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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
-$139M
Cap. Flow
-$147M
Cap. Flow %
-13.06%
Top 10 Hldgs %
24.37%
Holding
217
New
26
Increased
53
Reduced
97
Closed
21

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$12.7M
2
EW icon
Edwards Lifesciences
EW
+$11.5M
3
DD icon
DuPont de Nemours
DD
+$9.06M
4
CMA
Comerica
CMA
+$8.05M
5
UNP icon
Union Pacific
UNP
+$6.65M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$30.7M
2
GLD icon
SPDR Gold Trust
GLD
+$24.3M
3
HD icon
Home Depot
HD
+$16.8M
4
CPRI icon
Capri Holdings
CPRI
+$12.7M
5
CBOE icon
Cboe Global Markets
CBOE
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 16.91%
2 Industrials 14.83%
3 Technology 9.68%
4 Consumer Staples 6.83%
5 Communication Services 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBT.PRE.CL
176
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series E Non-C
BBT.PRE.CL
$236K 0.02%
9,945
– –
HSBC.PRA
177
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$233K 0.02%
9,255
– –
LLY icon
178
Eli Lilly
LLY
$1.04T
$230K 0.02%
3,131
+180
+6% +$13.4K
DUKH
179
DELISTED
Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073
DUKH
$230K 0.02%
9,600
– –
FRC.PRA.CL
180
DELISTED
First Republic Bank
FRC.PRA.CL
$229K 0.02%
9,120
– –
AET
181
DELISTED
Aetna Inc
AET
$226K 0.02%
1,822
– –
MON
182
DELISTED
Monsanto Co
MON
$224K 0.02%
2,133
– –
MRK icon
183
Merck
MRK
$319B
$219K 0.02%
3,898
+297
+8% +$17.4K
GS icon
184
Goldman Sachs
GS
$317B
$216K 0.02%
+900
New +$183K
PJH
185
DELISTED
PRUDENTIAL FINANCIAL, INC. 5.75% Junior Subordinated Notes due 2052
PJH
$215K 0.02%
8,700
– –
ISG.CL
186
DELISTED
ING Groep N.V. 6.125% ING Perpetual Debt Securities Called
ISG.CL
$206K 0.02%
8,235
– –
RAI
187
DELISTED
Reynolds American Inc
RAI
$204K 0.02%
3,646
-2,009
-36% -$107K
PEP icon
188
PepsiCo
PEP
$189B
$203K 0.02%
+1,941
New +$203K
IGIB icon
189
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$202K 0.02%
+3,730
New +$204K
HCN.PRJ.CL
190
DELISTED
Welltower Inc.
HCN.PRJ.CL
$201K 0.02%
8,000
-2,000
-20% -$50.9K
IAU icon
191
iShares Gold Trust
IAU
$65.8B
$142K 0.01%
6,408
-1,406
-18% -$33K
AVP
192
DELISTED
Avon Products, Inc.
AVP
$77K 0.01%
15,250
-23,800
-61% -$138K
CBOE icon
193
Cboe Global Markets
CBOE
$30.3B
– –
-167,610
Closed -$10.9M
CPRI icon
194
Capri Holdings
CPRI
$1.86B
– –
-271,426
Closed -$12.7M
DXCM icon
195
DexCom
DXCM
$31.3B
– –
-310,608
Closed -$6.81M
GLD icon
196
SPDR Gold Trust
GLD
$137B
– –
-193,459
Closed -$24.3M
NGD
197
DELISTED
New Gold Inc
NGD
– –
-33,000
Closed -$144K
OXY icon
198
Occidental Petroleum
OXY
$53.9B
– –
-6,597
Closed -$481K
PAGP icon
199
Plains GP Holdings
PAGP
$4.98B
– –
-7,980
Closed -$275K
PM icon
200
Philip Morris
PM
$292B
– –
-2,436
Closed -$237K
5 6 7
8
9

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Roosevelt Investment Group's Q4 2016 Portfolio in Review

As of Q4 2016, Roosevelt Investment Group held 217 positions worth $1.13B, down 11% from $1.27B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Roosevelt Investment Group withdrew a net $147M in Q4 2016, closing 21 positions and reducing 97 holdings. Its most notable exit was SPDR Gold Trust, an estimated $24.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Vanguard Financials ETF worth $13.8M.

  • Roosevelt Investment Group's largest Q4 2016 buy was Vanguard Financials ETF: 233,114 shares worth $13.8M.
  • Roosevelt Investment Group added most to Edwards Lifesciences in Q4 2016, an estimated $11.5M increase.
  • Roosevelt Investment Group's biggest Q4 2016 reduction was Pfizer, cutting an estimated $30.7M.
  • Roosevelt Investment Group fully exited SPDR Gold Trust in Q4 2016, selling an estimated $24.3M.
  • Roosevelt Investment Group's ten largest holdings make up 24% of its $1.13B portfolio in Q4 2016.
  • Roosevelt Investment Group opened 26 new positions and closed 21 in Q4 2016.
  • Roosevelt Investment Group's portfolio value fell 11% quarter-over-quarter to $1.13B.

Based on Roosevelt Investment Group's 13F filing for Q4 2016, filed 7 Feb 2017.