RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
This Quarter Return
+4.07%
1 Year Return
-5.26%
3 Year Return
+57.87%
5 Year Return
+105.08%
10 Year Return
–
AUM
$1.27B
AUM Growth
+$1.27B
Cap. Flow
-$55.3M
Cap. Flow %
-4.37%
Top 10 Hldgs %
25.95%
Holding
218
New
16
Increased
53
Reduced
97
Closed
27

Top Buys

1
MKTX icon
MarketAxess Holdings
MKTX
$16.1M
2
KHC icon
Kraft Heinz
KHC
$11.8M
3
MMM icon
3M
MMM
$11.8M
4
SPGI icon
S&P Global
SPGI
$11.3M
5
URI icon
United Rentals
URI
$11.1M

Top Sells

1
WFC icon
Wells Fargo
WFC
$24.3M
2
SHW icon
Sherwin-Williams
SHW
$17.5M
3
SDS icon
ProShares UltraShort S&P500
SDS
$16M
4
HD icon
Home Depot
HD
$15.6M
5
DRI icon
Darden Restaurants
DRI
$15.5M

Sector Composition

1 Financials 15.92%
2 Industrials 14.19%
3 Technology 8.44%
4 Consumer Discretionary 8.06%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RJD.CL
151
DELISTED
Raymond James Financial Inc
RJD.CL
$310K 0.02%
12,000
+2,000
+20% +$51.7K
NEE.PRJ
152
DELISTED
NEXTERA ENERGY CAPITAL HOLDINGS, INC.
NEE.PRJ
$307K 0.02%
12,010
+2,000
+20% +$51.1K
AXP icon
153
American Express
AXP
$225B
$292K 0.02%
4,565
-235
-5% -$15K
SBUX icon
154
Starbucks
SBUX
$99.2B
$288K 0.02%
5,324
-632
-11% -$34.2K
AMGN icon
155
Amgen
AMGN
$153B
$281K 0.02%
1,682
+35
+2% +$5.85K
PAGP icon
156
Plains GP Holdings
PAGP
$3.71B
$275K 0.02%
7,980
-1,690
-17% -$58.2K
PSA.PRZ.CL
157
DELISTED
Public Storage
PSA.PRZ.CL
$275K 0.02%
10,000
– –
WY icon
158
Weyerhaeuser
WY
$17.9B
$274K 0.02%
8,567
+363
+4% +$11.6K
RAI
159
DELISTED
Reynolds American Inc
RAI
$267K 0.02%
5,655
-933
-14% -$44.1K
SO icon
160
Southern Company
SO
$101B
$264K 0.02%
5,152
– –
ARES.PRA
161
DELISTED
Ares Management Corporation 7.00% Series A Preferred Stock
ARES.PRA
$260K 0.02%
10,000
+2,000
+25% +$52K
HCN.PRJ.CL
162
DELISTED
Welltower Inc.
HCN.PRJ.CL
$260K 0.02%
10,000
+2,000
+25% +$52K
GEK.CL
163
DELISTED
General Electric Capital Corp.
GEK.CL
$257K 0.02%
10,000
– –
BBT.PRE.CL
164
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series E Non-C
BBT.PRE.CL
$256K 0.02%
9,945
-400
-4% -$10.3K
DUKH
165
DELISTED
Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073
DUKH
$252K 0.02%
9,600
+200
+2% +$5.25K
PZA icon
166
Invesco National AMT-Free Municipal Bond ETF
PZA
$2.99B
$250K 0.02%
9,600
– –
LLY icon
167
Eli Lilly
LLY
$661B
$237K 0.02%
2,951
– –
PM icon
168
Philip Morris
PM
$254B
$237K 0.02%
2,436
-63
-3% -$6.13K
HSBC.PRA
169
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$237K 0.02%
9,255
– –
FRC.PRA.CL
170
DELISTED
First Republic Bank
FRC.PRA.CL
$234K 0.02%
+9,120
New +$234K
PJH
171
DELISTED
PRUDENTIAL FINANCIAL, INC. 5.75% Junior Subordinated Notes due 2052
PJH
$230K 0.02%
8,700
– –
AVP
172
DELISTED
Avon Products, Inc.
AVP
$221K 0.02%
39,050
-6,200
-14% -$35.1K
MON
173
DELISTED
Monsanto Co
MON
$218K 0.02%
2,133
– –
MRK icon
174
Merck
MRK
$210B
$214K 0.02%
3,601
-169
-4% -$10K
STT.PRG icon
175
State Street Corporation Depositary shares, each representing a 1/4,000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series G
STT.PRG
$457M
$214K 0.02%
8,000
– –
5 6
7
8 9