RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
This Quarter Return
+2.82%
1 Year Return
-5.26%
3 Year Return
+57.87%
5 Year Return
+105.08%
10 Year Return
–
AUM
$1.13B
AUM Growth
+$1.13B
Cap. Flow
-$138M
Cap. Flow %
-12.28%
Top 10 Hldgs %
24.37%
Holding
217
New
26
Increased
53
Reduced
97
Closed
21

Top Buys

1
VFH icon
Vanguard Financials ETF
VFH
$13.8M
2
EW icon
Edwards Lifesciences
EW
$11.1M
3
DD icon
DuPont de Nemours
DD
$9.43M
4
CMA icon
Comerica
CMA
$9.36M
5
UNP icon
Union Pacific
UNP
$7.01M

Top Sells

1
PFE icon
Pfizer
PFE
$31M
2
GLD icon
SPDR Gold Trust
GLD
$24.3M
3
HD icon
Home Depot
HD
$17.5M
4
CPRI icon
Capri Holdings
CPRI
$12.7M
5
HON icon
Honeywell
HON
$11.1M

Sector Composition

1 Financials 17.29%
2 Industrials 14.83%
3 Technology 9.68%
4 Consumer Staples 6.83%
5 Communication Services 6.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RJD.CL
151
DELISTED
Raymond James Financial Inc
RJD.CL
$381K 0.03%
15,000
+3,000
+25% +$76.2K
SPIB icon
152
SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$10.7B
$377K 0.03%
11,129
-23,845
-68% -$808K
TCBIL
153
DELISTED
Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042
TCBIL
$371K 0.03%
14,650
– –
AXP icon
154
American Express
AXP
$225B
$359K 0.03%
4,846
+281
+6% +$20.8K
PSB.PRT.CL
155
DELISTED
PS Business Parks Inc
PSB.PRT.CL
$351K 0.03%
14,425
-2,000
-12% -$48.7K
MET.PRA icon
156
Metlife, Inc. Floating Rate Non Cuml Series A
MET.PRA
$573M
$349K 0.03%
15,000
– –
C.PRN icon
157
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$2.7B
$343K 0.03%
13,285
-475
-3% -$12.3K
DDT
158
Dillard's Capital Trust I 7.50% Capital Securities
DDT
$208M
$329K 0.03%
12,659
– –
SO icon
159
Southern Company
SO
$101B
$324K 0.03%
6,591
+1,439
+28% +$70.7K
SJNK icon
160
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.85B
$321K 0.03%
11,589
-1,294
-10% -$35.8K
NEE.PRJ
161
DELISTED
NEXTERA ENERGY CAPITAL HOLDINGS, INC.
NEE.PRJ
$316K 0.03%
14,510
+2,500
+21% +$54.4K
AAP icon
162
Advance Auto Parts
AAP
$3.54B
$314K 0.03%
1,859
-983
-35% -$166K
STT.PRG icon
163
State Street Corporation Depositary shares, each representing a 1/4,000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series G
STT.PRG
$457M
$300K 0.03%
12,000
+4,000
+50% +$100K
VBTX icon
164
Veritex Holdings
VBTX
$1.86B
$291K 0.03%
10,905
-230
-2% -$6.14K
TBT icon
165
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$304M
$284K 0.03%
+6,963
New +$284K
SBUX icon
166
Starbucks
SBUX
$99.2B
$280K 0.02%
5,044
-280
-5% -$15.5K
SCE.PRJ
167
SCE TRUST IV 5.375% Fixed-to-Floating Rate Trust Preference Securities
SCE.PRJ
$309M
$270K 0.02%
10,950
-1,025
-9% -$25.3K
DTJ
168
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$270K 0.02%
12,000
+4,000
+50% +$90K
EEV icon
169
ProShares Trust UltraShort MSCI Emerging Markets
EEV
$3.28M
$262K 0.02%
+15,949
New +$262K
AMGN icon
170
Amgen
AMGN
$153B
$256K 0.02%
1,752
+70
+4% +$10.2K
GEK.CL
171
DELISTED
General Electric Capital Corp.
GEK.CL
$246K 0.02%
10,000
– –
BA icon
172
Boeing
BA
$176B
$242K 0.02%
+1,556
New +$242K
WFC icon
173
Wells Fargo
WFC
$258B
$241K 0.02%
4,374
-5,497
-56% -$303K
VYM icon
174
Vanguard High Dividend Yield ETF
VYM
$63.6B
$239K 0.02%
+3,148
New +$239K
WY icon
175
Weyerhaeuser
WY
$17.9B
$236K 0.02%
7,835
-732
-9% -$22K
5 6
7
8 9