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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+6.34%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$5.15M
Cap. Flow
-$48.5M
Cap. Flow %
-4.45%
Top 10 Hldgs %
24.74%
Holding
192
New
9
Increased
48
Reduced
83
Closed
13

Top Buys

Rank Stock Value
1
APTV icon
Aptiv
APTV
+$12.9M
2
TBB
AT&T 5.350% Global Notes due 2066
TBB
+$8.49M
3
MSFT icon
Microsoft
MSFT
+$7.95M
4
NEE icon
NextEra Energy
NEE
+$2.99M
5
PFE icon
Pfizer
PFE
+$2.45M

Top Sells

Rank Stock Value
1
EW icon
Edwards Lifesciences
EW
+$11.9M
2
NWL icon
Newell Brands
NWL
+$11.5M
3
AXP icon
American Express
AXP
+$6.94M
4
URI icon
United Rentals
URI
+$6.01M
5
CTX.CL
Qwest Corporation
CTX.CL
+$5.11M

Sector Composition

Rank Sector Weight
1 Financials 16.78%
2 Industrials 12.62%
3 Technology 9.36%
4 Consumer Discretionary 8.49%
5 Healthcare 7.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
126
Costco
COST
$422B
$570K 0.05%
3,063
– –
LNG icon
127
Cheniere Energy
LNG
$55.2B
$569K 0.05%
10,560
– –
GMTA
128
DELISTED
GATX Corporation 5.625% Senior Notes 5/30/2066
GMTA
$565K 0.05%
21,500
– –
KMI icon
129
Kinder Morgan
KMI
$71.7B
$545K 0.05%
30,160
-800
-3% -$14.4K
MO icon
130
Altria Group
MO
$114B
$521K 0.05%
7,289
+471
+7% +$31.6K
PPX
131
DELISTED
PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073
PPX
$517K 0.05%
20,190
– –
WFC.PRN
132
DELISTED
WELLS FARGO & COMPANY Depositary Shares, representing a 1/1,000th interest in a share of Non-Cumulat
WFC.PRN
$515K 0.05%
20,520
-450
-2% -$11.3K
JPM.PRB.CL
133
DELISTED
JPMorgan Chase & Co.
JPM.PRB.CL
$514K 0.05%
19,000
– –
NVO
134
Novo Nordisk
NVO
$208B
$500K 0.05%
18,628
– –
NNN.PRF
135
DELISTED
National Retail Properties, Inc. Depositary Shares, each representing a 1/100th interest in a share
NNN.PRF
$468K 0.04%
18,650
– –
MDLZ icon
136
Mondelez International
MDLZ
$79.5B
$417K 0.04%
9,749
-146
-1% -$6.13K
EFA icon
137
iShares MSCI EAFE ETF
EFA
$78B
$402K 0.04%
+5,718
New +$398K
EW icon
138
Edwards Lifesciences
EW
$49.6B
$393K 0.04%
10,467
-324,228
-97% -$11.9M
SPG.PRJ icon
139
Simon Property Group 8 3/8% Series J
SPG.PRJ
$43.5M
$392K 0.04%
5,475
-250
-4% -$18.4K
ETN icon
140
Eaton
ETN
$161B
$390K 0.04%
+4,935
New +$384K
ES icon
141
Eversource Energy
ES
$26.9B
$389K 0.04%
6,164
+1,136
+23% +$71.8K
IBND icon
142
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$460M
$358K 0.03%
10,142
+1,087
+12% +$37.7K
PM icon
143
Philip Morris
PM
$297B
$350K 0.03%
3,310
+370
+13% +$39.4K
IJR icon
144
iShares Core S&P Small-Cap ETF
IJR
$109B
$337K 0.03%
+4,384
New +$330K
C.PRN icon
145
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$2.46B
$332K 0.03%
12,084
+424
+4% +$11.7K
AMGN icon
146
Amgen
AMGN
$208B
$331K 0.03%
1,903
– –
DDT
147
Dillard's Capital Trust I 7.50% Capital Securities
DDT
$211M
$327K 0.03%
12,659
– –
LLY icon
148
Eli Lilly
LLY
$1.02T
$326K 0.03%
3,858
+230
+6% +$19.6K
MET.PRA icon
149
MetLife Inc Floating Rate Series A
MET.PRA
$506M
$323K 0.03%
13,000
+1,000
+8% +$24.9K
NEE.PRJ
150
DELISTED
NEXTERA ENERGY CAPITAL HOLDINGS, INC.
NEE.PRJ
$319K 0.03%
12,800
-1,700
-12% -$42.8K
4 5
6
7 8

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Roosevelt Investment Group's Q4 2017 Portfolio in Review

As of Q4 2017, Roosevelt Investment Group held 192 positions worth $1.09B, up 0.47% from $1.09B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Roosevelt Investment Group withdrew a net $48.5M in Q4 2017, closing 13 positions and reducing 83 holdings. Its most notable exit was Newell Brands, an estimated $11.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 17% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Aptiv worth $11.5M.

  • Roosevelt Investment Group's largest Q4 2017 buy was Aptiv: 135,659 shares worth $11.5M.
  • Roosevelt Investment Group added most to Microsoft in Q4 2017, an estimated $7.95M increase.
  • Roosevelt Investment Group's biggest Q4 2017 reduction was Edwards Lifesciences, cutting an estimated $11.9M.
  • Roosevelt Investment Group fully exited Newell Brands in Q4 2017, selling an estimated $11.5M.
  • Roosevelt Investment Group's ten largest holdings make up 25% of its $1.09B portfolio in Q4 2017.
  • Roosevelt Investment Group opened 9 new positions and closed 13 in Q4 2017.
  • Roosevelt Investment Group's portfolio value rose 0.47% quarter-over-quarter to $1.09B.

Based on Roosevelt Investment Group's 13F filing for Q4 2017, filed 8 Feb 2018.