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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
-$470M
Cap. Flow
-$530M
Cap. Flow %
-28.23%
Top 10 Hldgs %
31.98%
Holding
240
New
14
Increased
40
Reduced
112
Closed
14

Top Buys

Rank Stock Value
1
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$36.8M
2
MTUS icon
Metallus
MTUS
+$22.3M
3
SHW icon
Sherwin-Williams
SHW
+$21.2M
4
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$15M
5
DD
Du Pont De Nemours E I
DD
+$14.9M

Top Sells

Rank Stock Value
1
CTSH icon
Cognizant
CTSH
+$57.3M
2
ETN icon
Eaton
ETN
+$54.6M
3
MS icon
Morgan Stanley
MS
+$34.6M
4
BIIB icon
Biogen
BIIB
+$33.2M
5
RTN
Raytheon Company
RTN
+$27.6M

Sector Composition

Rank Sector Weight
1 Financials 18.44%
2 Healthcare 17.26%
3 Energy 13.37%
4 Technology 11.28%
5 Industrials 9.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
176
Chevron
CVX
$379B
$455K 0.02%
3,815
-843
-18% -$108K
PDS
177
Precision Drilling
PDS
$979M
$455K 0.02%
2,110
– –
NS
178
DELISTED
NuStar Energy L.P.
NS
$455K 0.02%
6,900
– –
TCBIL
179
DELISTED
Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042
TCBIL
$443K 0.02%
18,475
-725
-4% -$17.6K
TMO icon
180
Thermo Fisher Scientific
TMO
$209B
$438K 0.02%
3,601
– –
AXP icon
181
American Express
AXP
$234B
$428K 0.02%
4,886
-195
-4% -$17.6K
XEL icon
182
Xcel Energy
XEL
$48.6B
$424K 0.02%
13,950
– –
COP icon
183
ConocoPhillips
COP
$144B
$420K 0.02%
5,492
-447
-8% -$36.6K
SLMAP
184
DELISTED
SLM Corporation PFD STK Ser A 6.97%
SLMAP
$402K 0.02%
8,151
-306
-4% -$15K
TFX icon
185
Teleflex
TFX
$6.2B
$399K 0.02%
3,794
– –
C.PRN icon
186
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$2.42B
$374K 0.02%
13,885
– –
MDU icon
187
MDU Resources
MDU
$4.2B
$356K 0.02%
33,655
-1,036
-3% -$12.3K
HCA
188
DELISTED
HCA INC
HCA
$356K 0.02%
5,050
– –
DDT
189
Dillard's Capital Trust I 7.50% Capital Securities
DDT
$211M
$355K 0.02%
13,719
-4,741
-26% -$123K
MMM icon
190
3M
MMM
$93.6B
$350K 0.02%
2,955
– –
HYD icon
191
VanEck High Yield Muni ETF
HYD
$4.44B
$347K 0.02%
5,639
-10,427
-65% -$630K
ARLP icon
192
Alliance Resource Partners
ARLP
$3.31B
$343K 0.02%
8,000
– –
PEP icon
193
PepsiCo
PEP
$190B
$341K 0.02%
3,660
-9
-0.2% -$822
MWO.CL
194
DELISTED
MORGAN STANLEY CAPITAL TRUST V
MWO.CL
$339K 0.02%
13,550
– –
C icon
195
Citigroup
C
$230B
$329K 0.02%
6,351
-500
-7% -$25.1K
PPL
196
PPL Corp
PPL
$26.5B
$324K 0.02%
10,594
-6,802
-39% -$213K
CGNX icon
197
Cognex
CGNX
$11.9B
$322K 0.02%
16,000
– –
VNOD.CL
198
DELISTED
VORNADO REALTY LP 7.875% PUB INCOME NTS DUE 10/01/2039
VNOD.CL
$315K 0.02%
12,458
+159
+1% +$4.05K
ABBV icon
199
AbbVie
ABBV
$431B
$312K 0.02%
5,400
-108
-2% -$6K
MON
200
DELISTED
Monsanto Co
MON
$308K 0.02%
2,740
-20
-0.7% -$2.34K
6 7
8
9 10

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Roosevelt Investment Group's Q3 2014 Portfolio in Review

As of Q3 2014, Roosevelt Investment Group held 240 positions worth $1.88B, down 20% from $2.35B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Roosevelt Investment Group withdrew a net $530M in Q3 2014, closing 14 positions and reducing 112 holdings. Its most notable exit was Cognizant, an estimated $57.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, down from 19% a quarter earlier, followed by Healthcare and Energy.

Against the trend, Roosevelt Investment Group opened a new position in MALLINCKRODT PUBLIC LIMITED COMPANY worth $42.4M.

  • Roosevelt Investment Group's largest Q3 2014 buy was MALLINCKRODT PUBLIC LIMITED COMPANY: 470,392 shares worth $42.4M.
  • Roosevelt Investment Group added most to Alcoa in Q3 2014, an estimated $9.65M increase.
  • Roosevelt Investment Group's biggest Q3 2014 reduction was Eaton, cutting an estimated $54.6M.
  • Roosevelt Investment Group fully exited Cognizant in Q3 2014, selling an estimated $57.3M.
  • Roosevelt Investment Group's ten largest holdings make up 32% of its $1.88B portfolio in Q3 2014.
  • Roosevelt Investment Group opened 14 new positions and closed 14 in Q3 2014.
  • Roosevelt Investment Group's portfolio value fell 20% quarter-over-quarter to $1.88B.

Based on Roosevelt Investment Group's 13F filing for Q3 2014, filed 10 Nov 2014.