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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+7.92%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.52B
AUM Growth
-$18.2M
Cap. Flow
-$85.2M
Cap. Flow %
-5.59%
Top 10 Hldgs %
30.17%
Holding
245
New
21
Increased
60
Reduced
98
Closed
23

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$48.7M
2
DD
Du Pont De Nemours E I
DD
+$36.8M
3
DIS icon
Walt Disney
DIS
+$27.6M
4
AMZN icon
Amazon
AMZN
+$25.3M
5
NVO
Novo Nordisk
NVO
+$22.9M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$43.8M
2
DNKN
Dunkin' Brands Group, Inc.
DNKN
+$32.1M
3
LYB icon
LyondellBasell Industries
LYB
+$29.2M
4
BIIB icon
Biogen
BIIB
+$24.1M
5
KMI icon
Kinder Morgan
KMI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 16.64%
2 Industrials 15.3%
3 Healthcare 14.19%
4 Consumer Discretionary 11.29%
5 Technology 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
176
American Express
AXP
$236B
$370K 0.02%
5,318
-126
-2% -$9.17K
SSD icon
177
Simpson Manufacturing
SSD
$8.12B
$368K 0.02%
10,765
– –
PAGP icon
178
Plains GP Holdings
PAGP
$4.96B
$366K 0.02%
14,528
-6,226
-30% -$218K
ABBV icon
179
AbbVie
ABBV
$435B
$362K 0.02%
6,118
-532
-8% -$30.6K
C.PRN icon
180
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$2.4B
$352K 0.02%
13,535
– –
SNMX
181
DELISTED
Senomyx, Inc.
SNMX
$351K 0.02%
93,200
-3,435
-4% -$15.7K
DDT
182
Dillard's Capital Trust I 7.50% Capital Securities
DDT
$211M
$343K 0.02%
12,759
– –
HCA
183
DELISTED
HCA INC
HCA
$342K 0.02%
5,050
– –
MWO.CL
184
DELISTED
MORGAN STANLEY CAPITAL TRUST V
MWO.CL
$316K 0.02%
12,550
-1,000
-7% -$25.4K
BFH icon
185
Bread Financial
BFH
$4.54B
$312K 0.02%
1,415
-21,395
-94% -$4.84M
PRE.PRE.CL
186
DELISTED
Partnerre Ltd
PRE.PRE.CL
$306K 0.02%
10,700
-1,000
-9% -$28.2K
GLP icon
187
Global Partners
GLP
$1.65B
$302K 0.02%
17,200
– –
COP icon
188
ConocoPhillips
COP
$140B
$298K 0.02%
+6,387
New +$334K
UNH icon
189
UnitedHealth
UNH
$375B
$298K 0.02%
2,537
-18,002
-88% -$2.1M
C icon
190
Citigroup
C
$231B
$295K 0.02%
5,710
-30
-0.5% -$1.59K
PAA icon
191
Plains All American Pipeline
PAA
$16.3B
$283K 0.02%
12,234
-242
-2% -$6.52K
MKTX icon
192
MarketAxess Holdings
MKTX
$5.72B
$282K 0.02%
2,530
+127
+5% +$13K
MON
193
DELISTED
Monsanto Co
MON
$280K 0.02%
2,843
+103
+4% +$9.67K
NS
194
DELISTED
NuStar Energy L.P.
NS
$277K 0.02%
6,900
– –
AMGN icon
195
Amgen
AMGN
$220B
$270K 0.02%
1,664
– –
PZA icon
196
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.25B
$267K 0.02%
+10,500
New +$265K
AVP
197
DELISTED
Avon Products, Inc.
AVP
$257K 0.02%
63,450
-13,000
-17% -$47.7K
RF icon
198
Regions Financial
RF
$27.2B
$240K 0.02%
25,000
– –
HSBC.PRA
199
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$237K 0.02%
9,255
-210
-2% -$5.37K
PJH
200
DELISTED
PRUDENTIAL FINANCIAL, INC. 5.75% Junior Subordinated Notes due 2052
PJH
$224K 0.01%
8,700
– –
6 7
8
9 10

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Roosevelt Investment Group's Q4 2015 Portfolio in Review

As of Q4 2015, Roosevelt Investment Group held 245 positions worth $1.52B, down 1.2% from $1.54B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Roosevelt Investment Group withdrew a net $85.2M in Q4 2015, closing 23 positions and reducing 98 holdings. Its most notable exit was Dunkin' Brands Group, Inc., an estimated $32.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 17% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Roosevelt Investment Group opened a new position in Alphabet (Google) Class A worth $51.1M.

  • Roosevelt Investment Group's largest Q4 2015 buy was Alphabet (Google) Class A: 1,314,640 shares worth $51.1M.
  • Roosevelt Investment Group added most to Walt Disney in Q4 2015, an estimated $27.6M increase.
  • Roosevelt Investment Group's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $43.8M.
  • Roosevelt Investment Group fully exited Dunkin' Brands Group, Inc. in Q4 2015, selling an estimated $32.1M.
  • Roosevelt Investment Group's ten largest holdings make up 30% of its $1.52B portfolio in Q4 2015.
  • Roosevelt Investment Group opened 21 new positions and closed 23 in Q4 2015.
  • Roosevelt Investment Group's portfolio value fell 1.2% quarter-over-quarter to $1.52B.

Based on Roosevelt Investment Group's 13F filing for Q4 2015, filed 11 Feb 2016.