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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+4.57%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$2.88M
Cap. Flow
-$44.5M
Cap. Flow %
-4.1%
Top 10 Hldgs %
23.73%
Holding
196
New
7
Increased
46
Reduced
98
Closed
13

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$8.32M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$4.03M
3
PFE icon
Pfizer
PFE
+$2.35M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.05M
5
SPGI icon
S&P Global
SPGI
+$1.78M

Top Sells

Rank Stock Value
1
CAG icon
Conagra Brands
CAG
+$14.9M
2
GD icon
General Dynamics
GD
+$5.22M
3
KIM.PRI.CL
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
+$3.37M
4
AAPL icon
Apple
AAPL
+$2.61M
5
GE icon
GE Aerospace
GE
+$2.43M

Sector Composition

Rank Sector Weight
1 Financials 16.58%
2 Industrials 12.34%
3 Technology 8.32%
4 Healthcare 8.17%
5 Consumer Discretionary 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PJH
176
DELISTED
PRUDENTIAL FINANCIAL, INC. 5.75% Junior Subordinated Notes due 2052
PJH
$218K 0.02%
8,500
– –
CELG
177
DELISTED
Celgene Corp
CELG
$216K 0.02%
+1,479
New +$201K
BMY icon
178
Bristol-Myers Squibb
BMY
$133B
$215K 0.02%
+3,369
New +$197K
IAU icon
179
iShares Gold Trust
IAU
$62.9B
$158K 0.01%
6,408
– –
NGD
180
DELISTED
New Gold Inc
NGD
$55K 0.01%
14,793
+4,793
+48% +$16.6K
BKLN icon
181
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-15,025
Closed -$348K
DNN icon
182
Denison Mines
DNN
$2.54B
– –
-10,000
Closed -$4K
HII icon
183
Huntington Ingalls Industries
HII
$12.9B
– –
-4,149
Closed -$772K
HRI icon
184
Herc Holdings
HRI
$5.02B
– –
-20,878
Closed -$821K
NXPI icon
185
NXP Semiconductors
NXPI
$57.8B
– –
-17,243
Closed -$1.89M
SJNK icon
186
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
– –
-9,600
Closed -$269K
THS
187
DELISTED
Treehouse Foods
THS
– –
-6,170
Closed -$504K
TMV icon
188
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$187M
– –
-4,602
Closed -$225K
PSA.PRD
189
DELISTED
Public Storage
PSA.PRD
– –
-8,245
Closed -$202K
AET
190
DELISTED
Aetna Inc
AET
– –
-1,968
Closed -$299K
ALL.PRC.CL
191
DELISTED
The Allstate Corporation
ALL.PRC.CL
– –
-7,500
Closed -$203K
DD
192
DELISTED
Du Pont De Nemours E I
DD
– –
-17,327
Closed -$1.4M
4 5 6 7
8

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CCP
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SIM
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MCM
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BDF
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ACP
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RHBC
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Roosevelt Investment Group's Q3 2017 Portfolio in Review

As of Q3 2017, Roosevelt Investment Group held 196 positions worth $1.09B, down 0.26% from $1.09B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Roosevelt Investment Group withdrew a net $44.5M in Q3 2017, closing 13 positions and reducing 98 holdings. Its most notable exit was NXP Semiconductors, an estimated $1.89M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in The Carlyle Group L.P. 5.875 Percent Series A Preferred Units worth $1.31M.

  • Roosevelt Investment Group's largest Q3 2017 buy was The Carlyle Group L.P. 5.875 Percent Series A Preferred Units: 51,150 shares worth $1.31M.
  • Roosevelt Investment Group added most to JPMorgan Chase in Q3 2017, an estimated $8.32M increase.
  • Roosevelt Investment Group's biggest Q3 2017 reduction was Conagra Brands, cutting an estimated $14.9M.
  • Roosevelt Investment Group fully exited NXP Semiconductors in Q3 2017, selling an estimated $1.89M.
  • Roosevelt Investment Group's ten largest holdings make up 24% of its $1.09B portfolio in Q3 2017.
  • Roosevelt Investment Group opened 7 new positions and closed 13 in Q3 2017.
  • Roosevelt Investment Group's portfolio value fell 0.26% quarter-over-quarter to $1.09B.

Based on Roosevelt Investment Group's 13F filing for Q3 2017, filed 8 Nov 2017.