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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
-$89.5M
Cap. Flow
-$124M
Cap. Flow %
-6.93%
Top 10 Hldgs %
31.96%
Holding
252
New
26
Increased
64
Reduced
92
Closed
18

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$50.5M
2
DRI icon
Darden Restaurants
DRI
+$31.1M
3
AAPL icon
Apple
AAPL
+$30.4M
4
LMT icon
Lockheed Martin
LMT
+$29.4M
5
DNKN
Dunkin' Brands Group, Inc.
DNKN
+$26M

Top Sells

Rank Stock Value
1
WFT
Weatherford International plc
WFT
+$45.8M
2
LYB icon
LyondellBasell Industries
LYB
+$39.5M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$34.4M
4
WFC icon
Wells Fargo
WFC
+$31.9M
5
EOG icon
EOG Resources
EOG
+$29.1M

Sector Composition

Rank Sector Weight
1 Financials 18.96%
2 Healthcare 17.18%
3 Technology 10.78%
4 Consumer Discretionary 10.22%
5 Industrials 9.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
M icon
201
Macy's
M
$6.83B
$315K 0.02%
4,791
+1
+0% +$60
C icon
202
Citigroup
C
$224B
$310K 0.02%
5,737
-614
-10% -$32.6K
XCO
203
DELISTED
Exco Resources
XCO
$288K 0.02%
+8,859
New +$370K
PRE.PRE.CL
204
DELISTED
Partnerre Ltd
PRE.PRE.CL
$288K 0.02%
10,800
– –
AMGN icon
205
Amgen
AMGN
$210B
$285K 0.02%
1,790
+20
+1% +$3.12K
CSCO icon
206
Cisco
CSCO
$480B
$285K 0.02%
+10,264
New +$265K
MDU icon
207
MDU Resources
MDU
$4.2B
$284K 0.02%
31,756
-1,899
-6% -$18.3K
RF icon
208
Regions Financial
RF
$26.9B
$264K 0.01%
25,000
– –
DIS icon
209
Walt Disney
DIS
$170B
$262K 0.01%
2,786
+188
+7% +$16.9K
HSBC.PRA
210
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$261K 0.01%
10,165
– –
PDS
211
Precision Drilling
PDS
$996M
$256K 0.01%
2,110
– –
AGM.PRA
212
DELISTED
Federal Agricultural Mortgage Corporation 5.875% Ser A
AGM.PRA
$253K 0.01%
10,075
– –
HHS icon
213
Harte-Hanks
HHS
$14.8M
$249K 0.01%
3,217
– –
MJN
214
DELISTED
Mead Johnson Nutrition Company
MJN
$236K 0.01%
2,352
+149
+7% +$14.9K
CAT icon
215
Caterpillar
CAT
$404B
$234K 0.01%
2,558
-110
-4% -$10.7K
DNO
216
DELISTED
United States Short Oil Fund
DNO
$232K 0.01%
+4,198
New +$178K
POM
217
DELISTED
PEPCO HOLDINGS, INC.
POM
$229K 0.01%
8,488
– –
MSJ.CL
218
DELISTED
MORGAN STANLEY CAP TRUST VI CAP SECURITIES
MSJ.CL
$220K 0.01%
8,600
-300
-3% -$7.66K
PJH
219
DELISTED
PRUDENTIAL FINANCIAL, INC. 5.75% Junior Subordinated Notes due 2052
PJH
$218K 0.01%
8,700
– –
ALL.PRC.CL
220
DELISTED
The Allstate Corporation
ALL.PRC.CL
$213K 0.01%
7,900
– –
SRPT icon
221
Sarepta Therapeutics
SRPT
$1.68B
$207K 0.01%
+14,328
New +$243K
DXB.CL
222
DELISTED
Deutsche Bank Contingent Capital Trust II 6.55% Trust Preferred Securities Called
DXB.CL
$207K 0.01%
+7,900
New +$206K
GS.PRI.CL
223
DELISTED
The Goldman Sachs Group, Inc.
GS.PRI.CL
$203K 0.01%
+8,200
New +$199K
TYC
224
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$201K 0.01%
4,384
-134,518
-97% -$5.99M
FRC.PRA.CL
225
DELISTED
First Republic Bank
FRC.PRA.CL
$201K 0.01%
+7,630
New +$200K
6 7 8
9
10

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Roosevelt Investment Group's Q4 2014 Portfolio in Review

As of Q4 2014, Roosevelt Investment Group held 252 positions worth $1.79B, down 4.8% from $1.88B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Roosevelt Investment Group withdrew a net $124M in Q4 2014, closing 18 positions and reducing 92 holdings. Its most notable exit was Weatherford International plc, an estimated $45.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Darden Restaurants worth $33.6M.

  • Roosevelt Investment Group's largest Q4 2014 buy was Darden Restaurants: 641,792 shares worth $33.6M.
  • Roosevelt Investment Group added most to Kinder Morgan in Q4 2014, an estimated $50.5M increase.
  • Roosevelt Investment Group's biggest Q4 2014 reduction was LyondellBasell Industries, cutting an estimated $39.5M.
  • Roosevelt Investment Group fully exited Weatherford International plc in Q4 2014, selling an estimated $45.8M.
  • Roosevelt Investment Group's ten largest holdings make up 32% of its $1.79B portfolio in Q4 2014.
  • Roosevelt Investment Group opened 26 new positions and closed 18 in Q4 2014.
  • Roosevelt Investment Group's portfolio value fell 4.8% quarter-over-quarter to $1.79B.

Based on Roosevelt Investment Group's 13F filing for Q4 2014, filed 13 Feb 2015.