We are live on ! Find out more
RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+4.57%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$2.88M
Cap. Flow
-$44.5M
Cap. Flow %
-4.1%
Top 10 Hldgs %
23.73%
Holding
196
New
7
Increased
46
Reduced
98
Closed
13

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$8.32M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$4.03M
3
PFE icon
Pfizer
PFE
+$2.35M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.05M
5
SPGI icon
S&P Global
SPGI
+$1.78M

Top Sells

Rank Stock Value
1
CAG icon
Conagra Brands
CAG
+$14.9M
2
GD icon
General Dynamics
GD
+$5.22M
3
KIM.PRI.CL
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
+$3.37M
4
AAPL icon
Apple
AAPL
+$2.61M
5
GE icon
GE Aerospace
GE
+$2.43M

Sector Composition

Rank Sector Weight
1 Financials 16.58%
2 Industrials 12.34%
3 Technology 8.32%
4 Healthcare 8.17%
5 Consumer Discretionary 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APD icon
101
Air Products & Chemicals
APD
$65.7B
$2.18M 0.2%
14,390
– –
USB.PRM
102
DELISTED
U.S. Bancorp Depositary Shares, each representing 1/1000th interest in a share of Series F Non-Cumul
USB.PRM
$2.09M 0.19%
71,715
-1,435
-2% -$42.1K
GE icon
103
GE Aerospace
GE
$374B
$1.85M 0.17%
15,964
-20,116
-56% -$2.43M
RTN
104
DELISTED
Raytheon Company
RTN
$1.77M 0.16%
9,472
+210
+2% +$37K
PSA.PRZ.CL
105
DELISTED
Public Storage
PSA.PRZ.CL
$1.76M 0.16%
67,385
-4,071
-6% -$109K
OLED icon
106
Universal Display
OLED
$3.68B
$1.75M 0.16%
13,585
-20
-0.1% -$2.42K
XOM icon
107
ExxonMobil
XOM
$644B
$1.64M 0.15%
19,972
-26,792
-57% -$2.13M
TGT icon
108
Target
TGT
$65.6B
$1.47M 0.14%
24,953
-100
-0.4% -$5.6K
GOOG icon
109
Alphabet (Google) Class C
GOOG
$4.36T
$1.46M 0.13%
30,480
-20
-0.1% -$932
EPD icon
110
Enterprise Products Partners
EPD
$82.3B
$1.38M 0.13%
53,069
-9,473
-15% -$250K
BBT.PRH
111
DELISTED
BB&T Corporation
BBT.PRH
$1.38M 0.13%
51,813
-1,447
-3% -$38.5K
PSA.PRY.CL
112
DELISTED
Public Storage
PSA.PRY.CL
$1.31M 0.12%
48,775
-300
-0.6% -$8.16K
TCGP
113
DELISTED
The Carlyle Group L.P. 5.875 Percent Series A Preferred Units
TCGP
$1.31M 0.12%
+51,150
New +$1.29M
GD icon
114
General Dynamics
GD
$104B
$1.18M 0.11%
5,743
-26,055
-82% -$5.22M
STT.PRG icon
115
State Street Corp Series G Preferred Stock
STT.PRG
$424M
$1.14M 0.11%
42,000
– –
BRK.A icon
116
Berkshire Hathaway Class A
BRK.A
$1.1T
$1.1M 0.1%
4
– –
XIFR
117
XPLR Infrastructure LP
XIFR
$1.12B
$1.09M 0.1%
26,988
– –
SWJ.CL
118
DELISTED
STANLEY BLACK & DECKER, INC. 5.75% Junior Subordinated Debentures due 2052
SWJ.CL
$998K 0.09%
39,225
– –
CL icon
119
Colgate-Palmolive
CL
$73.1B
$997K 0.09%
13,692
-390
-3% -$28.1K
COF.PRG
120
DELISTED
Capital One Financial Corporation
COF.PRG
$952K 0.09%
37,829
-817
-2% -$20.4K
WFC.PRV
121
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRV
$936K 0.09%
35,400
+18,875
+114% +$501K
CAG icon
122
Conagra Brands
CAG
$6.94B
$830K 0.08%
24,593
-438,440
-95% -$14.9M
VNO.PRL icon
123
Vornado Realty Trust 5.40% Series L Preferred Shares
VNO.PRL
$212M
$793K 0.07%
31,225
+625
+2% +$15.9K
APO.PRA
124
DELISTED
Apollo Global Management, Inc. 6.375% Series A Preferred Shares
APO.PRA
$764K 0.07%
29,011
– –
SPY icon
125
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$717K 0.07%
2,853
-998
-26% -$246K
3 4
5
6 7

Similar funds

CA
Capitolis Advisors New York $1.41B AUM 17.33% 1-Year Est. Return
WFA
Wipfli Financial Advisors Milwaukee, Wisconsin $1.42B AUM 20.63% 1-Year Est. Return
CCP
Corient Capital Partners Newport Beach, California $1.34B AUM 12.46% 1-Year Est. Return
SIM
Sadoff Investment Management Milwaukee, Wisconsin $1.28B AUM 6.95% 1-Year Est. Return
MCM
Maryland Capital Management Towson, Maryland $1.2B AUM 18.21% 1-Year Est. Return
BDF
Balasa Dinverno & Foltz $1.58B AUM 17.55% 1-Year Est. Return
ACP
Ashfield Capital Partners San Francisco, California $1.19B AUM 14.56% 1-Year Est. Return
RHBC
R.H. Bluestein & Co Birmingham, Michigan $1.61B AUM 7.59% 1-Year Est. Return

Roosevelt Investment Group's Q3 2017 Portfolio in Review

As of Q3 2017, Roosevelt Investment Group held 196 positions worth $1.09B, down 0.26% from $1.09B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Roosevelt Investment Group withdrew a net $44.5M in Q3 2017, closing 13 positions and reducing 98 holdings. Its most notable exit was NXP Semiconductors, an estimated $1.89M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in The Carlyle Group L.P. 5.875 Percent Series A Preferred Units worth $1.31M.

  • Roosevelt Investment Group's largest Q3 2017 buy was The Carlyle Group L.P. 5.875 Percent Series A Preferred Units: 51,150 shares worth $1.31M.
  • Roosevelt Investment Group added most to JPMorgan Chase in Q3 2017, an estimated $8.32M increase.
  • Roosevelt Investment Group's biggest Q3 2017 reduction was Conagra Brands, cutting an estimated $14.9M.
  • Roosevelt Investment Group fully exited NXP Semiconductors in Q3 2017, selling an estimated $1.89M.
  • Roosevelt Investment Group's ten largest holdings make up 24% of its $1.09B portfolio in Q3 2017.
  • Roosevelt Investment Group opened 7 new positions and closed 13 in Q3 2017.
  • Roosevelt Investment Group's portfolio value fell 0.26% quarter-over-quarter to $1.09B.

Based on Roosevelt Investment Group's 13F filing for Q3 2017, filed 8 Nov 2017.