RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
This Quarter Return
+6.34%
1 Year Return
-5.26%
3 Year Return
+57.87%
5 Year Return
+105.08%
10 Year Return
–
AUM
$1.09B
AUM Growth
+$1.09B
Cap. Flow
-$51.2M
Cap. Flow %
-4.69%
Top 10 Hldgs %
24.74%
Holding
192
New
9
Increased
48
Reduced
83
Closed
13

Top Buys

1
APTV icon
Aptiv
APTV
$11.5M
2
TBB
AT&T 5.350% Global Notes due 2066
TBB
$8.56M
3
MSFT icon
Microsoft
MSFT
$8.29M
4
NEE icon
NextEra Energy, Inc.
NEE
$3.03M
5
PFE icon
Pfizer
PFE
$2.47M

Top Sells

1
EW icon
Edwards Lifesciences
EW
$12.2M
2
NWL icon
Newell Brands
NWL
$11.5M
3
AXP icon
American Express
AXP
$7.24M
4
URI icon
United Rentals
URI
$6.79M
5
CTX.CL
Qwest Corporation
CTX.CL
$5.11M

Sector Composition

1 Financials 17.17%
2 Industrials 12.62%
3 Technology 9.36%
4 Consumer Discretionary 8.49%
5 Healthcare 7.36%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DTJ
151
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$306K 0.03%
12,000
– –
WFC.PRP
152
DELISTED
WELLS FARGO & COMPANY SER P
WFC.PRP
$304K 0.03%
12,050
-2,485
-17% -$62.7K
GD icon
153
General Dynamics
GD
$86.8B
$298K 0.03%
1,466
-4,277
-74% -$869K
PNC icon
154
PNC Financial Services
PNC
$80.7B
$297K 0.03%
+2,057
New +$297K
COF.PRP.CL
155
DELISTED
CAPITAL ONE FINANCIAL CORPORATION Called
COF.PRP.CL
$294K 0.03%
11,620
– –
WFC icon
156
Wells Fargo
WFC
$258B
$292K 0.03%
+4,814
New +$292K
VBTX icon
157
Veritex Holdings
VBTX
$1.86B
$286K 0.03%
10,350
-555
-5% -$15.3K
VZA.CL
158
DELISTED
Verizon Communications Inc.
VZA.CL
$281K 0.03%
10,650
-81,065
-88% -$2.14M
TCBIL
159
DELISTED
Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042
TCBIL
$280K 0.03%
11,075
– –
INTC icon
160
Intel
INTC
$105B
$275K 0.03%
5,956
+84
+1% +$3.88K
MRK icon
161
Merck
MRK
$210B
$256K 0.02%
4,549
+344
+8% +$19.3K
PSA.PRB
162
DELISTED
Public Storage Depositary Shares Each Representing 1/1,000 of a 5.40% Cumulative Preferred Share of
PSA.PRB
$254K 0.02%
9,901
-675
-6% -$17.3K
GEK.CL
163
DELISTED
General Electric Capital Corp.
GEK.CL
$250K 0.02%
10,000
– –
MON
164
DELISTED
Monsanto Co
MON
$249K 0.02%
2,133
– –
WFC.PRX
165
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRX
$248K 0.02%
9,715
– –
PRE.PRH
166
DELISTED
PartnerRe Ltd. 7.25% Series H Cumulative Redeemable Preferred Shares, $1.00 par value
PRE.PRH
$247K 0.02%
8,600
– –
BBT.PRE.CL
167
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series E Non-C
BBT.PRE.CL
$239K 0.02%
9,445
– –
DUKH
168
DELISTED
Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073
DUKH
$238K 0.02%
9,400
– –
BMY icon
169
Bristol-Myers Squibb
BMY
$96.7B
$223K 0.02%
3,642
+273
+8% +$16.7K
PJH
170
DELISTED
PRUDENTIAL FINANCIAL, INC. 5.75% Junior Subordinated Notes due 2052
PJH
$215K 0.02%
8,500
– –
T icon
171
AT&T
T
$208B
$215K 0.02%
5,529
-126
-2% -$4.91K
EVA
172
DELISTED
Enviva Inc.
EVA
$214K 0.02%
7,746
– –
IAGG icon
173
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$211K 0.02%
+4,053
New +$211K
CMA icon
174
Comerica
CMA
$9B
$200K 0.02%
2,306
-2,593
-53% -$225K
IAU icon
175
iShares Gold Trust
IAU
$52.2B
$160K 0.01%
12,815
– –
4 5 6
7
8