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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+9.88%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$2.21B
AUM Growth
-$36.4M
Cap. Flow
-$213M
Cap. Flow %
-9.62%
Top 10 Hldgs %
31.69%
Holding
288
New
21
Increased
80
Reduced
99
Closed
27

Top Buys

Rank Stock Value
1
INCY icon
Incyte
INCY
+$20.7M
2
SSYS icon
Stratasys
SSYS
+$18.4M
3
V icon
Visa
V
+$16.2M
4
CIT
CIT Group Inc.
CIT
+$12.9M
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$8.41M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$38M
2
EXXI
ENERGY XXI LTD COM SHS
EXXI
+$30.6M
3
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
+$28.5M
4
ADM icon
Archer Daniels Midland
ADM
+$28.1M
5
AIG icon
American International
AIG
+$27M

Sector Composition

Rank Sector Weight
1 Financials 21.22%
2 Industrials 18.57%
3 Healthcare 15.06%
4 Technology 11.35%
5 Energy 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USNA icon
201
Usana Health Sciences
USNA
$421M
$427K 0.02%
11,294
– –
DPZ icon
202
Domino's
DPZ
$12.2B
$416K 0.02%
5,978
+277
+5% +$19K
TMO icon
203
Thermo Fisher Scientific
TMO
$209B
$401K 0.02%
3,601
– –
MUR icon
204
Murphy Oil
MUR
$5.5B
$400K 0.02%
6,166
– –
HGT
205
DELISTED
Hugoton Royalty Trust
HGT
$396K 0.02%
52,800
– –
PDS
206
Precision Drilling
PDS
$979M
$395K 0.02%
2,110
– –
SLMAP
207
DELISTED
SLM Corporation PFD STK Ser A 6.97%
SLMAP
$395K 0.02%
8,694
-4,663
-35% -$216K
C.PRN icon
208
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$2.42B
$390K 0.02%
14,310
-2,500
-15% -$68.4K
XEL icon
209
Xcel Energy
XEL
$48.6B
$390K 0.02%
13,950
– –
BP icon
210
BP
BP
$109B
$375K 0.02%
+9,438
New +$351K
C icon
211
Citigroup
C
$230B
$374K 0.02%
7,177
+1
+0% +$51
DEO icon
212
Diageo
DEO
$48.8B
$358K 0.02%
2,700
-209
-7% -$26.7K
TFX icon
213
Teleflex
TFX
$6.2B
$356K 0.02%
3,794
– –
KR icon
214
Kroger
KR
$35.4B
$343K 0.02%
17,350
– –
NUS icon
215
Nu Skin
NUS
$259M
$332K 0.02%
2,400
– –
MRK icon
216
Merck
MRK
$316B
$329K 0.01%
6,895
-1,168
-14% -$53.4K
WFC.PRP
217
DELISTED
WELLS FARGO & COMPANY SER P
WFC.PRP
$321K 0.01%
+15,965
New +$336K
MCK icon
218
McKesson
MCK
$97.2B
$320K 0.01%
1,984
– –
CGNX icon
219
Cognex
CGNX
$11.9B
$319K 0.01%
16,690
– –
VNOD.CL
220
DELISTED
VORNADO REALTY LP 7.875% PUB INCOME NTS DUE 10/01/2039
VNOD.CL
$318K 0.01%
12,245
-2,505
-17% -$65.7K
DAL icon
221
Delta Air Lines
DAL
$61B
$310K 0.01%
11,274
– –
PVH icon
222
PVH
PVH
$4.09B
$310K 0.01%
2,276
-487
-18% -$62K
ARLP icon
223
Alliance Resource Partners
ARLP
$3.31B
$308K 0.01%
8,000
– –
MWO.CL
224
DELISTED
MORGAN STANLEY CAPITAL TRUST V
MWO.CL
$303K 0.01%
13,550
-300
-2% -$6.95K
HSBC.PRA
225
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$295K 0.01%
11,950
-400
-3% -$9.88K
7 8
9
10 11

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Roosevelt Investment Group's Q4 2013 Portfolio in Review

As of Q4 2013, Roosevelt Investment Group held 288 positions worth $2.21B, down 1.6% from $2.25B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Roosevelt Investment Group withdrew a net $213M in Q4 2013, closing 27 positions and reducing 99 holdings. Its most notable exit was Nordstrom, an estimated $23.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Roosevelt Investment Group opened a new position in Incyte worth $24.1M.

  • Roosevelt Investment Group's largest Q4 2013 buy was Incyte: 475,434 shares worth $24.1M.
  • Roosevelt Investment Group added most to Stratasys in Q4 2013, an estimated $18.4M increase.
  • Roosevelt Investment Group's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $38M.
  • Roosevelt Investment Group fully exited Nordstrom in Q4 2013, selling an estimated $23.4M.
  • Roosevelt Investment Group's ten largest holdings make up 32% of its $2.21B portfolio in Q4 2013.
  • Roosevelt Investment Group opened 21 new positions and closed 27 in Q4 2013.
  • Roosevelt Investment Group's portfolio value fell 1.6% quarter-over-quarter to $2.21B.

Based on Roosevelt Investment Group's 13F filing for Q4 2013, filed 6 Feb 2014.