II 6.55% Trust Preferred Securities Called
DXB.CL
$208K 0.01%
7,900
– –
FLG
217
Flagstar Financial, Inc.
FLG
$5.33B
$206K 0.01%
11,209
– –
PLL
218
DELISTED
PALL CORP
PLL
$205K 0.01%
+1,645
New +$205K
GS.PRI.CL
219
DELISTED
The Goldman Sachs Group, Inc.
GS.PRI.CL
$204K 0.01%
8,200
– –
KEY icon
220
KeyCorp
KEY
$20.8B
$184K 0.01%
12,233
-3,981
-25% -$59.9K
HGT
221
DELISTED
Hugoton Royalty Trust
HGT
$164K 0.01%
46,800
-6,000
-11% -$21K
JPM.PRC
222
DELISTED
JPMORGAN CHASE CAPITAL XXIX 6.70% CAP SEC SERIES CC
JPM.PRC
– –
-95,500
Closed -$2.43M
RGP
223
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
– –
-51,531
Closed -$1.18M
MSJ.CL
224
DELISTED
MORGAN STANLEY CAP TRUST VI CAP SECURITIES
MSJ.CL
– –
-8,400
Closed -$218K
LO
225
DELISTED
LORILLARD INC COM STK
LO
– –
-44,923
Closed -$2.94M
6 7 8
9
10