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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+4.07%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.27B
AUM Growth
-$23.8M
Cap. Flow
-$62.6M
Cap. Flow %
-4.95%
Top 10 Hldgs %
25.95%
Holding
218
New
16
Increased
52
Reduced
98
Closed
27

Top Buys

Rank Stock Value
1
MKTX icon
MarketAxess Holdings
MKTX
+$15.8M
2
MMM icon
3M
MMM
+$12M
3
KHC icon
Kraft Heinz
KHC
+$11.7M
4
URI icon
United Rentals
URI
+$10.9M
5
SPGI icon
S&P Global
SPGI
+$10.8M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$26.3M
2
SHW icon
Sherwin-Williams
SHW
+$17.5M
3
HD icon
Home Depot
HD
+$16.2M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$16M
5
DRI icon
Darden Restaurants
DRI
+$15.5M

Sector Composition

Rank Sector Weight
1 Financials 15.55%
2 Industrials 14.19%
3 Technology 8.44%
4 Consumer Discretionary 8.06%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RJD.CL
151
DELISTED
Raymond James Financial Inc
RJD.CL
$310K 0.02%
12,000
+2,000
+20% +$52.5K
NEE.PRJ
152
DELISTED
NEXTERA ENERGY CAPITAL HOLDINGS, INC.
NEE.PRJ
$307K 0.02%
12,010
+2,000
+20% +$51.5K
AXP icon
153
American Express
AXP
$236B
$292K 0.02%
4,565
-235
-5% -$15.1K
SBUX icon
154
Starbucks
SBUX
$120B
$288K 0.02%
5,324
-632
-11% -$35.3K
AMGN icon
155
Amgen
AMGN
$223B
$281K 0.02%
1,682
+35
+2% +$5.92K
PAGP icon
156
Plains GP Holdings
PAGP
$4.97B
$275K 0.02%
7,980
-1,690
-17% -$51K
PSA.PRZ.CL
157
DELISTED
Public Storage
PSA.PRZ.CL
$275K 0.02%
10,000
– –
WY icon
158
Weyerhaeuser
WY
$18.5B
$274K 0.02%
8,567
+363
+4% +$11.5K
RAI
159
DELISTED
Reynolds American Inc
RAI
$267K 0.02%
5,655
-933
-14% -$46.8K
SO icon
160
Southern Company
SO
$107B
$264K 0.02%
5,152
– –
ARES.PRA
161
DELISTED
Ares Management Corporation 7.00% Series A Preferred Stock
ARES.PRA
$260K 0.02%
10,000
+2,000
+25% +$52.5K
HCN.PRJ.CL
162
DELISTED
Welltower Inc.
HCN.PRJ.CL
$260K 0.02%
10,000
+2,000
+25% +$52.6K
GEK.CL
163
DELISTED
General Electric Capital Corp.
GEK.CL
$257K 0.02%
10,000
– –
BBT.PRE.CL
164
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series E Non-C
BBT.PRE.CL
$256K 0.02%
9,945
-400
-4% -$10.4K
DUKH
165
DELISTED
Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073
DUKH
$252K 0.02%
9,600
+200
+2% +$5.3K
PZA icon
166
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.25B
$250K 0.02%
9,600
– –
LLY icon
167
Eli Lilly
LLY
$1.03T
$237K 0.02%
2,951
– –
PM icon
168
Philip Morris
PM
$291B
$237K 0.02%
2,436
-63
-3% -$6.31K
HSBC.PRA
169
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$237K 0.02%
9,255
– –
FRC.PRA.CL
170
DELISTED
First Republic Bank
FRC.PRA.CL
$234K 0.02%
+9,120
New +$236K
PJH
171
DELISTED
PRUDENTIAL FINANCIAL, INC. 5.75% Junior Subordinated Notes due 2052
PJH
$230K 0.02%
8,700
– –
AVP
172
DELISTED
Avon Products, Inc.
AVP
$221K 0.02%
39,050
-6,200
-14% -$30.9K
MON
173
DELISTED
Monsanto Co
MON
$218K 0.02%
2,133
– –
MRK icon
174
Merck
MRK
$323B
$214K 0.02%
3,601
-169
-4% -$9.88K
STT.PRG icon
175
State Street Corp Series G Preferred Stock
STT.PRG
$427M
$214K 0.02%
8,000
– –
5 6
7
8 9

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Roosevelt Investment Group's Q3 2016 Portfolio in Review

As of Q3 2016, Roosevelt Investment Group held 218 positions worth $1.27B, down 1.8% from $1.29B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Roosevelt Investment Group withdrew a net $62.6M in Q3 2016, closing 27 positions and reducing 98 holdings. Its most notable exit was Sherwin-Williams, an estimated $17.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Kraft Heinz worth $11.8M.

  • Roosevelt Investment Group's largest Q3 2016 buy was Kraft Heinz: 132,272 shares worth $11.8M.
  • Roosevelt Investment Group added most to MarketAxess Holdings in Q3 2016, an estimated $15.8M increase.
  • Roosevelt Investment Group's biggest Q3 2016 reduction was Wells Fargo, cutting an estimated $26.3M.
  • Roosevelt Investment Group fully exited Sherwin-Williams in Q3 2016, selling an estimated $17.5M.
  • Roosevelt Investment Group's ten largest holdings make up 26% of its $1.27B portfolio in Q3 2016.
  • Roosevelt Investment Group opened 16 new positions and closed 27 in Q3 2016.
  • Roosevelt Investment Group's portfolio value fell 1.8% quarter-over-quarter to $1.27B.

Based on Roosevelt Investment Group's 13F filing for Q3 2016, filed 14 Nov 2016.