RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Return 5.26%
This Quarter Return
+6.3%
1 Year Return
-5.26%
3 Year Return
+57.87%
5 Year Return
+105.08%
10 Year Return
–
AUM
$1.1B
AUM Growth
-$25.2M
Cap. Flow
-$87.1M
Cap. Flow %
-7.9%
Top 10 Hldgs %
22.71%
Holding
226
New
30
Increased
51
Reduced
105
Closed
25

Top Buys

1
LVS icon
Las Vegas Sands
LVS
$13.3M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
$9.93M
3
AXP icon
American Express
AXP
$8.15M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
$6.09M
5
MPC icon
Marathon Petroleum
MPC
$5.49M

Top Sells

1
QCOM icon
Qualcomm
QCOM
$13.5M
2
ALLE icon
Allegion
ALLE
$9.73M
3
CERN
Cerner Corp
CERN
$7.79M
4
V icon
Visa
V
$6.84M
5
USB icon
US Bancorp
USB
$6.53M

Sector Composition

1 Financials 16.37%
2 Industrials 13.06%
3 Technology 8.78%
4 Consumer Discretionary 6.75%
5 Consumer Staples 6.65%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PPX
151
DELISTED
PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073
PPX
$529K 0.05%
+20,190
New +$529K
LNG icon
152
Cheniere Energy
LNG
$51.8B
$518K 0.05%
10,960
– –
PSA.PRB
153
DELISTED
Public Storage Depositary Shares Each Representing 1/1,000 of a 5.40% Cumulative Preferred Share of
PSA.PRB
$503K 0.05%
20,506
-18,000
-47% -$442K
NNN.PRF
154
DELISTED
National Retail Properties, Inc. Depositary Shares, each representing a 1/100th interest in a share
NNN.PRF
$489K 0.04%
+21,100
New +$489K
RTX icon
155
RTX Corp
RTX
$211B
$470K 0.04%
6,659
+440
+7% +$31.1K
WFC.PRV
156
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRV
$422K 0.04%
+16,125
New +$422K
NVO icon
157
Novo Nordisk
NVO
$245B
$406K 0.04%
23,700
-12,112
-34% -$207K
PSB.PRT.CL
158
DELISTED
PS Business Parks Inc
PSB.PRT.CL
$395K 0.04%
15,700
+1,275
+9% +$32.1K
SLQD icon
159
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
$378K 0.03%
+7,507
New +$378K
T icon
160
AT&T
T
$212B
$375K 0.03%
11,965
-1,117
-9% -$35K
WFC.PRP
161
DELISTED
WELLS FARGO & COMPANY SER P
WFC.PRP
$361K 0.03%
14,535
-3,700
-20% -$91.9K
NEE.PRJ
162
DELISTED
NEXTERA ENERGY CAPITAL HOLDINGS, INC.
NEE.PRJ
$358K 0.03%
14,510
– –
TCBIL
163
DELISTED
Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042
TCBIL
$356K 0.03%
14,025
-625
-4% -$15.9K
BKLN icon
164
Invesco Senior Loan ETF
BKLN
$6.98B
$349K 0.03%
14,989
-2,514
-14% -$58.5K
USB.PRN.CL
165
DELISTED
U.S. Bancorp
USB.PRN.CL
$335K 0.03%
13,400
-7,400
-36% -$185K
C.PRN icon
166
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$2.72B
$334K 0.03%
12,535
-750
-6% -$20K
COF.PRP.CL
167
DELISTED
CAPITAL ONE FINANCIAL CORPORATION Called
COF.PRP.CL
$330K 0.03%
12,955
-3,900
-23% -$99.3K
DDT
168
Dillard's Capital Trust I 7.50% Capital Securities
DDT
$208M
$320K 0.03%
12,659
– –
AMGN icon
169
Amgen
AMGN
$153B
$317K 0.03%
1,933
+181
+10% +$29.7K
VBTX icon
170
Veritex Holdings
VBTX
$1.87B
$307K 0.03%
10,905
– –
MET.PRA icon
171
Metlife, Inc. Floating Rate Non Cuml Series A
MET.PRA
$578M
$298K 0.03%
12,000
-3,000
-20% -$74.5K
WFC.PRX
172
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRX
$292K 0.03%
11,865
-7,140
-38% -$176K
CELG
173
DELISTED
Celgene Corp
CELG
$289K 0.03%
2,319
-2,248
-49% -$280K
DTJ
174
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$288K 0.03%
12,000
– –
LLY icon
175
Eli Lilly
LLY
$652B
$269K 0.02%
3,203
+72
+2% +$6.05K
5 6
7
8 9