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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+13.85%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$803M
AUM Growth
-$111M
Cap. Flow
-$202M
Cap. Flow %
-25.16%
Top 10 Hldgs %
34.11%
Holding
219
New
11
Increased
41
Reduced
67
Closed
69

Top Buys

Rank Stock Value
1
VZ icon
Verizon
VZ
+$9.45M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$8.1M
3
STZ icon
Constellation Brands
STZ
+$7.61M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.51M
5
TMO icon
Thermo Fisher Scientific
TMO
+$6.48M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$54M
2
STI
SunTrust Banks, Inc.
STI
+$14.1M
3
EBAYL
eBay Inc. 6.0% Notes Due 2056
EBAYL
+$13.9M
4
MMM icon
3M
MMM
+$12.6M
5
WFC.PRQ
Wells Fargo & Co.
WFC.PRQ
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 17.43%
2 Consumer Discretionary 13.8%
3 Healthcare 12.74%
4 Technology 12.05%
5 Industrials 9.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HGH
176
DELISTED
THE HARTFORD FINANCIAL SERVICES GROUP, INC. 7.875% FIXED-TO-FLOATING RATE JR SUB DEBENTURE DUE 2042
HGH
– –
-254,335
Closed -$6.96M
APO.PRA
177
DELISTED
Apollo Global Management, Inc. 6.375% Series A Preferred Shares
APO.PRA
– –
-33,011
Closed -$743K
NEE.PRK
178
DELISTED
NextEra Energy Capital Holdings, Inc. Series K Junior Subordinated Debentures due June 1, 2076
NEE.PRK
– –
-95,185
Closed -$2.18M
DTY
179
DELISTED
DTE Energy Company 2016 Series F 6.00% Junior Subordinated Debentures due 2076
DTY
– –
-267,920
Closed -$6.91M
COF.PRG
180
DELISTED
Capital One Financial Corporation
COF.PRG
– –
-28,606
Closed -$618K
DRUA
181
DELISTED
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
– –
-312,959
Closed -$7.22M
DTJ
182
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
– –
-12,000
Closed -$273K
TCBIL
183
DELISTED
Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042
TCBIL
– –
-10,900
Closed -$274K
WRB.PRD
184
DELISTED
W.R. Berkley Corporation5.75% Subordinated Debentures due 2056
WRB.PRD
– –
-226,414
Closed -$5.08M
EBAYL
185
DELISTED
eBay Inc. 6.0% Notes Due 2056
EBAYL
– –
-546,899
Closed -$13.9M
AFGH
186
DELISTED
American Financial Group, Inc. 6.000% Subordinated Debentures due 2055
AFGH
– –
-128,708
Closed -$3.15M
SOJA
187
DELISTED
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
– –
-378,113
Closed -$9.65M
LMHA
188
DELISTED
Legg Mason, Inc. 6.375% Junior Subordinated Notes due 2056
LMHA
– –
-52,656
Closed -$1.27M
COF.PRP.CL
189
DELISTED
CAPITAL ONE FINANCIAL CORPORATION Called
COF.PRP.CL
– –
-11,400
Closed -$280K
JPM.PRF.CL
190
DELISTED
JPMorgan Chase & Co. Called
JPM.PRF.CL
– –
-103,150
Closed -$2.62M
SNHNL
191
DELISTED
Senior Housing Properties Trust 6.25% Senior Notes Due 2046
SNHNL
– –
-244,001
Closed -$5.54M
AEH.CL
192
DELISTED
Aegon NV 6.375% Perpetual Capital Securities Called for Redemption
AEH.CL
– –
-8,579
Closed -$217K
STT.PRE.CL
193
DELISTED
State Street Corporation Depository Shares, each representing a 1/4,000th ownership interest in a sh
STT.PRE.CL
– –
-83,625
Closed -$2.1M
SWJ.CL
194
DELISTED
STANLEY BLACK & DECKER, INC. 5.75% Junior Subordinated Debentures due 2052
SWJ.CL
– –
-45,910
Closed -$1.09M
BBT.PRH
195
DELISTED
BB&T Corporation
BBT.PRH
– –
-106,754
Closed -$2.51M
COF.PRD.CL
196
DELISTED
CAPITAL ONE FINANCIAL CORPORATION SERIES D
COF.PRD.CL
– –
-144,655
Closed -$3.67M
ALL.PRE.CL
197
DELISTED
Allstate Corporation Depositary Shares
ALL.PRE.CL
– –
-306,525
Closed -$7.7M
TCGP
198
DELISTED
The Carlyle Group L.P. 5.875 Percent Series A Preferred Units
TCGP
– –
-51,150
Closed -$1.04M
BBT.PRE.CL
199
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series E Non-C
BBT.PRE.CL
– –
-8,770
Closed -$205K
JPM.PRE.CL
200
DELISTED
JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400th interest in a share of 6.30% Non
JPM.PRE.CL
– –
-118,116
Closed -$3M
5 6 7
8
9

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Roosevelt Investment Group's Q1 2019 Portfolio in Review

As of Q1 2019, Roosevelt Investment Group held 219 positions worth $803M, down 12% from $914M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Roosevelt Investment Group withdrew a net $202M in Q1 2019, closing 69 positions and reducing 67 holdings. Its most notable exit was eBay Inc. 6.0% Notes Due 2056, an estimated $13.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Roosevelt Investment Group opened a new position in Constellation Brands worth $7.92M.

  • Roosevelt Investment Group's largest Q1 2019 buy was Constellation Brands: 45,181 shares worth $7.92M.
  • Roosevelt Investment Group added most to Verizon in Q1 2019, an estimated $9.45M increase.
  • Roosevelt Investment Group's biggest Q1 2019 reduction was Vanguard S&P 500 ETF, cutting an estimated $54M.
  • Roosevelt Investment Group fully exited eBay Inc. 6.0% Notes Due 2056 in Q1 2019, selling an estimated $13.9M.
  • Roosevelt Investment Group's ten largest holdings make up 34% of its $803M portfolio in Q1 2019.
  • Roosevelt Investment Group opened 11 new positions and closed 69 in Q1 2019.
  • Roosevelt Investment Group's portfolio value fell 12% quarter-over-quarter to $803M.

Based on Roosevelt Investment Group's 13F filing for Q1 2019, filed 9 May 2019.