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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
-$139M
Cap. Flow
-$147M
Cap. Flow %
-13.06%
Top 10 Hldgs %
24.37%
Holding
217
New
26
Increased
53
Reduced
97
Closed
21

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$12.7M
2
EW icon
Edwards Lifesciences
EW
+$11.5M
3
DD icon
DuPont de Nemours
DD
+$9.06M
4
CMA
Comerica
CMA
+$8.05M
5
UNP icon
Union Pacific
UNP
+$6.65M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$30.7M
2
GLD icon
SPDR Gold Trust
GLD
+$24.3M
3
HD icon
Home Depot
HD
+$16.8M
4
CPRI icon
Capri Holdings
CPRI
+$12.7M
5
CBOE icon
Cboe Global Markets
CBOE
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 16.91%
2 Industrials 14.83%
3 Technology 9.68%
4 Consumer Staples 6.83%
5 Communication Services 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXPI icon
101
NXP Semiconductors
NXPI
$59.9B
$1.61M 0.14%
+16,451
New +$1.63M
MSFT icon
102
Microsoft
MSFT
$3.66T
$1.58M 0.14%
25,372
+17,645
+228% +$1.06M
BBT.PRH
103
DELISTED
BB&T Corporation
BBT.PRH
$1.48M 0.13%
61,053
+45,653
+296% +$1.15M
SWJ.CL
104
DELISTED
STANLEY BLACK & DECKER, INC. 5.75% Junior Subordinated Debentures due 2052
SWJ.CL
$1.46M 0.13%
60,150
-140
-0.2% -$3.53K
RTN
105
DELISTED
Raytheon Company
RTN
$1.35M 0.12%
9,541
+160
+2% +$22.7K
GOOG icon
106
Alphabet (Google) Class C
GOOG
$4.59T
$1.34M 0.12%
34,660
-3,020
-8% -$118K
DD
107
DELISTED
Du Pont De Nemours E I
DD
$1.3M 0.12%
17,723
-689
-4% -$48.9K
JPM icon
108
JPMorgan Chase
JPM
$950B
$1.14M 0.1%
13,195
+1,990
+18% +$152K
CSCO icon
109
Cisco
CSCO
$480B
$1.11M 0.1%
+36,803
New +$1.12M
MPC icon
110
Marathon Petroleum
MPC
$91.3B
$1.05M 0.09%
+20,891
New +$948K
NEE.PRK
111
DELISTED
NextEra Energy Capital Holdings, Inc. Series K Junior Subordinated Debentures due June 1, 2076
NEE.PRK
$1.01M 0.09%
45,715
-1,605
-3% -$38K
HRI icon
112
Herc Holdings
HRI
$5.71B
$1M 0.09%
24,933
-500
-2% -$18K
GILD icon
113
Gilead Sciences
GILD
$168B
$982K 0.09%
13,713
-33,170
-71% -$2.47M
BRK.A icon
114
Berkshire Hathaway Class A
BRK.A
$1.11T
$976K 0.09%
4
– –
VNO.PRL icon
115
Vornado Realty Trust 5.40% Series L Preferred Shares
VNO.PRL
$212M
$941K 0.08%
41,935
+150
+0.4% +$3.61K
COF.PRG
116
DELISTED
Capital One Financial Corporation
COF.PRG
$930K 0.08%
+42,905
New +$1M
PSA.PRZ.CL
117
DELISTED
Public Storage
PSA.PRZ.CL
$916K 0.08%
36,175
+26,175
+262% +$684K
HSEB.CL
118
DELISTED
HSBC Holdings plc
HSEB.CL
$907K 0.08%
35,152
-26,070
-43% -$674K
CCV.CL
119
DELISTED
Comcast Corporation
CCV.CL
$887K 0.08%
35,375
+6,585
+23% +$168K
HII icon
120
Huntington Ingalls Industries
HII
$12.7B
$881K 0.08%
+4,785
New +$812K
PSA.PRB
121
DELISTED
Public Storage Depositary Shares Each Representing 1/1,000 of a 5.40% Cumulative Preferred Share of
PSA.PRB
$871K 0.08%
38,506
+3,900
+11% +$94.9K
HGH
122
DELISTED
THE HARTFORD FINANCIAL SERVICES GROUP, INC. 7.875% FIXED-TO-FLOATING RATE JR SUB DEBENTURE DUE 2042
HGH
$814K 0.07%
27,475
+17,250
+169% +$522K
CHD icon
123
Church & Dwight Co
CHD
$24.4B
$813K 0.07%
18,388
– –
PG icon
124
Procter & Gamble
PG
$345B
$805K 0.07%
9,573
+1,210
+14% +$103K
KMI icon
125
Kinder Morgan
KMI
$69.9B
$794K 0.07%
38,354
-2,016
-5% -$42.6K
3 4
5
6 7

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Roosevelt Investment Group's Q4 2016 Portfolio in Review

As of Q4 2016, Roosevelt Investment Group held 217 positions worth $1.13B, down 11% from $1.27B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Roosevelt Investment Group withdrew a net $147M in Q4 2016, closing 21 positions and reducing 97 holdings. Its most notable exit was SPDR Gold Trust, an estimated $24.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Vanguard Financials ETF worth $13.8M.

  • Roosevelt Investment Group's largest Q4 2016 buy was Vanguard Financials ETF: 233,114 shares worth $13.8M.
  • Roosevelt Investment Group added most to Edwards Lifesciences in Q4 2016, an estimated $11.5M increase.
  • Roosevelt Investment Group's biggest Q4 2016 reduction was Pfizer, cutting an estimated $30.7M.
  • Roosevelt Investment Group fully exited SPDR Gold Trust in Q4 2016, selling an estimated $24.3M.
  • Roosevelt Investment Group's ten largest holdings make up 24% of its $1.13B portfolio in Q4 2016.
  • Roosevelt Investment Group opened 26 new positions and closed 21 in Q4 2016.
  • Roosevelt Investment Group's portfolio value fell 11% quarter-over-quarter to $1.13B.

Based on Roosevelt Investment Group's 13F filing for Q4 2016, filed 7 Feb 2017.