RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
This Quarter Return
+3.4%
1 Year Return
-5.26%
3 Year Return
+57.87%
5 Year Return
+105.08%
10 Year Return
–
AUM
$1.29B
AUM Growth
+$1.29B
Cap. Flow
+$142M
Cap. Flow %
11.04%
Top 10 Hldgs %
27.93%
Holding
216
New
41
Increased
83
Reduced
54
Closed
14

Top Buys

1
GLD icon
SPDR Gold Trust
GLD
$24.8M
2
NWL icon
Newell Brands
NWL
$24.2M
3
JNJ icon
Johnson & Johnson
JNJ
$16.4M
4
SDS icon
ProShares UltraShort S&P500
SDS
$16M
5
CCI icon
Crown Castle
CCI
$15.7M

Top Sells

1
CVS icon
CVS Health
CVS
$22M
2
IAU icon
iShares Gold Trust
IAU
$20.5M
3
DD
Du Pont De Nemours E I
DD
$17.1M
4
TNL icon
Travel + Leisure Co
TNL
$12.7M
5
JAH
JARDEN CORPORATION
JAH
$12.1M

Sector Composition

1 Financials 15.6%
2 Industrials 13.22%
3 Consumer Discretionary 10.69%
4 Healthcare 9.33%
5 Technology 8.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TMO icon
126
Thermo Fisher Scientific
TMO
$183B
$532K 0.04%
3,601
– –
CCI.PRA
127
DELISTED
Crown Castle International Corp.
CCI.PRA
$528K 0.04%
4,360
-125
-3% -$15.1K
AAP icon
128
Advance Auto Parts
AAP
$3.54B
$511K 0.04%
3,162
-1,628
-34% -$263K
RTX icon
129
RTX Corp
RTX
$212B
$482K 0.04%
7,473
+49
+0.7% +$3.16K
MMM icon
130
3M
MMM
$81B
$474K 0.04%
3,235
+17
+0.5% +$2.49K
VOO icon
131
Vanguard S&P 500 ETF
VOO
$724B
$442K 0.03%
+2,302
New +$442K
COF.PRP.CL
132
DELISTED
CAPITAL ONE FINANCIAL CORPORATION Called
COF.PRP.CL
$442K 0.03%
16,755
– –
SCHW.PRD icon
133
Charles Schwab Corporation Depositary Shares each representing 1/40th interest in a share of 5.95% Non-Cumulative Perpetual Preferred Stock, Series D
SCHW.PRD
$761M
$435K 0.03%
16,225
+4,925
+44% +$132K
T icon
134
AT&T
T
$208B
$434K 0.03%
13,294
+394
+3% +$12.9K
SJNK icon
135
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.85B
$417K 0.03%
+15,456
New +$417K
WFC.PRP
136
DELISTED
WELLS FARGO & COMPANY SER P
WFC.PRP
$416K 0.03%
15,965
– –
LNG icon
137
Cheniere Energy
LNG
$52.6B
$412K 0.03%
10,960
– –
NEE.PRK
138
DELISTED
NextEra Energy Capital Holdings, Inc. Series K Junior Subordinated Debentures due June 1, 2076
NEE.PRK
$404K 0.03%
+15,745
New +$404K
HCA
139
DELISTED
HCA INC
HCA
$389K 0.03%
5,050
– –
TCBIL
140
DELISTED
Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042
TCBIL
$382K 0.03%
14,650
-200
-1% -$5.22K
USB.PRN.CL
141
DELISTED
U.S. Bancorp
USB.PRN.CL
$378K 0.03%
14,475
+1,125
+8% +$29.4K
VNO.PRL icon
142
VORNADO REALTY TRUST 5.40% Series L Cumulative Redeemable Preferred Shares of Beneficial Interest, liquidation preference $25.00 per share
VNO.PRL
$218M
$374K 0.03%
+14,410
New +$374K
C.PRN icon
143
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$2.7B
$359K 0.03%
13,760
+350
+3% +$9.13K
ABBV icon
144
AbbVie
ABBV
$374B
$356K 0.03%
5,757
-186
-3% -$11.5K
RAI
145
DELISTED
Reynolds American Inc
RAI
$355K 0.03%
6,588
-85
-1% -$4.58K
STT.PRC.CL
146
DELISTED
STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh
STT.PRC.CL
$347K 0.03%
13,175
-1,250
-9% -$32.9K
SBUX icon
147
Starbucks
SBUX
$99.2B
$340K 0.03%
5,956
-430
-7% -$24.5K
DDT
148
Dillard's Capital Trust I 7.50% Capital Securities
DDT
$208M
$338K 0.03%
12,659
-100
-0.8% -$2.67K
KKR.PRA
149
DELISTED
KKR & Co. Inc. 6.75% Series A Preferred Units
KKR.PRA
$332K 0.03%
+12,375
New +$332K
BK.PRC
150
DELISTED
THE BANK OF NEW YORK MELLON CORPORATION Depositary Shares each representing a 1/ 4,000th interest in
BK.PRC
$319K 0.02%
+12,050
New +$319K
4 5
6
7 8