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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+4.07%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.27B
AUM Growth
-$23.8M
Cap. Flow
-$62.6M
Cap. Flow %
-4.95%
Top 10 Hldgs %
25.95%
Holding
218
New
16
Increased
52
Reduced
98
Closed
27

Top Buys

Rank Stock Value
1
MKTX icon
MarketAxess Holdings
MKTX
+$15.8M
2
MMM icon
3M
MMM
+$12M
3
KHC icon
Kraft Heinz
KHC
+$11.7M
4
URI icon
United Rentals
URI
+$10.9M
5
SPGI icon
S&P Global
SPGI
+$10.8M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$26.3M
2
SHW icon
Sherwin-Williams
SHW
+$17.5M
3
HD icon
Home Depot
HD
+$16.2M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$16M
5
DRI icon
Darden Restaurants
DRI
+$15.5M

Sector Composition

Rank Sector Weight
1 Financials 15.55%
2 Industrials 14.19%
3 Technology 8.44%
4 Consumer Discretionary 8.06%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD
101
DELISTED
Du Pont De Nemours E I
DD
$1.23M 0.1%
18,412
-2,286
-11% -$155K
SPIB icon
102
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.22M 0.1%
34,974
+11,900
+52% +$415K
NEE.PRK
103
DELISTED
NextEra Energy Capital Holdings, Inc. Series K Junior Subordinated Debentures due June 1, 2076
NEE.PRK
$1.22M 0.1%
47,320
+31,575
+201% +$805K
CELG
104
DELISTED
Celgene Corp
CELG
$1.1M 0.09%
10,546
-4,073
-28% -$441K
EMZ.CL
105
DELISTED
ENTERGY MISS INC 1ST MTG BD
EMZ.CL
$1.1M 0.09%
43,548
-535
-1% -$13.7K
VNO.PRL icon
106
Vornado Realty Trust 5.40% Series L Preferred Shares
VNO.PRL
$212M
$1.06M 0.08%
41,785
+27,375
+190% +$710K
VOO icon
107
Vanguard S&P 500 ETF
VOO
$1.01T
– –
-2,302
Closed -$457K
PRU icon
108
Prudential Financial
PRU
$42.9B
$1.01M 0.08%
12,353
-440
-3% -$33.8K
THS
109
DELISTED
Treehouse Foods
THS
$975K 0.08%
11,180
-1,100
-9% -$106K
KMI icon
110
Kinder Morgan
KMI
$69.9B
$934K 0.07%
40,370
-188
-0.5% -$3.98K
PSA.PRB
111
DELISTED
Public Storage Depositary Shares Each Representing 1/1,000 of a 5.40% Cumulative Preferred Share of
PSA.PRB
$914K 0.07%
34,606
– –
CHD icon
112
Church & Dwight Co
CHD
$24.4B
$881K 0.07%
18,388
-1,346
-7% -$66.4K
BRK.A icon
113
Berkshire Hathaway Class A
BRK.A
$1.11T
$865K 0.07%
4
-2
-33% -$439K
SPG.PRJ icon
114
Simon Property Group 8 3/8% Series J
SPG.PRJ
$43.7M
$865K 0.07%
11,185
+520
+5% +$40.6K
HRI icon
115
Herc Holdings
HRI
$5.71B
$857K 0.07%
+25,433
New +$853K
SPY icon
116
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$816K 0.06%
3,773
+207
+6% +$44.7K
WFC.PRN
117
DELISTED
WELLS FARGO & COMPANY Depositary Shares, representing a 1/1,000th interest in a share of Non-Cumulat
WFC.PRN
$774K 0.06%
30,660
+200
+0.7% +$5.2K
CCV.CL
118
DELISTED
Comcast Corporation
CCV.CL
$769K 0.06%
28,790
-7,125
-20% -$191K
MDLZ icon
119
Mondelez International
MDLZ
$79.2B
$759K 0.06%
17,298
-2,604
-13% -$114K
PG icon
120
Procter & Gamble
PG
$345B
$751K 0.06%
8,363
– –
JPM icon
121
JPMorgan Chase
JPM
$950B
$746K 0.06%
11,205
-1,406
-11% -$91.7K
IBM icon
122
IBM
IBM
$222B
$690K 0.05%
4,546
-105
-2% -$15.9K
EQCO.CL
123
DELISTED
Equity Commonwealth
EQCO.CL
$682K 0.05%
26,450
– –
JPM.PRB.CL
124
DELISTED
JPMorgan Chase & Co.
JPM.PRB.CL
$554K 0.04%
19,600
-1,000
-5% -$28.2K
XIFR
125
XPLR Infrastructure LP
XIFR
$1.11B
$551K 0.04%
+19,700
New +$594K
3 4
5
6 7

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CCP
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Roosevelt Investment Group's Q3 2016 Portfolio in Review

As of Q3 2016, Roosevelt Investment Group held 218 positions worth $1.27B, down 1.8% from $1.29B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Roosevelt Investment Group withdrew a net $62.6M in Q3 2016, closing 27 positions and reducing 98 holdings. Its most notable exit was Sherwin-Williams, an estimated $17.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Kraft Heinz worth $11.8M.

  • Roosevelt Investment Group's largest Q3 2016 buy was Kraft Heinz: 132,272 shares worth $11.8M.
  • Roosevelt Investment Group added most to MarketAxess Holdings in Q3 2016, an estimated $15.8M increase.
  • Roosevelt Investment Group's biggest Q3 2016 reduction was Wells Fargo, cutting an estimated $26.3M.
  • Roosevelt Investment Group fully exited Sherwin-Williams in Q3 2016, selling an estimated $17.5M.
  • Roosevelt Investment Group's ten largest holdings make up 26% of its $1.27B portfolio in Q3 2016.
  • Roosevelt Investment Group opened 16 new positions and closed 27 in Q3 2016.
  • Roosevelt Investment Group's portfolio value fell 1.8% quarter-over-quarter to $1.27B.

Based on Roosevelt Investment Group's 13F filing for Q3 2016, filed 14 Nov 2016.