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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
-$470M
Cap. Flow
-$530M
Cap. Flow %
-28.23%
Top 10 Hldgs %
31.98%
Holding
240
New
14
Increased
40
Reduced
112
Closed
14

Top Buys

Rank Stock Value
1
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$36.8M
2
MTUS icon
Metallus
MTUS
+$22.3M
3
SHW icon
Sherwin-Williams
SHW
+$21.2M
4
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$15M
5
DD
Du Pont De Nemours E I
DD
+$14.9M

Top Sells

Rank Stock Value
1
CTSH icon
Cognizant
CTSH
+$57.3M
2
ETN icon
Eaton
ETN
+$54.6M
3
MS icon
Morgan Stanley
MS
+$34.6M
4
BIIB icon
Biogen
BIIB
+$33.2M
5
RTN
Raytheon Company
RTN
+$27.6M

Sector Composition

Rank Sector Weight
1 Financials 18.44%
2 Healthcare 17.26%
3 Energy 13.37%
4 Technology 11.28%
5 Industrials 9.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRE.PRE.CL
201
DELISTED
Partnerre Ltd
PRE.PRE.CL
$290K 0.02%
10,800
– –
M icon
202
Macy's
M
$6.89B
$279K 0.01%
4,790
– –
SLCA
203
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$277K 0.01%
+4,439
New +$276K
CAT icon
204
Caterpillar
CAT
$404B
$264K 0.01%
2,668
-58
-2% -$6.15K
HSBC.PRA
205
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$256K 0.01%
10,165
– –
RF icon
206
Regions Financial
RF
$27.3B
$251K 0.01%
25,000
– –
AMGN icon
207
Amgen
AMGN
$210B
$249K 0.01%
+1,770
New +$231K
AMJ
208
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$242K 0.01%
4,550
-51
-1% -$2.67K
AGM.PRA
209
DELISTED
Federal Agricultural Mortgage Corporation 5.875% Ser A
AGM.PRA
$242K 0.01%
10,075
-505
-5% -$12.3K
DIS icon
210
Walt Disney
DIS
$170B
$231K 0.01%
2,598
+80
+3% +$7.06K
MSJ.CL
211
DELISTED
MORGAN STANLEY CAP TRUST VI CAP SECURITIES
MSJ.CL
$227K 0.01%
8,900
– –
POM
212
DELISTED
PEPCO HOLDINGS, INC.
POM
$227K 0.01%
8,488
– –
EXXI
213
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$223K 0.01%
19,650
-500
-2% -$8.89K
KEY icon
214
KeyCorp
KEY
$24.8B
$216K 0.01%
16,216
– –
PJH
215
DELISTED
PRUDENTIAL FINANCIAL, INC. 5.75% Junior Subordinated Notes due 2052
PJH
$215K 0.01%
8,700
– –
MJN
216
DELISTED
Mead Johnson Nutrition Company
MJN
$212K 0.01%
2,203
-83
-4% -$7.86K
ALL.PRC.CL
217
DELISTED
The Allstate Corporation
ALL.PRC.CL
$206K 0.01%
7,900
+200
+3% +$5.3K
HHS icon
218
Harte-Hanks
HHS
$15.9M
$205K 0.01%
3,217
– –
FLG
219
Flagstar Bank National Association
FLG
$5.95B
$178K 0.01%
3,733
– –
CTSH icon
220
Cognizant
CTSH
$25.3B
– –
-1,171,027
Closed -$57.3M
EMR icon
221
Emerson Electric
EMR
$89B
– –
-3,160
Closed -$210K
GNW icon
222
Genworth Financial
GNW
$3.76B
– –
-1,099,353
Closed -$19.1M
GTLS
223
DELISTED
Chart Industries
GTLS
– –
-16,540
Closed -$1.37M
HRI icon
224
Herc Holdings
HRI
$5.71B
– –
-245,247
Closed -$20.6M
PNR icon
225
Pentair
PNR
$10.9B
– –
-32,457
Closed -$1.57M
6 7 8
9
10

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CCP
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MCM
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Roosevelt Investment Group's Q3 2014 Portfolio in Review

As of Q3 2014, Roosevelt Investment Group held 240 positions worth $1.88B, down 20% from $2.35B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Roosevelt Investment Group withdrew a net $530M in Q3 2014, closing 14 positions and reducing 112 holdings. Its most notable exit was Cognizant, an estimated $57.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, down from 19% a quarter earlier, followed by Healthcare and Energy.

Against the trend, Roosevelt Investment Group opened a new position in MALLINCKRODT PUBLIC LIMITED COMPANY worth $42.4M.

  • Roosevelt Investment Group's largest Q3 2014 buy was MALLINCKRODT PUBLIC LIMITED COMPANY: 470,392 shares worth $42.4M.
  • Roosevelt Investment Group added most to Alcoa in Q3 2014, an estimated $9.65M increase.
  • Roosevelt Investment Group's biggest Q3 2014 reduction was Eaton, cutting an estimated $54.6M.
  • Roosevelt Investment Group fully exited Cognizant in Q3 2014, selling an estimated $57.3M.
  • Roosevelt Investment Group's ten largest holdings make up 32% of its $1.88B portfolio in Q3 2014.
  • Roosevelt Investment Group opened 14 new positions and closed 14 in Q3 2014.
  • Roosevelt Investment Group's portfolio value fell 20% quarter-over-quarter to $1.88B.

Based on Roosevelt Investment Group's 13F filing for Q3 2014, filed 10 Nov 2014.