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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
-$139M
Cap. Flow
-$147M
Cap. Flow %
-13.06%
Top 10 Hldgs %
24.37%
Holding
217
New
26
Increased
53
Reduced
97
Closed
21

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$12.7M
2
EW icon
Edwards Lifesciences
EW
+$11.5M
3
DD icon
DuPont de Nemours
DD
+$9.06M
4
CMA
Comerica
CMA
+$8.05M
5
UNP icon
Union Pacific
UNP
+$6.65M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$30.7M
2
GLD icon
SPDR Gold Trust
GLD
+$24.3M
3
HD icon
Home Depot
HD
+$16.8M
4
CPRI icon
Capri Holdings
CPRI
+$12.7M
5
CBOE icon
Cboe Global Markets
CBOE
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 16.91%
2 Industrials 14.83%
3 Technology 9.68%
4 Consumer Staples 6.83%
5 Communication Services 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RJD.CL
151
DELISTED
Raymond James Financial Inc
RJD.CL
$381K 0.03%
15,000
+3,000
+25% +$77.1K
SPIB icon
152
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$377K 0.03%
11,129
-23,845
-68% -$817K
TCBIL
153
DELISTED
Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042
TCBIL
$371K 0.03%
14,650
– –
AXP icon
154
American Express
AXP
$234B
$359K 0.03%
4,846
+281
+6% +$19.5K
PSB.PRT.CL
155
DELISTED
PS Business Parks Inc
PSB.PRT.CL
$351K 0.03%
14,425
-2,000
-12% -$49.9K
MET.PRA icon
156
MetLife Inc Floating Rate Series A
MET.PRA
$504M
$349K 0.03%
15,000
– –
C.PRN icon
157
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$2.42B
$343K 0.03%
13,285
-475
-3% -$12.4K
DDT
158
Dillard's Capital Trust I 7.50% Capital Securities
DDT
$211M
$329K 0.03%
12,659
– –
SO icon
159
Southern Company
SO
$107B
$324K 0.03%
6,591
+1,439
+28% +$70.7K
SJNK icon
160
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$321K 0.03%
11,589
-1,294
-10% -$35.6K
NEE.PRJ
161
DELISTED
NEXTERA ENERGY CAPITAL HOLDINGS, INC.
NEE.PRJ
$316K 0.03%
14,510
+2,500
+21% +$59K
AAP icon
162
Advance Auto Parts
AAP
$3.55B
$314K 0.03%
1,859
-983
-35% -$155K
STT.PRG icon
163
State Street Corp Series G Preferred Stock
STT.PRG
$426M
$300K 0.03%
12,000
+4,000
+50% +$103K
VBTX
164
DELISTED
Veritex Holdings
VBTX
$291K 0.03%
10,905
-230
-2% -$4.73K
TBT icon
165
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$310M
$284K 0.03%
+6,963
New +$263K
SBUX icon
166
Starbucks
SBUX
$120B
$280K 0.02%
5,044
-280
-5% -$15.5K
SCE.PRJ
167
DELISTED
SCE TRUST IV 5.375% Fixed-to-Floating Rate Trust Preference Securities
SCE.PRJ
$270K 0.02%
10,950
-1,025
-9% -$27.2K
DTJ
168
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$270K 0.02%
12,000
+4,000
+50% +$95.5K
EEV icon
169
ProShares Trust UltraShort MSCI Emerging Markets
EEV
$2.41M
$262K 0.02%
+1,595
New +$256K
AMGN icon
170
Amgen
AMGN
$210B
$256K 0.02%
1,752
+70
+4% +$10.5K
GEK.CL
171
DELISTED
General Electric Capital Corp.
GEK.CL
$246K 0.02%
10,000
– –
BA icon
172
Boeing
BA
$187B
$242K 0.02%
+1,556
New +$227K
WFC icon
173
Wells Fargo
WFC
$267B
$241K 0.02%
4,374
-5,497
-56% -$276K
VYM icon
174
Vanguard High Dividend Yield ETF
VYM
$82.6B
$239K 0.02%
+3,148
New +$231K
WY icon
175
Weyerhaeuser
WY
$18.6B
$236K 0.02%
7,835
-732
-9% -$22.6K
5 6
7
8 9

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Roosevelt Investment Group's Q4 2016 Portfolio in Review

As of Q4 2016, Roosevelt Investment Group held 217 positions worth $1.13B, down 11% from $1.27B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Roosevelt Investment Group withdrew a net $147M in Q4 2016, closing 21 positions and reducing 97 holdings. Its most notable exit was SPDR Gold Trust, an estimated $24.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Vanguard Financials ETF worth $13.8M.

  • Roosevelt Investment Group's largest Q4 2016 buy was Vanguard Financials ETF: 233,114 shares worth $13.8M.
  • Roosevelt Investment Group added most to Edwards Lifesciences in Q4 2016, an estimated $11.5M increase.
  • Roosevelt Investment Group's biggest Q4 2016 reduction was Pfizer, cutting an estimated $30.7M.
  • Roosevelt Investment Group fully exited SPDR Gold Trust in Q4 2016, selling an estimated $24.3M.
  • Roosevelt Investment Group's ten largest holdings make up 24% of its $1.13B portfolio in Q4 2016.
  • Roosevelt Investment Group opened 26 new positions and closed 21 in Q4 2016.
  • Roosevelt Investment Group's portfolio value fell 11% quarter-over-quarter to $1.13B.

Based on Roosevelt Investment Group's 13F filing for Q4 2016, filed 7 Feb 2017.