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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+4.57%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$2.88M
Cap. Flow
-$44.5M
Cap. Flow %
-4.1%
Top 10 Hldgs %
23.73%
Holding
196
New
7
Increased
46
Reduced
98
Closed
13

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$8.32M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$4.03M
3
PFE icon
Pfizer
PFE
+$2.35M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.05M
5
SPGI icon
S&P Global
SPGI
+$1.78M

Top Sells

Rank Stock Value
1
CAG icon
Conagra Brands
CAG
+$14.9M
2
GD icon
General Dynamics
GD
+$5.22M
3
KIM.PRI.CL
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
+$3.37M
4
AAPL icon
Apple
AAPL
+$2.61M
5
GE icon
GE Aerospace
GE
+$2.43M

Sector Composition

Rank Sector Weight
1 Financials 16.58%
2 Industrials 12.34%
3 Technology 8.32%
4 Healthcare 8.17%
5 Consumer Discretionary 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
151
Amgen
AMGN
$208B
$355K 0.03%
1,903
– –
DDT
152
Dillard's Capital Trust I 7.50% Capital Securities
DDT
$211M
$326K 0.03%
12,659
– –
PM icon
153
Philip Morris
PM
$297B
$326K 0.03%
+2,940
New +$342K
C.PRN icon
154
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$2.46B
$324K 0.03%
11,660
– –
CHRD icon
155
Chord Energy
CHRD
$7.9B
$314K 0.03%
34,470
-8,470
-20% -$66.4K
IBND icon
156
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$460M
$313K 0.03%
9,055
+28
+0.3% +$965
LLY icon
157
Eli Lilly
LLY
$1.02T
$310K 0.03%
3,628
+445
+14% +$36.5K
DTJ
158
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$310K 0.03%
12,000
– –
ES icon
159
Eversource Energy
ES
$26.9B
$304K 0.03%
+5,028
New +$310K
IJH icon
160
iShares Core S&P Mid-Cap ETF
IJH
$122B
$301K 0.03%
+8,415
New +$293K
MET.PRA icon
161
MetLife Inc Floating Rate Series A
MET.PRA
$506M
$301K 0.03%
12,000
– –
VBTX
162
DELISTED
Veritex Holdings
VBTX
$294K 0.03%
10,905
– –
COF.PRP.CL
163
DELISTED
CAPITAL ONE FINANCIAL CORPORATION Called
COF.PRP.CL
$293K 0.03%
11,620
– –
TCBIL
164
DELISTED
Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042
TCBIL
$283K 0.03%
11,075
+700
+7% +$17.8K
PSA.PRB
165
DELISTED
Public Storage Depositary Shares Each Representing 1/1,000 of a 5.40% Cumulative Preferred Share of
PSA.PRB
$280K 0.03%
10,576
-8,845
-46% -$231K
MRK icon
166
Merck
MRK
$322B
$269K 0.02%
4,407
+220
+5% +$13.3K
MON
167
DELISTED
Monsanto Co
MON
$256K 0.02%
2,133
– –
GEK.CL
168
DELISTED
General Electric Capital Corp.
GEK.CL
$256K 0.02%
10,000
– –
WFC.PRX
169
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRX
$250K 0.02%
9,715
-725
-7% -$18.6K
PRE.PRH
170
DELISTED
PartnerRe Ltd. 7.25% Series H Cumulative Redeemable Preferred Shares, $1.00 par value
PRE.PRH
$247K 0.02%
8,600
– –
DUKH
171
DELISTED
Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073
DUKH
$240K 0.02%
9,400
– –
BBT.PRE.CL
172
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series E Non-C
BBT.PRE.CL
$239K 0.02%
9,445
– –
EVA
173
DELISTED
Enviva Inc.
EVA
$229K 0.02%
7,746
– –
INTC icon
174
Intel
INTC
$455B
$224K 0.02%
+5,872
New +$209K
T icon
175
AT&T
T
$159B
$222K 0.02%
7,487
-2,463
-25% -$69.9K
4 5 6
7
8

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CCP
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Roosevelt Investment Group's Q3 2017 Portfolio in Review

As of Q3 2017, Roosevelt Investment Group held 196 positions worth $1.09B, down 0.26% from $1.09B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Roosevelt Investment Group withdrew a net $44.5M in Q3 2017, closing 13 positions and reducing 98 holdings. Its most notable exit was NXP Semiconductors, an estimated $1.89M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in The Carlyle Group L.P. 5.875 Percent Series A Preferred Units worth $1.31M.

  • Roosevelt Investment Group's largest Q3 2017 buy was The Carlyle Group L.P. 5.875 Percent Series A Preferred Units: 51,150 shares worth $1.31M.
  • Roosevelt Investment Group added most to JPMorgan Chase in Q3 2017, an estimated $8.32M increase.
  • Roosevelt Investment Group's biggest Q3 2017 reduction was Conagra Brands, cutting an estimated $14.9M.
  • Roosevelt Investment Group fully exited NXP Semiconductors in Q3 2017, selling an estimated $1.89M.
  • Roosevelt Investment Group's ten largest holdings make up 24% of its $1.09B portfolio in Q3 2017.
  • Roosevelt Investment Group opened 7 new positions and closed 13 in Q3 2017.
  • Roosevelt Investment Group's portfolio value fell 0.26% quarter-over-quarter to $1.09B.

Based on Roosevelt Investment Group's 13F filing for Q3 2017, filed 8 Nov 2017.