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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+4.07%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.27B
AUM Growth
-$23.8M
Cap. Flow
-$62.6M
Cap. Flow %
-4.95%
Top 10 Hldgs %
25.95%
Holding
218
New
16
Increased
52
Reduced
98
Closed
27

Top Buys

Rank Stock Value
1
MKTX icon
MarketAxess Holdings
MKTX
+$15.8M
2
MMM icon
3M
MMM
+$12M
3
KHC icon
Kraft Heinz
KHC
+$11.7M
4
URI icon
United Rentals
URI
+$10.9M
5
SPGI icon
S&P Global
SPGI
+$10.8M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$26.3M
2
SHW icon
Sherwin-Williams
SHW
+$17.5M
3
HD icon
Home Depot
HD
+$16.2M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$16M
5
DRI icon
Darden Restaurants
DRI
+$15.5M

Sector Composition

Rank Sector Weight
1 Financials 15.55%
2 Industrials 14.19%
3 Technology 8.44%
4 Consumer Discretionary 8.06%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSA.PRD
176
DELISTED
Public Storage
PSA.PRD
$213K 0.02%
+8,245
New +$208K
ISG.CL
177
DELISTED
ING Groep N.V. 6.125% ING Perpetual Debt Securities Called
ISG.CL
$211K 0.02%
8,235
– –
AET
178
DELISTED
Aetna Inc
AET
$210K 0.02%
1,822
– –
ALL.PRC.CL
179
DELISTED
The Allstate Corporation
ALL.PRC.CL
$209K 0.02%
7,700
– –
GSJ.CL
180
DELISTED
The Goldman Sachs Group Inc
GSJ.CL
$207K 0.02%
8,100
– –
DTJ
181
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$206K 0.02%
8,000
– –
GS.PRI.CL
182
DELISTED
The Goldman Sachs Group, Inc.
GS.PRI.CL
$202K 0.02%
7,800
-400
-5% -$10.4K
CTV
183
DELISTED
Qwest Corporation 6.875% Notes due 2054
CTV
$200K 0.02%
+7,400
New +$198K
IAU icon
184
iShares Gold Trust
IAU
$65.8B
$198K 0.02%
7,814
-725
-8% -$18.7K
VBTX
185
DELISTED
Veritex Holdings
VBTX
$194K 0.02%
11,135
– –
TMV icon
186
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$187M
$179K 0.01%
+4,330
New +$177K
NGD
187
DELISTED
New Gold Inc
NGD
$144K 0.01%
33,000
+13,000
+65% +$64.8K
SNMX
188
DELISTED
Senomyx, Inc.
SNMX
$70K 0.01%
16,500
-78,260
-83% -$284K
DHR icon
189
Danaher
DHR
$141B
– –
-10,766
Closed -$731K
DRI icon
190
Darden Restaurants
DRI
$23.9B
– –
-244,864
Closed -$15.5M
ETN icon
191
Eaton
ETN
$175B
– –
-56,484
Closed -$3.37M
GDXJ icon
192
VanEck Junior Gold Miners ETF
GDXJ
$7.86B
– –
-6,370
Closed -$271K
MO icon
193
Altria Group
MO
$113B
– –
-3,071
Closed -$212K
NUGT icon
194
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.07B
– –
-450
Closed -$227K
RCL icon
195
Royal Caribbean
RCL
$87.2B
– –
-132,066
Closed -$8.87M
RF icon
196
Regions Financial
RF
$27.3B
– –
-25,000
Closed -$213K
SDS icon
197
ProShares UltraShort S&P500
SDS
$391M
– –
-8,960
Closed -$16M
SHW icon
198
Sherwin-Williams
SHW
$88.7B
– –
-178,605
Closed -$17.5M
SSD icon
199
Simpson Manufacturing
SSD
$8.13B
– –
-7,213
Closed -$288K
TMO icon
200
Thermo Fisher Scientific
TMO
$214B
– –
-3,601
Closed -$532K
5 6 7
8
9

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MCM
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Roosevelt Investment Group's Q3 2016 Portfolio in Review

As of Q3 2016, Roosevelt Investment Group held 218 positions worth $1.27B, down 1.8% from $1.29B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Roosevelt Investment Group withdrew a net $62.6M in Q3 2016, closing 27 positions and reducing 98 holdings. Its most notable exit was Sherwin-Williams, an estimated $17.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Kraft Heinz worth $11.8M.

  • Roosevelt Investment Group's largest Q3 2016 buy was Kraft Heinz: 132,272 shares worth $11.8M.
  • Roosevelt Investment Group added most to MarketAxess Holdings in Q3 2016, an estimated $15.8M increase.
  • Roosevelt Investment Group's biggest Q3 2016 reduction was Wells Fargo, cutting an estimated $26.3M.
  • Roosevelt Investment Group fully exited Sherwin-Williams in Q3 2016, selling an estimated $17.5M.
  • Roosevelt Investment Group's ten largest holdings make up 26% of its $1.27B portfolio in Q3 2016.
  • Roosevelt Investment Group opened 16 new positions and closed 27 in Q3 2016.
  • Roosevelt Investment Group's portfolio value fell 1.8% quarter-over-quarter to $1.27B.

Based on Roosevelt Investment Group's 13F filing for Q3 2016, filed 14 Nov 2016.