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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+13.85%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$803M
AUM Growth
-$111M
Cap. Flow
-$202M
Cap. Flow %
-25.16%
Top 10 Hldgs %
34.11%
Holding
219
New
11
Increased
41
Reduced
67
Closed
69

Top Buys

Rank Stock Value
1
VZ icon
Verizon
VZ
+$9.45M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$8.1M
3
STZ icon
Constellation Brands
STZ
+$7.61M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.51M
5
TMO icon
Thermo Fisher Scientific
TMO
+$6.48M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$54M
2
STI
SunTrust Banks, Inc.
STI
+$14.1M
3
EBAYL
eBay Inc. 6.0% Notes Due 2056
EBAYL
+$13.9M
4
MMM icon
3M
MMM
+$12.6M
5
WFC.PRQ
Wells Fargo & Co.
WFC.PRQ
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 17.43%
2 Consumer Discretionary 13.8%
3 Healthcare 12.74%
4 Technology 12.05%
5 Industrials 9.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BALL icon
151
Ball Corp
BALL
$16.7B
– –
-20,955
Closed -$964K
C.PRN icon
152
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$2.36B
– –
-19,476
Closed -$515K
DD icon
153
DuPont de Nemours
DD
$19.5B
– –
-6,723
Closed -$910K
DDT
154
Dillard's Capital Trust I 7.50% Capital Securities
DDT
$211M
– –
-11,999
Closed -$307K
ES icon
155
Eversource Energy
ES
$27.1B
– –
-3,672
Closed -$239K
FITB.PRI
156
Fifth Third Bancorp Depositary Shares 6.625% Fixed-to-Floating Rate Preferred Stock Series I
FITB.PRI
$461M
– –
-130,466
Closed -$3.38M
GBX icon
157
The Greenbrier Companies
GBX
$1.48B
– –
-5,711
Closed -$226K
MET.PRA icon
158
MetLife Inc Floating Rate Series A
MET.PRA
$504M
– –
-12,000
Closed -$251K
MITT.PRB
159
TPG Mortgage Investment Trust 8.00% Series B Preferred Stock
MITT.PRB
$93.3M
– –
-13,043
Closed -$316K
NLY.PRF icon
160
Annaly Capital Management Series F
NLY.PRF
$742M
– –
-20,908
Closed -$518K
PRFZ icon
161
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.84B
– –
-10,375
Closed -$236K
PRS
162
Prudential Financial Inc 5.625% Junior Subordinated Notes due 2058
PRS
$478M
– –
-18,550
Closed -$439K
RZB
163
DELISTED
Reinsurance Group of America 5.75% Fixed-To-Floating Rate Subordinated Debentures due 2056
RZB
– –
-175,507
Closed -$4.13M
SCE.PRJ
164
DELISTED
SCE TRUST IV 5.375% Fixed-to-Floating Rate Trust Preference Securities
SCE.PRJ
– –
-70,100
Closed -$1.42M
SCHW.PRD
165
Charles Schwab 5.95% Series D Preferred Stock
SCHW.PRD
$723M
– –
-246,400
Closed -$6.16M
SPG.PRJ icon
166
Simon Property Group 8 3/8% Series J
SPG.PRJ
$43.8M
– –
-5,275
Closed -$362K
STT.PRG icon
167
State Street Corp Series G Preferred Stock
STT.PRG
$423M
– –
-12,000
Closed -$287K
TBB
168
AT&T 5.350% Global Notes due 2066
TBB
$1.05B
– –
-466,012
Closed -$10.4M
VB icon
169
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
– –
-2,770
Closed -$366K
VNO.PRL icon
170
Vornado Realty Trust 5.40% Series L Preferred Shares
VNO.PRL
$210M
– –
-11,600
Closed -$249K
VOE icon
171
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
– –
-2,307
Closed -$220K
STT.PRD
172
DELISTED
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
– –
-96,629
Closed -$2.37M
WFC.PRR
173
DELISTED
WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
WFC.PRR
– –
-163,771
Closed -$4.3M
WFC.PRQ
174
DELISTED
Wells Fargo & Co.
WFC.PRQ
– –
-433,678
Closed -$10.7M
ALL.PRG
175
DELISTED
The Allstate Corporation Depositary Shares each representing a 1/1,000th interest in a share of Fixed Rate Noncumulative Perpetual Preferred Stock, Series G
ALL.PRG
– –
-29,300
Closed -$702K
5 6
7
8 9

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Roosevelt Investment Group's Q1 2019 Portfolio in Review

As of Q1 2019, Roosevelt Investment Group held 219 positions worth $803M, down 12% from $914M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Roosevelt Investment Group withdrew a net $202M in Q1 2019, closing 69 positions and reducing 67 holdings. Its most notable exit was eBay Inc. 6.0% Notes Due 2056, an estimated $13.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Roosevelt Investment Group opened a new position in Constellation Brands worth $7.92M.

  • Roosevelt Investment Group's largest Q1 2019 buy was Constellation Brands: 45,181 shares worth $7.92M.
  • Roosevelt Investment Group added most to Verizon in Q1 2019, an estimated $9.45M increase.
  • Roosevelt Investment Group's biggest Q1 2019 reduction was Vanguard S&P 500 ETF, cutting an estimated $54M.
  • Roosevelt Investment Group fully exited eBay Inc. 6.0% Notes Due 2056 in Q1 2019, selling an estimated $13.9M.
  • Roosevelt Investment Group's ten largest holdings make up 34% of its $803M portfolio in Q1 2019.
  • Roosevelt Investment Group opened 11 new positions and closed 69 in Q1 2019.
  • Roosevelt Investment Group's portfolio value fell 12% quarter-over-quarter to $803M.

Based on Roosevelt Investment Group's 13F filing for Q1 2019, filed 9 May 2019.