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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
-$139M
Cap. Flow
-$147M
Cap. Flow %
-13.06%
Top 10 Hldgs %
24.37%
Holding
217
New
26
Increased
53
Reduced
97
Closed
21

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$12.7M
2
EW icon
Edwards Lifesciences
EW
+$11.5M
3
DD icon
DuPont de Nemours
DD
+$9.06M
4
CMA
Comerica
CMA
+$8.05M
5
UNP icon
Union Pacific
UNP
+$6.65M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$30.7M
2
GLD icon
SPDR Gold Trust
GLD
+$24.3M
3
HD icon
Home Depot
HD
+$16.8M
4
CPRI icon
Capri Holdings
CPRI
+$12.7M
5
CBOE icon
Cboe Global Markets
CBOE
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 16.91%
2 Industrials 14.83%
3 Technology 9.68%
4 Consumer Staples 6.83%
5 Communication Services 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
126
IBM
IBM
$225B
$744K 0.07%
4,686
+140
+3% +$21.3K
SPG.PRJ icon
127
Simon Property Group 8 3/8% Series J
SPG.PRJ
$43.7M
$713K 0.06%
10,585
-600
-5% -$43.4K
MDLZ icon
128
Mondelez International
MDLZ
$79.9B
$709K 0.06%
15,983
-1,315
-8% -$56.6K
WFC.PRN
129
DELISTED
WELLS FARGO & COMPANY Depositary Shares, representing a 1/1,000th interest in a share of Non-Cumulat
WFC.PRN
$709K 0.06%
30,660
– –
NVO
130
Novo Nordisk
NVO
$199B
$642K 0.06%
35,812
-126,450
-78% -$2.29M
EQCO.CL
131
DELISTED
Equity Commonwealth
EQCO.CL
$632K 0.06%
26,450
– –
THS
132
DELISTED
Treehouse Foods
THS
$578K 0.05%
8,005
-3,175
-28% -$243K
MCD icon
133
McDonald's
MCD
$195B
$552K 0.05%
4,536
+37
+0.8% +$4.34K
COST icon
134
Costco
COST
$417B
$533K 0.05%
3,330
-125
-4% -$19.1K
GMTA
135
DELISTED
GATX Corporation 5.625% Senior Notes 5/30/2066
GMTA
$530K 0.05%
+22,775
New +$556K
CELG
136
DELISTED
Celgene Corp
CELG
$529K 0.05%
4,567
-5,979
-57% -$666K
JPM.PRB.CL
137
DELISTED
JPMorgan Chase & Co.
JPM.PRB.CL
$527K 0.05%
19,600
– –
USB.PRN.CL
138
DELISTED
U.S. Bancorp
USB.PRN.CL
$524K 0.05%
20,800
-450
-2% -$11.5K
SNHNL
139
DELISTED
Senior Housing Properties Trust 6.25% Senior Notes Due 2046
SNHNL
$512K 0.05%
+20,925
New +$525K
XIFR
140
XPLR Infrastructure LP
XIFR
$1.09B
$488K 0.04%
19,100
-600
-3% -$15.7K
LNG icon
141
Cheniere Energy
LNG
$53.7B
$454K 0.04%
10,960
– –
ABBV icon
142
AbbVie
ABBV
$434B
$437K 0.04%
6,985
+1,040
+17% +$63.5K
WFC.PRX
143
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRX
$435K 0.04%
19,005
+5,475
+40% +$133K
RTX icon
144
RTX Corp
RTX
$298B
$429K 0.04%
6,219
-80
-1% -$5.3K
T icon
145
AT&T
T
$156B
$420K 0.04%
13,082
+639
+5% +$18.9K
VOO icon
146
Vanguard S&P 500 ETF
VOO
$1.01T
$420K 0.04%
+2,047
New +$411K
WFC.PRP
147
DELISTED
WELLS FARGO & COMPANY SER P
WFC.PRP
$417K 0.04%
18,235
+4,550
+33% +$110K
COF.PRP.CL
148
DELISTED
CAPITAL ONE FINANCIAL CORPORATION Called
COF.PRP.CL
$413K 0.04%
16,855
-200
-1% -$5.01K
BKLN icon
149
Invesco Senior Loan ETF
BKLN
$6.8B
$409K 0.04%
17,503
-2,104
-11% -$48.8K
TMV icon
150
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$186M
$384K 0.03%
6,412
+2,082
+48% +$112K
4 5
6
7 8

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CCP
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Roosevelt Investment Group's Q4 2016 Portfolio in Review

As of Q4 2016, Roosevelt Investment Group held 217 positions worth $1.13B, down 11% from $1.27B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Roosevelt Investment Group withdrew a net $147M in Q4 2016, closing 21 positions and reducing 97 holdings. Its most notable exit was SPDR Gold Trust, an estimated $24.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Vanguard Financials ETF worth $13.8M.

  • Roosevelt Investment Group's largest Q4 2016 buy was Vanguard Financials ETF: 233,114 shares worth $13.8M.
  • Roosevelt Investment Group added most to Edwards Lifesciences in Q4 2016, an estimated $11.5M increase.
  • Roosevelt Investment Group's biggest Q4 2016 reduction was Pfizer, cutting an estimated $30.7M.
  • Roosevelt Investment Group fully exited SPDR Gold Trust in Q4 2016, selling an estimated $24.3M.
  • Roosevelt Investment Group's ten largest holdings make up 24% of its $1.13B portfolio in Q4 2016.
  • Roosevelt Investment Group opened 26 new positions and closed 21 in Q4 2016.
  • Roosevelt Investment Group's portfolio value fell 11% quarter-over-quarter to $1.13B.

Based on Roosevelt Investment Group's 13F filing for Q4 2016, filed 7 Feb 2017.