RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
This Quarter Return
+6.34%
1 Year Return
-5.26%
3 Year Return
+57.87%
5 Year Return
+105.08%
10 Year Return
–
AUM
$1.09B
AUM Growth
+$1.09B
Cap. Flow
-$51.2M
Cap. Flow %
-4.69%
Top 10 Hldgs %
24.74%
Holding
192
New
9
Increased
48
Reduced
83
Closed
13

Top Buys

1
APTV icon
Aptiv
APTV
$11.5M
2
TBB
AT&T 5.350% Global Notes due 2066
TBB
$8.56M
3
MSFT icon
Microsoft
MSFT
$8.29M
4
NEE icon
NextEra Energy, Inc.
NEE
$3.03M
5
PFE icon
Pfizer
PFE
$2.47M

Top Sells

1
EW icon
Edwards Lifesciences
EW
$12.2M
2
NWL icon
Newell Brands
NWL
$11.5M
3
AXP icon
American Express
AXP
$7.24M
4
URI icon
United Rentals
URI
$6.79M
5
CTX.CL
Qwest Corporation
CTX.CL
$5.11M

Sector Composition

1 Financials 17.17%
2 Industrials 12.62%
3 Technology 9.36%
4 Consumer Discretionary 8.49%
5 Healthcare 7.36%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
COST icon
126
Costco
COST
$421B
$570K 0.05%
3,063
– –
LNG icon
127
Cheniere Energy
LNG
$52.6B
$569K 0.05%
10,560
– –
GMTA
128
DELISTED
GATX Corporation 5.625% Senior Notes 5/30/2066
GMTA
$565K 0.05%
21,500
– –
KMI icon
129
Kinder Morgan
KMI
$59.4B
$545K 0.05%
30,160
-800
-3% -$14.5K
MO icon
130
Altria Group
MO
$112B
$521K 0.05%
7,289
+471
+7% +$33.7K
PPX
131
DELISTED
PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073
PPX
$517K 0.05%
20,190
– –
WFC.PRN
132
DELISTED
WELLS FARGO & COMPANY Depositary Shares, representing a 1/1,000th interest in a share of Non-Cumulat
WFC.PRN
$515K 0.05%
20,520
-450
-2% -$11.3K
JPM.PRB.CL
133
DELISTED
JPMorgan Chase & Co.
JPM.PRB.CL
$514K 0.05%
19,000
– –
NVO icon
134
Novo Nordisk
NVO
$252B
$500K 0.05%
18,628
– –
NNN.PRF
135
DELISTED
National Retail Properties, Inc. Depositary Shares, each representing a 1/100th interest in a share
NNN.PRF
$468K 0.04%
18,650
– –
MDLZ icon
136
Mondelez International
MDLZ
$79.3B
$417K 0.04%
9,749
-146
-1% -$6.25K
EFA icon
137
iShares MSCI EAFE ETF
EFA
$65.4B
$402K 0.04%
+5,718
New +$402K
EW icon
138
Edwards Lifesciences
EW
$47.7B
$393K 0.04%
10,467
-324,228
-97% -$12.2M
SPG.PRJ icon
139
Simon Property Group, Inc. 8 3/8% Series J
SPG.PRJ
$43M
$392K 0.04%
5,475
-250
-4% -$17.9K
ETN icon
140
Eaton
ETN
$134B
$390K 0.04%
+4,935
New +$390K
ES icon
141
Eversource Energy
ES
$23.5B
$389K 0.04%
6,164
+1,136
+23% +$71.7K
IBND icon
142
SPDR Bloomberg International Corporate Bond ETF
IBND
$444M
$358K 0.03%
10,142
+1,087
+12% +$38.4K
PM icon
143
Philip Morris
PM
$254B
$350K 0.03%
3,310
+370
+13% +$39.1K
IJR icon
144
iShares Core S&P Small-Cap ETF
IJR
$84.4B
$337K 0.03%
+4,384
New +$337K
C.PRN icon
145
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$2.7B
$332K 0.03%
12,084
+424
+4% +$11.6K
AMGN icon
146
Amgen
AMGN
$153B
$331K 0.03%
1,903
– –
DDT
147
Dillard's Capital Trust I 7.50% Capital Securities
DDT
$208M
$327K 0.03%
12,659
– –
LLY icon
148
Eli Lilly
LLY
$661B
$326K 0.03%
3,858
+230
+6% +$19.4K
MET.PRA icon
149
Metlife, Inc. Floating Rate Non Cuml Series A
MET.PRA
$573M
$323K 0.03%
13,000
+1,000
+8% +$24.8K
NEE.PRJ
150
DELISTED
NEXTERA ENERGY CAPITAL HOLDINGS, INC.
NEE.PRJ
$319K 0.03%
12,800
-1,700
-12% -$42.4K
4 5
6
7 8