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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$2.25B
AUM Growth
+$24.3M
Cap. Flow
-$127M
Cap. Flow %
-5.62%
Top 10 Hldgs %
29.8%
Holding
292
New
33
Increased
63
Reduced
101
Closed
25

Top Buys

Rank Stock Value
1
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
+$50.7M
2
RTN
Raytheon Company
RTN
+$43.4M
3
CTSH icon
Cognizant
CTSH
+$32.8M
4
ETN icon
Eaton
ETN
+$28.1M
5
IBN icon
ICICI Bank
IBN
+$27M

Top Sells

Rank Stock Value
1
STR
QUESTAR CORP
STR
+$37.1M
2
INGR icon
Ingredion
INGR
+$33.1M
3
PM icon
Philip Morris
PM
+$30.9M
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$28.8M
5
TBT icon
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
+$28.5M

Sector Composition

Rank Sector Weight
1 Financials 20.07%
2 Industrials 15.67%
3 Healthcare 13.92%
4 Technology 9.78%
5 Consumer Discretionary 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFG icon
176
American Financial Group
AFG
$11.7B
$727K 0.03%
13,461
+88
+0.7% +$4.6K
ELV icon
177
Elevance Health
ELV
$82B
$727K 0.03%
8,702
– –
PG icon
178
Procter & Gamble
PG
$345B
$708K 0.03%
9,370
– –
EWO icon
179
iShares MSCI Austria ETF
EWO
$184M
$689K 0.03%
39,359
-37,758
-49% -$679K
WFC.PRN
180
DELISTED
WELLS FARGO & COMPANY Depositary Shares, representing a 1/1,000th interest in a share of Non-Cumulat
WFC.PRN
$689K 0.03%
32,785
+1,670
+5% +$36.4K
PEG icon
181
Public Service Enterprise Group
PEG
$38B
$658K 0.03%
20,000
– –
WY icon
182
Weyerhaeuser
WY
$18.6B
$655K 0.03%
22,905
-2,759
-11% -$78.1K
COST icon
183
Costco
COST
$420B
$641K 0.03%
5,570
– –
SLMAP
184
DELISTED
SLM Corporation PFD STK Ser A 6.97%
SLMAP
$638K 0.03%
13,357
-276
-2% -$13.2K
BBT.PRE.CL
185
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series E Non-C
BBT.PRE.CL
$634K 0.03%
30,835
+785
+3% +$17.4K
RTX icon
186
RTX Corp
RTX
$294B
$630K 0.03%
9,296
– –
IP icon
187
International Paper
IP
$22.4B
$628K 0.03%
15,018
– –
ALK icon
188
Alaska Air
ALK
$5.86B
$623K 0.03%
19,918
– –
MET.PRB
189
DELISTED
METLIFE INC PFD SERIES B
MET.PRB
$612K 0.03%
24,625
+1,375
+6% +$34.3K
HE icon
190
Hawaiian Electric Industries
HE
$2.2B
$609K 0.03%
24,291
– –
BAC icon
191
Bank of America
BAC
$440B
$605K 0.03%
43,872
+7,503
+21% +$107K
FCX icon
192
Freeport-McMoran
FCX
$96.7B
$602K 0.03%
18,201
-38,122
-68% -$1.17M
CF icon
193
CF Industries
CF
$18.1B
$585K 0.03%
13,890
+650
+5% +$24.9K
HHS icon
194
Harte-Hanks
HHS
$15.9M
$571K 0.03%
6,467
– –
TCBIL
195
DELISTED
Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042
TCBIL
$561K 0.02%
26,205
-2,830
-10% -$65.1K
STT.PRC.CL
196
DELISTED
STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh
STT.PRC.CL
$557K 0.02%
27,225
– –
DNY
197
DELISTED
DONNELLEY R R & SONS CO
DNY
$550K 0.02%
34,900
– –
DDT
198
Dillard's Capital Trust I 7.50% Capital Securities
DDT
$211M
$520K 0.02%
20,260
+7,020
+53% +$179K
DHR icon
199
Danaher
DHR
$137B
$506K 0.02%
10,867
+101
+0.9% +$4.58K
USNA icon
200
Usana Health Sciences
USNA
$421M
$490K 0.02%
11,294
-694
-6% -$27.9K
6 7
8
9 10

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Roosevelt Investment Group's Q3 2013 Portfolio in Review

As of Q3 2013, Roosevelt Investment Group held 292 positions worth $2.25B, up 1.1% from $2.23B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Roosevelt Investment Group withdrew a net $127M in Q3 2013, closing 25 positions and reducing 101 holdings. Its most notable exit was Ingredion, an estimated $33.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Roosevelt Investment Group opened a new position in Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In worth $49.4M.

  • Roosevelt Investment Group's largest Q3 2013 buy was Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In: 2,036,946 shares worth $49.4M.
  • Roosevelt Investment Group added most to Westport Fuel Systems in Q3 2013, an estimated $10.7M increase.
  • Roosevelt Investment Group's biggest Q3 2013 reduction was QUESTAR CORP, cutting an estimated $37.1M.
  • Roosevelt Investment Group fully exited Ingredion in Q3 2013, selling an estimated $33.1M.
  • Roosevelt Investment Group's ten largest holdings make up 30% of its $2.25B portfolio in Q3 2013.
  • Roosevelt Investment Group opened 33 new positions and closed 25 in Q3 2013.
  • Roosevelt Investment Group's portfolio value rose 1.1% quarter-over-quarter to $2.25B.

Based on Roosevelt Investment Group's 13F filing for Q3 2013, filed 14 Nov 2013.