We are live on ! Find out more
RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+9.88%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$2.21B
AUM Growth
-$36.4M
Cap. Flow
-$213M
Cap. Flow %
-9.62%
Top 10 Hldgs %
31.69%
Holding
288
New
21
Increased
80
Reduced
99
Closed
27

Top Buys

Rank Stock Value
1
INCY icon
Incyte
INCY
+$20.7M
2
SSYS icon
Stratasys
SSYS
+$18.4M
3
V icon
Visa
V
+$16.2M
4
CIT
CIT Group Inc.
CIT
+$12.9M
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$8.41M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$38M
2
EXXI
ENERGY XXI LTD COM SHS
EXXI
+$30.6M
3
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
+$28.5M
4
ADM icon
Archer Daniels Midland
ADM
+$28.1M
5
AIG icon
American International
AIG
+$27M

Sector Composition

Rank Sector Weight
1 Financials 21.22%
2 Industrials 18.57%
3 Healthcare 15.06%
4 Technology 11.35%
5 Energy 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWO icon
176
iShares MSCI Austria ETF
EWO
$184M
$692K 0.03%
35,431
-3,928
-10% -$77.4K
FCX icon
177
Freeport-McMoran
FCX
$96.7B
$692K 0.03%
18,326
+125
+0.7% +$4.43K
IP icon
178
International Paper
IP
$22.4B
$683K 0.03%
14,911
-107
-0.7% -$4.58K
RTX icon
179
RTX Corp
RTX
$294B
$666K 0.03%
9,296
– –
COST icon
180
Costco
COST
$420B
$663K 0.03%
5,570
– –
PBI.PRB icon
181
Pitney Bowes Inc 6.70% Notes Due 2043
PBI.PRB
$346M
$659K 0.03%
+26,950
New +$668K
COF.PRP.CL
182
DELISTED
CAPITAL ONE FINANCIAL CORPORATION Called
COF.PRP.CL
$652K 0.03%
30,010
-10,000
-25% -$217K
CF icon
183
CF Industries
CF
$18.1B
$647K 0.03%
13,890
– –
HE icon
184
Hawaiian Electric Industries
HE
$2.2B
$633K 0.03%
24,291
– –
BAC icon
185
Bank of America
BAC
$440B
$622K 0.03%
39,970
-3,902
-9% -$57.9K
BFH icon
186
Bread Financial
BFH
$4.54B
$592K 0.03%
+2,821
New +$539K
EWC icon
187
iShares MSCI Canada ETF
EWC
$6.19B
$588K 0.03%
20,518
-17,334
-46% -$501K
EWT icon
188
iShares MSCI Taiwan ETF
EWT
$10.6B
$578K 0.03%
20,033
+3,239
+19% +$92.3K
DHR icon
189
Danaher
DHR
$137B
$564K 0.03%
10,867
– –
PKE icon
190
Park Aerospace
PKE
$808M
$559K 0.03%
19,450
-19,500
-50% -$553K
CAH icon
191
Cardinal Health
CAH
$54.7B
$541K 0.02%
8,100
– –
ACN icon
192
Accenture
ACN
$104B
$520K 0.02%
6,328
-6,000
-49% -$454K
DDT
193
Dillard's Capital Trust I 7.50% Capital Securities
DDT
$211M
$514K 0.02%
20,260
– –
STT.PRC.CL
194
DELISTED
STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh
STT.PRC.CL
$498K 0.02%
24,075
-3,150
-12% -$65.8K
ABT icon
195
Abbott
ABT
$182B
$489K 0.02%
12,750
– –
BBT.PRE.CL
196
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series E Non-C
BBT.PRE.CL
$482K 0.02%
23,670
-7,165
-23% -$147K
WFC.PRN
197
DELISTED
WELLS FARGO & COMPANY Depositary Shares, representing a 1/1,000th interest in a share of Non-Cumulat
WFC.PRN
$475K 0.02%
23,655
-9,130
-28% -$188K
SNMX
198
DELISTED
Senomyx, Inc.
SNMX
$459K 0.02%
90,760
– –
AXP icon
199
American Express
AXP
$234B
$436K 0.02%
4,800
– –
TCBIL
200
DELISTED
Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042
TCBIL
$428K 0.02%
20,330
-5,875
-22% -$129K
6 7
8
9 10

Similar funds

CA
Capitolis Advisors New York $1.41B AUM 17.33% 1-Year Est. Return
WFA
Wipfli Financial Advisors Milwaukee, Wisconsin $1.42B AUM 20.63% 1-Year Est. Return
CCP
Corient Capital Partners Newport Beach, California $1.34B AUM 12.46% 1-Year Est. Return
SIM
Sadoff Investment Management Milwaukee, Wisconsin $1.28B AUM 6.95% 1-Year Est. Return
MCM
Maryland Capital Management Towson, Maryland $1.2B AUM 18.21% 1-Year Est. Return
BDF
Balasa Dinverno & Foltz $1.58B AUM 17.55% 1-Year Est. Return
ACP
Ashfield Capital Partners San Francisco, California $1.19B AUM 14.56% 1-Year Est. Return
RHBC
R.H. Bluestein & Co Birmingham, Michigan $1.61B AUM 7.59% 1-Year Est. Return

Roosevelt Investment Group's Q4 2013 Portfolio in Review

As of Q4 2013, Roosevelt Investment Group held 288 positions worth $2.21B, down 1.6% from $2.25B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Roosevelt Investment Group withdrew a net $213M in Q4 2013, closing 27 positions and reducing 99 holdings. Its most notable exit was Nordstrom, an estimated $23.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Roosevelt Investment Group opened a new position in Incyte worth $24.1M.

  • Roosevelt Investment Group's largest Q4 2013 buy was Incyte: 475,434 shares worth $24.1M.
  • Roosevelt Investment Group added most to Stratasys in Q4 2013, an estimated $18.4M increase.
  • Roosevelt Investment Group's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $38M.
  • Roosevelt Investment Group fully exited Nordstrom in Q4 2013, selling an estimated $23.4M.
  • Roosevelt Investment Group's ten largest holdings make up 32% of its $2.21B portfolio in Q4 2013.
  • Roosevelt Investment Group opened 21 new positions and closed 27 in Q4 2013.
  • Roosevelt Investment Group's portfolio value fell 1.6% quarter-over-quarter to $2.21B.

Based on Roosevelt Investment Group's 13F filing for Q4 2013, filed 6 Feb 2014.