RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
This Quarter Return
+5.91%
1 Year Return
-5.26%
3 Year Return
+57.87%
5 Year Return
+105.08%
10 Year Return
–
AUM
$2.35B
AUM Growth
+$2.35B
Cap. Flow
+$217M
Cap. Flow %
9.25%
Top 10 Hldgs %
34.21%
Holding
247
New
26
Increased
86
Reduced
74
Closed
21

Top Buys

1
HES
Hess
HES
$66.8M
2
WFT
Weatherford International plc
WFT
$62.7M
3
MSFT icon
Microsoft
MSFT
$49M
4
MRK icon
Merck
MRK
$46.3M
5
NXPI icon
NXP Semiconductors
NXPI
$42.3M

Top Sells

1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
$51.3M
2
GNC
GNC Holdings, Inc.
GNC
$42.5M
3
REGN icon
Regeneron Pharmaceuticals
REGN
$40.8M
4
WDAY icon
Workday
WDAY
$40.7M
5
BRCM
BROADCOM CORP CL-A
BRCM
$39.1M

Sector Composition

1 Financials 19.34%
2 Healthcare 15.1%
3 Industrials 14.89%
4 Energy 14.37%
5 Technology 13.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HSBC.PRA
201
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$258K 0.01%
10,165
-1,785
-15% -$45.3K
SLB icon
202
Schlumberger
SLB
$52.2B
$256K 0.01%
+2,171
New +$256K
AGM.PRA
203
DELISTED
Federal Agricultural Mortgage Corporation 5.875% Ser A
AGM.PRA
$249K 0.01%
10,580
-1,180
-10% -$27.8K
HON icon
204
Honeywell
HON
$136B
$242K 0.01%
2,606
+266
+11% +$24.7K
AMJ
205
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$241K 0.01%
+4,601
New +$241K
POM
206
DELISTED
PEPCO HOLDINGS, INC.
POM
$233K 0.01%
+8,488
New +$233K
KEY icon
207
KeyCorp
KEY
$20.8B
$232K 0.01%
16,216
-569
-3% -$8.14K
HHS icon
208
Harte-Hanks
HHS
$26.3M
$231K 0.01%
32,168
– –
MSJ.CL
209
DELISTED
MORGAN STANLEY CAP TRUST VI CAP SECURITIES
MSJ.CL
$228K 0.01%
8,900
-2,200
-20% -$56.4K
PJH
210
DELISTED
PRUDENTIAL FINANCIAL, INC. 5.75% Junior Subordinated Notes due 2052
PJH
$217K 0.01%
8,700
– –
PVH icon
211
PVH
PVH
$4.1B
$217K 0.01%
1,861
-369
-17% -$43K
DIS icon
212
Walt Disney
DIS
$211B
$216K 0.01%
+2,518
New +$216K
MJN
213
DELISTED
Mead Johnson Nutrition Company
MJN
$213K 0.01%
2,286
-272
-11% -$25.3K
EMR icon
214
Emerson Electric
EMR
$72.9B
$210K 0.01%
3,160
– –
ALL.PRC.CL
215
DELISTED
The Allstate Corporation
ALL.PRC.CL
$204K 0.01%
7,700
-1,400
-15% -$37.1K
FRC.PRA.CL
216
DELISTED
First Republic Bank
FRC.PRA.CL
$203K 0.01%
+7,730
New +$203K
GS.PRI.CL
217
DELISTED
The Goldman Sachs Group, Inc.
GS.PRI.CL
$202K 0.01%
8,200
-800
-9% -$19.7K
DXB.CL
218
DELISTED
Deutsche Bank Contingent Capital Trust II 6.55% Trust Preferred Securities Called
DXB.CL
$201K 0.01%
7,700
– –
FLG
219
Flagstar Financial, Inc.
FLG
$5.33B
$179K 0.01%
11,200
– –
FTR
220
DELISTED
Frontier Communications Corp.
FTR
– –
-10,945
Closed -$62.4K
PPL.PRW
221
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
– –
-3,725
Closed -$204K
AEF.CL
222
DELISTED
AEGON NV PERPETUAL CAP SECURITIES (NETHERLANDS)
AEF.CL
– –
-61,871
Closed -$1.6M
BRCM
223
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-1,243,514
Closed -$39.1M
GNC
224
DELISTED
GNC Holdings, Inc.
GNC
– –
-964,605
Closed -$42.5M
ONIT
225
Onity Group Inc.
ONIT
$339M
– –
-366,017
Closed -$14.3M
6 7 8
9
10