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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+6.34%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$5.15M
Cap. Flow
-$48.5M
Cap. Flow %
-4.45%
Top 10 Hldgs %
24.74%
Holding
192
New
9
Increased
48
Reduced
83
Closed
13

Top Buys

Rank Stock Value
1
APTV icon
Aptiv
APTV
+$12.9M
2
TBB
AT&T 5.350% Global Notes due 2066
TBB
+$8.49M
3
MSFT icon
Microsoft
MSFT
+$7.95M
4
NEE icon
NextEra Energy
NEE
+$2.99M
5
PFE icon
Pfizer
PFE
+$2.45M

Top Sells

Rank Stock Value
1
EW icon
Edwards Lifesciences
EW
+$11.9M
2
NWL icon
Newell Brands
NWL
+$11.5M
3
AXP icon
American Express
AXP
+$6.94M
4
URI icon
United Rentals
URI
+$6.01M
5
CTX.CL
Qwest Corporation
CTX.CL
+$5.11M

Sector Composition

Rank Sector Weight
1 Financials 16.78%
2 Industrials 12.62%
3 Technology 9.36%
4 Consumer Discretionary 8.49%
5 Healthcare 7.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTJ
151
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$306K 0.03%
12,000
– –
WFC.PRP
152
DELISTED
WELLS FARGO & COMPANY SER P
WFC.PRP
$304K 0.03%
12,050
-2,485
-17% -$62.7K
GD icon
153
General Dynamics
GD
$104B
$298K 0.03%
1,466
-4,277
-74% -$874K
PNC icon
154
PNC Financial Services
PNC
$99.7B
$297K 0.03%
+2,057
New +$284K
COF.PRP.CL
155
DELISTED
CAPITAL ONE FINANCIAL CORPORATION Called
COF.PRP.CL
$294K 0.03%
11,620
– –
WFC icon
156
Wells Fargo
WFC
$261B
$292K 0.03%
+4,814
New +$272K
VBTX
157
DELISTED
Veritex Holdings
VBTX
$286K 0.03%
10,350
-555
-5% -$15K
VZA.CL
158
DELISTED
Verizon Communications Inc.
VZA.CL
$281K 0.03%
10,650
-81,065
-88% -$2.16M
TCBIL
159
DELISTED
Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042
TCBIL
$280K 0.03%
11,075
– –
INTC icon
160
Intel
INTC
$455B
$275K 0.03%
5,956
+84
+1% +$3.67K
MRK icon
161
Merck
MRK
$322B
$256K 0.02%
4,767
+360
+8% +$20K
PSA.PRB
162
DELISTED
Public Storage Depositary Shares Each Representing 1/1,000 of a 5.40% Cumulative Preferred Share of
PSA.PRB
$254K 0.02%
9,901
-675
-6% -$17.5K
GEK.CL
163
DELISTED
General Electric Capital Corp.
GEK.CL
$250K 0.02%
10,000
– –
MON
164
DELISTED
Monsanto Co
MON
$249K 0.02%
2,133
– –
WFC.PRX
165
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRX
$248K 0.02%
9,715
– –
PRE.PRH
166
DELISTED
PartnerRe Ltd. 7.25% Series H Cumulative Redeemable Preferred Shares, $1.00 par value
PRE.PRH
$247K 0.02%
8,600
– –
BBT.PRE.CL
167
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series E Non-C
BBT.PRE.CL
$239K 0.02%
9,445
– –
DUKH
168
DELISTED
Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073
DUKH
$238K 0.02%
9,400
– –
BMY icon
169
Bristol-Myers Squibb
BMY
$133B
$223K 0.02%
3,642
+273
+8% +$17.1K
T icon
170
AT&T
T
$159B
$215K 0.02%
7,320
-167
-2% -$4.56K
PJH
171
DELISTED
PRUDENTIAL FINANCIAL, INC. 5.75% Junior Subordinated Notes due 2052
PJH
$215K 0.02%
8,500
– –
EVA
172
DELISTED
Enviva Inc.
EVA
$214K 0.02%
7,746
– –
IAGG icon
173
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$211K 0.02%
+4,053
New +$211K
CMA
174
DELISTED
Comerica
CMA
$200K 0.02%
2,306
-2,593
-53% -$209K
IAU icon
175
iShares Gold Trust
IAU
$62.9B
$160K 0.01%
6,408
– –
4 5 6
7
8

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Roosevelt Investment Group's Q4 2017 Portfolio in Review

As of Q4 2017, Roosevelt Investment Group held 192 positions worth $1.09B, up 0.47% from $1.09B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Roosevelt Investment Group withdrew a net $48.5M in Q4 2017, closing 13 positions and reducing 83 holdings. Its most notable exit was Newell Brands, an estimated $11.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 17% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Aptiv worth $11.5M.

  • Roosevelt Investment Group's largest Q4 2017 buy was Aptiv: 135,659 shares worth $11.5M.
  • Roosevelt Investment Group added most to Microsoft in Q4 2017, an estimated $7.95M increase.
  • Roosevelt Investment Group's biggest Q4 2017 reduction was Edwards Lifesciences, cutting an estimated $11.9M.
  • Roosevelt Investment Group fully exited Newell Brands in Q4 2017, selling an estimated $11.5M.
  • Roosevelt Investment Group's ten largest holdings make up 25% of its $1.09B portfolio in Q4 2017.
  • Roosevelt Investment Group opened 9 new positions and closed 13 in Q4 2017.
  • Roosevelt Investment Group's portfolio value rose 0.47% quarter-over-quarter to $1.09B.

Based on Roosevelt Investment Group's 13F filing for Q4 2017, filed 8 Feb 2018.