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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+9.88%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$2.21B
AUM Growth
-$36.4M
Cap. Flow
-$213M
Cap. Flow %
-9.62%
Top 10 Hldgs %
31.69%
Holding
288
New
21
Increased
80
Reduced
99
Closed
27

Top Buys

Rank Stock Value
1
INCY icon
Incyte
INCY
+$20.7M
2
SSYS icon
Stratasys
SSYS
+$18.4M
3
V icon
Visa
V
+$16.2M
4
CIT
CIT Group Inc.
CIT
+$12.9M
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$8.41M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$38M
2
EXXI
ENERGY XXI LTD COM SHS
EXXI
+$30.6M
3
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
+$28.5M
4
ADM icon
Archer Daniels Midland
ADM
+$28.1M
5
AIG icon
American International
AIG
+$27M

Sector Composition

Rank Sector Weight
1 Financials 21.22%
2 Industrials 18.57%
3 Healthcare 15.06%
4 Technology 11.35%
5 Energy 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TE
101
DELISTED
TECO ENERGY INC
TE
$1.85M 0.08%
107,225
– –
EWI icon
102
iShares MSCI Italy ETF
EWI
$1.06B
$1.82M 0.08%
61,949
+27,100
+78% +$822K
PNR icon
103
Pentair
PNR
$10.8B
$1.74M 0.08%
33,351
+367
+1% +$17.1K
WM icon
104
Waste Management
WM
$89.3B
$1.71M 0.08%
38,109
– –
KRFT
105
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$1.69M 0.08%
31,432
-99
-0.3% -$5.29K
DNY
106
DELISTED
DONNELLEY R R & SONS CO
DNY
$1.68M 0.08%
82,900
+48,000
+138% +$973K
HSY icon
107
Hershey
HSY
$35.6B
$1.68M 0.08%
17,242
– –
AEH.CL
108
DELISTED
Aegon NV 6.375% Perpetual Capital Securities Called for Redemption
AEH.CL
$1.67M 0.08%
71,125
+27,600
+63% +$655K
DUK icon
109
Duke Energy
DUK
$96.5B
$1.66M 0.07%
24,000
-202
-0.8% -$14.1K
DVA icon
110
DaVita
DVA
$14.7B
$1.65M 0.07%
+26,076
New +$1.53M
AEF.CL
111
DELISTED
Aegon NV Perpetual Cap Securities (Netherlands)
AEF.CL
$1.59M 0.07%
62,565
-3,060
-5% -$77.3K
MET.PRB
112
DELISTED
METLIFE INC PFD SERIES B
MET.PRB
$1.59M 0.07%
63,700
+39,075
+159% +$969K
SO icon
113
Southern Company
SO
$107B
$1.58M 0.07%
38,500
-857
-2% -$35.4K
TSCO icon
114
Tractor Supply
TSCO
$17.1B
$1.56M 0.07%
100,360
– –
NRP icon
115
Natural Resource Partners
NRP
$1.28B
$1.55M 0.07%
7,775
-74
-0.9% -$14.8K
PSA.PRQ
116
DELISTED
PUBLIC STORAGE DEPOSITARY SHS REPSTG 1/1000TH PFD SHS
PSA.PRQ
$1.54M 0.07%
65,951
-20,830
-24% -$512K
ALXN
117
DELISTED
Alexion Pharmaceuticals
ALXN
$1.54M 0.07%
11,563
+267
+2% +$32K
RDS.A
118
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.47M 0.07%
20,620
– –
ETR icon
119
Entergy
ETR
$50.6B
$1.44M 0.07%
45,600
– –
MDU icon
120
MDU Resources
MDU
$4.21B
$1.42M 0.06%
122,487
– –
T icon
121
AT&T
T
$158B
$1.42M 0.06%
53,458
+1,948
+4% +$51.3K
UPS icon
122
United Parcel Service
UPS
$91.4B
$1.37M 0.06%
13,078
-186
-1% -$18.3K
AJG icon
123
Arthur J. Gallagher & Co
AJG
$62.5B
$1.36M 0.06%
29,000
– –
MRSH
124
Marsh
MRSH
$90.8B
$1.34M 0.06%
27,794
+350
+1% +$16.2K
CHD icon
125
Church & Dwight Co
CHD
$23.9B
$1.32M 0.06%
39,894
+334
+0.8% +$10.8K
3 4
5
6 7

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Roosevelt Investment Group's Q4 2013 Portfolio in Review

As of Q4 2013, Roosevelt Investment Group held 288 positions worth $2.21B, down 1.6% from $2.25B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Roosevelt Investment Group withdrew a net $213M in Q4 2013, closing 27 positions and reducing 99 holdings. Its most notable exit was Nordstrom, an estimated $23.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Roosevelt Investment Group opened a new position in Incyte worth $24.1M.

  • Roosevelt Investment Group's largest Q4 2013 buy was Incyte: 475,434 shares worth $24.1M.
  • Roosevelt Investment Group added most to Stratasys in Q4 2013, an estimated $18.4M increase.
  • Roosevelt Investment Group's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $38M.
  • Roosevelt Investment Group fully exited Nordstrom in Q4 2013, selling an estimated $23.4M.
  • Roosevelt Investment Group's ten largest holdings make up 32% of its $2.21B portfolio in Q4 2013.
  • Roosevelt Investment Group opened 21 new positions and closed 27 in Q4 2013.
  • Roosevelt Investment Group's portfolio value fell 1.6% quarter-over-quarter to $2.21B.

Based on Roosevelt Investment Group's 13F filing for Q4 2013, filed 6 Feb 2014.