RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
This Quarter Return
+3.4%
1 Year Return
-5.26%
3 Year Return
+57.87%
5 Year Return
+105.08%
10 Year Return
–
AUM
$1.29B
AUM Growth
+$1.29B
Cap. Flow
+$142M
Cap. Flow %
11.04%
Top 10 Hldgs %
27.93%
Holding
216
New
41
Increased
83
Reduced
54
Closed
14

Top Buys

1
GLD icon
SPDR Gold Trust
GLD
$24.8M
2
NWL icon
Newell Brands
NWL
$24.2M
3
JNJ icon
Johnson & Johnson
JNJ
$16.4M
4
SDS icon
ProShares UltraShort S&P500
SDS
$16M
5
CCI icon
Crown Castle
CCI
$15.7M

Top Sells

1
CVS icon
CVS Health
CVS
$22M
2
IAU icon
iShares Gold Trust
IAU
$20.5M
3
DD
Du Pont De Nemours E I
DD
$17.1M
4
TNL icon
Travel + Leisure Co
TNL
$12.7M
5
JAH
JARDEN CORPORATION
JAH
$12.1M

Sector Composition

1 Financials 15.6%
2 Industrials 13.22%
3 Consumer Discretionary 10.69%
4 Healthcare 9.33%
5 Technology 8.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HSBC.PRA
176
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$240K 0.02%
9,255
– –
PJH
177
DELISTED
PRUDENTIAL FINANCIAL, INC. 5.75% Junior Subordinated Notes due 2052
PJH
$234K 0.02%
8,700
– –
LLY icon
178
Eli Lilly
LLY
$661B
$232K 0.02%
2,951
+5
+0.2% +$393
NUGT icon
179
Direxion Daily Gold Miners Index Bull 2X Shares
NUGT
$820M
$227K 0.02%
+1,800
New +$227K
AET
180
DELISTED
Aetna Inc
AET
$223K 0.02%
1,822
– –
MON
181
DELISTED
Monsanto Co
MON
$221K 0.02%
2,133
-326
-13% -$33.8K
IAU icon
182
iShares Gold Trust
IAU
$52.2B
$218K 0.02%
17,077
-1,608,194
-99% -$20.5M
ALL.PRC.CL
183
DELISTED
The Allstate Corporation
ALL.PRC.CL
$217K 0.02%
7,700
– –
STT.PRG icon
184
State Street Corporation Depositary shares, each representing a 1/4,000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series G
STT.PRG
$457M
$215K 0.02%
+8,000
New +$215K
GS.PRI.CL
185
DELISTED
The Goldman Sachs Group, Inc.
GS.PRI.CL
$215K 0.02%
8,200
– –
RF icon
186
Regions Financial
RF
$24B
$213K 0.02%
25,000
– –
MO icon
187
Altria Group
MO
$112B
$212K 0.02%
+3,071
New +$212K
ISG.CL
188
DELISTED
ING Groep N.V. 6.125% ING Perpetual Debt Securities Called
ISG.CL
$212K 0.02%
+8,235
New +$212K
GSJ.CL
189
DELISTED
The Goldman Sachs Group Inc
GSJ.CL
$211K 0.02%
+8,100
New +$211K
HCN.PRJ.CL
190
DELISTED
Welltower Inc.
HCN.PRJ.CL
$209K 0.02%
+8,000
New +$209K
DTJ
191
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$208K 0.02%
+8,000
New +$208K
MRK icon
192
Merck
MRK
$210B
$207K 0.02%
3,597
-329
-8% -$18.9K
ARES.PRA
193
DELISTED
Ares Management Corporation 7.00% Series A Preferred Stock
ARES.PRA
$205K 0.02%
+8,000
New +$205K
WRB.PRD
194
DELISTED
W.R. Berkley Corporation5.75% Subordinated Debentures due 2056
WRB.PRD
$203K 0.02%
+8,000
New +$203K
VBTX icon
195
Veritex Holdings
VBTX
$1.86B
$178K 0.01%
+11,135
New +$178K
AVP
196
DELISTED
Avon Products, Inc.
AVP
$171K 0.01%
45,250
-12,500
-22% -$47.2K
NGD
197
New Gold Inc
NGD
$4.88B
$88K 0.01%
20,000
– –
PRE.PRE.CL
198
DELISTED
Partnerre Ltd
PRE.PRE.CL
– –
-10,700
Closed -$303K
PSA.PRQ
199
DELISTED
PUBLIC STORAGE DEPOSITARY SHS REPSTG 1/1000TH PFD SHS
PSA.PRQ
– –
-82,011
Closed -$2.05M
JAH
200
DELISTED
JARDEN CORPORATION
JAH
– –
-205,074
Closed -$12.1M
5 6 7
8
9