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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+4.07%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.27B
AUM Growth
-$23.8M
Cap. Flow
-$62.6M
Cap. Flow %
-4.95%
Top 10 Hldgs %
25.95%
Holding
218
New
16
Increased
52
Reduced
98
Closed
27

Top Buys

Rank Stock Value
1
MKTX icon
MarketAxess Holdings
MKTX
+$15.8M
2
MMM icon
3M
MMM
+$12M
3
KHC icon
Kraft Heinz
KHC
+$11.7M
4
URI icon
United Rentals
URI
+$10.9M
5
SPGI icon
S&P Global
SPGI
+$10.8M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$26.3M
2
SHW icon
Sherwin-Williams
SHW
+$17.5M
3
HD icon
Home Depot
HD
+$16.2M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$16M
5
DRI icon
Darden Restaurants
DRI
+$15.5M

Sector Composition

Rank Sector Weight
1 Financials 15.55%
2 Industrials 14.19%
3 Technology 8.44%
4 Consumer Discretionary 8.06%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB.PRN.CL
126
DELISTED
U.S. Bancorp
USB.PRN.CL
$545K 0.04%
21,250
+6,775
+47% +$177K
COST icon
127
Costco
COST
$418B
$527K 0.04%
3,455
-535
-13% -$86.5K
MCD icon
128
McDonald's
MCD
$195B
$519K 0.04%
4,499
-390
-8% -$46.2K
CCI.PRA
129
DELISTED
Crown Castle International Corp.
CCI.PRA
$488K 0.04%
4,320
-40
-0.9% -$4.58K
OXY icon
130
Occidental Petroleum
OXY
$53.5B
$481K 0.04%
6,597
-4,549
-41% -$341K
LNG icon
131
Cheniere Energy
LNG
$53.4B
$478K 0.04%
10,960
– –
BKLN icon
132
Invesco Senior Loan ETF
BKLN
$6.8B
$455K 0.04%
19,607
-4,000
-17% -$92.7K
MSFT icon
133
Microsoft
MSFT
$3.62T
$445K 0.04%
7,727
+1,744
+29% +$98.4K
COF.PRP.CL
134
DELISTED
CAPITAL ONE FINANCIAL CORPORATION Called
COF.PRP.CL
$440K 0.03%
17,055
+300
+2% +$7.83K
WFC icon
135
Wells Fargo
WFC
$270B
$437K 0.03%
9,871
-549,484
-98% -$26.3M
AAP icon
136
Advance Auto Parts
AAP
$3.59B
$424K 0.03%
2,842
-320
-10% -$51.1K
PSB.PRT.CL
137
DELISTED
PS Business Parks Inc
PSB.PRT.CL
$419K 0.03%
16,425
+5,950
+57% +$155K
BBT.PRH
138
DELISTED
BB&T Corporation
BBT.PRH
$411K 0.03%
15,400
+5,400
+54% +$145K
RTX icon
139
RTX Corp
RTX
$300B
$403K 0.03%
6,299
-1,174
-16% -$77.9K
MET.PRA icon
140
MetLife Inc Floating Rate Series A
MET.PRA
$503M
$382K 0.03%
15,000
+3,000
+25% +$76.5K
T icon
141
AT&T
T
$158B
$382K 0.03%
12,443
-851
-6% -$26.9K
TCBIL
142
DELISTED
Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042
TCBIL
$377K 0.03%
14,650
– –
ABBV icon
143
AbbVie
ABBV
$435B
$375K 0.03%
5,945
+188
+3% +$12.2K
C.PRN icon
144
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$2.4B
$362K 0.03%
13,760
– –
SJNK icon
145
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$357K 0.03%
12,883
-2,573
-17% -$70.3K
WFC.PRX
146
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRX
$349K 0.03%
+13,530
New +$356K
WFC.PRP
147
DELISTED
WELLS FARGO & COMPANY SER P
WFC.PRP
$349K 0.03%
13,685
-2,280
-14% -$59.9K
SCE.PRJ
148
DELISTED
SCE TRUST IV 5.375% Fixed-to-Floating Rate Trust Preference Securities
SCE.PRJ
$347K 0.03%
11,975
+3,125
+35% +$91.5K
DDT
149
Dillard's Capital Trust I 7.50% Capital Securities
DDT
$211M
$337K 0.03%
12,659
– –
HGH
150
DELISTED
THE HARTFORD FINANCIAL SERVICES GROUP, INC. 7.875% FIXED-TO-FLOATING RATE JR SUB DEBENTURE DUE 2042
HGH
$323K 0.03%
10,225
+2,225
+28% +$70K
4 5
6
7 8

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Roosevelt Investment Group's Q3 2016 Portfolio in Review

As of Q3 2016, Roosevelt Investment Group held 218 positions worth $1.27B, down 1.8% from $1.29B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Roosevelt Investment Group withdrew a net $62.6M in Q3 2016, closing 27 positions and reducing 98 holdings. Its most notable exit was Sherwin-Williams, an estimated $17.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Kraft Heinz worth $11.8M.

  • Roosevelt Investment Group's largest Q3 2016 buy was Kraft Heinz: 132,272 shares worth $11.8M.
  • Roosevelt Investment Group added most to MarketAxess Holdings in Q3 2016, an estimated $15.8M increase.
  • Roosevelt Investment Group's biggest Q3 2016 reduction was Wells Fargo, cutting an estimated $26.3M.
  • Roosevelt Investment Group fully exited Sherwin-Williams in Q3 2016, selling an estimated $17.5M.
  • Roosevelt Investment Group's ten largest holdings make up 26% of its $1.27B portfolio in Q3 2016.
  • Roosevelt Investment Group opened 16 new positions and closed 27 in Q3 2016.
  • Roosevelt Investment Group's portfolio value fell 1.8% quarter-over-quarter to $1.27B.

Based on Roosevelt Investment Group's 13F filing for Q3 2016, filed 14 Nov 2016.