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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+4.57%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$2.88M
Cap. Flow
-$44.5M
Cap. Flow %
-4.1%
Top 10 Hldgs %
23.73%
Holding
196
New
7
Increased
46
Reduced
98
Closed
13

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$8.32M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$4.03M
3
PFE icon
Pfizer
PFE
+$2.35M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.05M
5
SPGI icon
S&P Global
SPGI
+$1.78M

Top Sells

Rank Stock Value
1
CAG icon
Conagra Brands
CAG
+$14.9M
2
GD icon
General Dynamics
GD
+$5.22M
3
KIM.PRI.CL
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
+$3.37M
4
AAPL icon
Apple
AAPL
+$2.61M
5
GE icon
GE Aerospace
GE
+$2.43M

Sector Composition

Rank Sector Weight
1 Financials 16.58%
2 Industrials 12.34%
3 Technology 8.32%
4 Healthcare 8.17%
5 Consumer Discretionary 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
126
McDonald's
MCD
$192B
$651K 0.06%
4,152
-343
-8% -$53.8K
HSEB.CL
127
DELISTED
HSBC Holdings plc
HSEB.CL
$633K 0.06%
23,464
– –
IBM icon
128
IBM
IBM
$211B
$629K 0.06%
4,531
-10,561
-70% -$1.47M
CCV.CL
129
DELISTED
Comcast Corporation
CCV.CL
$625K 0.06%
24,436
-6,105
-20% -$156K
KMI icon
130
Kinder Morgan
KMI
$71.7B
$594K 0.05%
30,960
-5,082
-14% -$99K
SCE.PRJ
131
DELISTED
SCE TRUST IV 5.375% Fixed-to-Floating Rate Trust Preference Securities
SCE.PRJ
$594K 0.05%
21,875
+13,425
+159% +$370K
NEE.PRK
132
DELISTED
NextEra Energy Capital Holdings, Inc. Series K Junior Subordinated Debentures due June 1, 2076
NEE.PRK
$587K 0.05%
22,990
-26,525
-54% -$681K
VFH icon
133
Vanguard Financials ETF
VFH
$13.5B
$580K 0.05%
8,867
-4,679
-35% -$295K
GMTA
134
DELISTED
GATX Corporation 5.625% Senior Notes 5/30/2066
GMTA
$580K 0.05%
21,500
– –
SLQD icon
135
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
$539K 0.05%
10,640
+453
+4% +$22.9K
WFC.PRN
136
DELISTED
WELLS FARGO & COMPANY Depositary Shares, representing a 1/1,000th interest in a share of Non-Cumulat
WFC.PRN
$524K 0.05%
20,970
+350
+2% +$8.77K
PPX
137
DELISTED
PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073
PPX
$519K 0.05%
20,190
– –
JPM.PRB.CL
138
DELISTED
JPMorgan Chase & Co.
JPM.PRB.CL
$511K 0.05%
19,000
– –
COST icon
139
Costco
COST
$422B
$503K 0.05%
3,063
-136
-4% -$21.4K
RTX icon
140
RTX Corp
RTX
$290B
$482K 0.04%
6,604
+860
+15% +$63.6K
LNG icon
141
Cheniere Energy
LNG
$55.2B
$476K 0.04%
10,560
-400
-4% -$17.7K
NNN.PRF
142
DELISTED
National Retail Properties, Inc. Depositary Shares, each representing a 1/100th interest in a share
NNN.PRF
$468K 0.04%
18,650
-2,450
-12% -$60.8K
NVO
143
Novo Nordisk
NVO
$208B
$448K 0.04%
18,628
-622
-3% -$14.1K
MO icon
144
Altria Group
MO
$114B
$432K 0.04%
6,818
+3,695
+118% +$246K
SPG.PRJ icon
145
Simon Property Group 8 3/8% Series J
SPG.PRJ
$43.5M
$432K 0.04%
5,725
-450
-7% -$31.9K
MDLZ icon
146
Mondelez International
MDLZ
$79.5B
$402K 0.04%
9,895
-2,539
-20% -$108K
PSB.PRT.CL
147
DELISTED
PS Business Parks Inc
PSB.PRT.CL
$395K 0.04%
15,700
+225
+1% +$5.68K
CMA
148
DELISTED
Comerica
CMA
$374K 0.03%
4,899
-7,394
-60% -$530K
WFC.PRP
149
DELISTED
WELLS FARGO & COMPANY SER P
WFC.PRP
$368K 0.03%
14,535
– –
NEE.PRJ
150
DELISTED
NEXTERA ENERGY CAPITAL HOLDINGS, INC.
NEE.PRJ
$365K 0.03%
14,500
– –
4 5
6
7 8

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Roosevelt Investment Group's Q3 2017 Portfolio in Review

As of Q3 2017, Roosevelt Investment Group held 196 positions worth $1.09B, down 0.26% from $1.09B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Roosevelt Investment Group withdrew a net $44.5M in Q3 2017, closing 13 positions and reducing 98 holdings. Its most notable exit was NXP Semiconductors, an estimated $1.89M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in The Carlyle Group L.P. 5.875 Percent Series A Preferred Units worth $1.31M.

  • Roosevelt Investment Group's largest Q3 2017 buy was The Carlyle Group L.P. 5.875 Percent Series A Preferred Units: 51,150 shares worth $1.31M.
  • Roosevelt Investment Group added most to JPMorgan Chase in Q3 2017, an estimated $8.32M increase.
  • Roosevelt Investment Group's biggest Q3 2017 reduction was Conagra Brands, cutting an estimated $14.9M.
  • Roosevelt Investment Group fully exited NXP Semiconductors in Q3 2017, selling an estimated $1.89M.
  • Roosevelt Investment Group's ten largest holdings make up 24% of its $1.09B portfolio in Q3 2017.
  • Roosevelt Investment Group opened 7 new positions and closed 13 in Q3 2017.
  • Roosevelt Investment Group's portfolio value fell 0.26% quarter-over-quarter to $1.09B.

Based on Roosevelt Investment Group's 13F filing for Q3 2017, filed 8 Nov 2017.