RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
This Quarter Return
+7.93%
1 Year Return
-5.26%
3 Year Return
+57.87%
5 Year Return
+105.08%
10 Year Return
–
AUM
$1.52B
AUM Growth
-$18.2M
Cap. Flow
-$73.7M
Cap. Flow %
-4.83%
Top 10 Hldgs %
30.17%
Holding
245
New
21
Increased
60
Reduced
98
Closed
23

Top Buys

1
GOOGL icon
Alphabet (Google) Class A
GOOGL
$51.1M
2
DD
Du Pont De Nemours E I
DD
$38.6M
3
AMZN icon
Amazon
AMZN
$27.1M
4
DIS icon
Walt Disney
DIS
$26M
5
NVO icon
Novo Nordisk
NVO
$24M

Top Sells

1
GOOG icon
Alphabet (Google) Class C
GOOG
$46.3M
2
DNKN
Dunkin' Brands Group, Inc.
DNKN
$32.1M
3
LYB icon
LyondellBasell Industries
LYB
$29.2M
4
BIIB icon
Biogen
BIIB
$24.2M
5
IAC icon
IAC Inc
IAC
$17.1M

Sector Composition

1 Financials 16.77%
2 Industrials 15.3%
3 Healthcare 14.19%
4 Consumer Discretionary 11.29%
5 Technology 8.9%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AXP icon
176
American Express
AXP
$225B
$370K 0.02%
5,318
-126
-2% -$8.77K
SSD icon
177
Simpson Manufacturing
SSD
$7.88B
$368K 0.02%
10,765
– –
PAGP icon
178
Plains GP Holdings
PAGP
$3.7B
$366K 0.02%
14,528
-6,226
-30% -$157K
ABBV icon
179
AbbVie
ABBV
$375B
$362K 0.02%
6,118
-532
-8% -$31.5K
C.PRN icon
180
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$2.7B
$352K 0.02%
13,535
– –
SNMX
181
DELISTED
Senomyx, Inc.
SNMX
$351K 0.02%
93,200
-3,435
-4% -$12.9K
DDT
182
Dillard's Capital Trust I 7.50% Capital Securities
DDT
$208M
$343K 0.02%
12,759
– –
HCA
183
DELISTED
HCA INC
HCA
$342K 0.02%
5,050
– –
MWO.CL
184
DELISTED
MORGAN STANLEY CAPITAL TRUST V
MWO.CL
$316K 0.02%
12,550
-1,000
-7% -$25.2K
BFH icon
185
Bread Financial
BFH
$3.08B
$312K 0.02%
1,415
-21,395
-94% -$4.72M
PRE.PRE.CL
186
DELISTED
Partnerre Ltd
PRE.PRE.CL
$306K 0.02%
10,700
-1,000
-9% -$28.6K
GLP icon
187
Global Partners
GLP
$1.79B
$302K 0.02%
17,200
– –
COP icon
188
ConocoPhillips
COP
$118B
$298K 0.02%
+6,387
New +$298K
UNH icon
189
UnitedHealth
UNH
$276B
$298K 0.02%
2,537
-18,002
-88% -$2.11M
C icon
190
Citigroup
C
$176B
$295K 0.02%
5,710
-30
-0.5% -$1.55K
PAA icon
191
Plains All American Pipeline
PAA
$12.2B
$283K 0.02%
12,234
-242
-2% -$5.6K
MKTX icon
192
MarketAxess Holdings
MKTX
$6.79B
$282K 0.02%
2,530
+127
+5% +$14.2K
MON
193
DELISTED
Monsanto Co
MON
$280K 0.02%
2,843
+103
+4% +$10.1K
NS
194
DELISTED
NuStar Energy L.P.
NS
$277K 0.02%
6,900
– –
AMGN icon
195
Amgen
AMGN
$153B
$270K 0.02%
1,664
– –
PZA icon
196
Invesco National AMT-Free Municipal Bond ETF
PZA
$3B
$267K 0.02%
+10,500
New +$267K
AVP
197
DELISTED
Avon Products, Inc.
AVP
$257K 0.02%
63,450
-13,000
-17% -$52.7K
RF icon
198
Regions Financial
RF
$24B
$240K 0.02%
25,000
– –
HSBC.PRA
199
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$237K 0.02%
9,255
-210
-2% -$5.38K
PJH
200
DELISTED
PRUDENTIAL FINANCIAL, INC. 5.75% Junior Subordinated Notes due 2052
PJH
$224K 0.01%
8,700
– –
6 7
8
9 10