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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+4.57%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$2.88M
Cap. Flow
-$44.5M
Cap. Flow %
-4.1%
Top 10 Hldgs %
23.73%
Holding
196
New
7
Increased
46
Reduced
98
Closed
13

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$8.32M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$4.03M
3
PFE icon
Pfizer
PFE
+$2.35M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.05M
5
SPGI icon
S&P Global
SPGI
+$1.78M

Top Sells

Rank Stock Value
1
CAG icon
Conagra Brands
CAG
+$14.9M
2
GD icon
General Dynamics
GD
+$5.22M
3
KIM.PRI.CL
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
+$3.37M
4
AAPL icon
Apple
AAPL
+$2.61M
5
GE icon
GE Aerospace
GE
+$2.43M

Sector Composition

Rank Sector Weight
1 Financials 16.58%
2 Industrials 12.34%
3 Technology 8.32%
4 Healthcare 8.17%
5 Consumer Discretionary 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW.PRB.CL
76
DELISTED
The Charles Schwab Corporation
SCHW.PRB.CL
$4.1M 0.38%
161,375
-4,100
-2% -$104K
PG icon
77
Procter & Gamble
PG
$336B
$4.03M 0.37%
44,309
+80
+0.2% +$7.28K
LMHA
78
DELISTED
Legg Mason, Inc. 6.375% Junior Subordinated Notes due 2056
LMHA
$3.88M 0.36%
144,806
+3,281
+2% +$88.6K
WFC.PRR
79
DELISTED
WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
WFC.PRR
$3.78M 0.35%
130,606
+19,675
+18% +$581K
ABBV icon
80
AbbVie
ABBV
$443B
$3.71M 0.34%
41,808
+215
+0.5% +$16.4K
NEE.PRG.CL
81
DELISTED
Nextera Energy Capital Holdings
NEE.PRG.CL
$3.53M 0.33%
140,034
-8,674
-6% -$220K
CTZ
82
DELISTED
Qwest Corporation
CTZ
$3.52M 0.32%
138,515
-5,472
-4% -$140K
NVDA icon
83
NVIDIA
NVDA
$4.86T
$3.24M 0.3%
725,280
-16,640
-2% -$69.2K
JPM.PRE.CL
84
DELISTED
JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400th interest in a share of 6.30% Non
JPM.PRE.CL
$3.22M 0.3%
120,503
+37,078
+44% +$997K
DFS.PRB.CL
85
DELISTED
Discover Financial Services
DFS.PRB.CL
$2.95M 0.27%
116,085
-2,310
-2% -$58.9K
TWX
86
DELISTED
Time Warner Inc
TWX
$2.95M 0.27%
28,753
-432
-1% -$43.8K
HGH
87
DELISTED
THE HARTFORD FINANCIAL SERVICES GROUP, INC. 7.875% FIXED-TO-FLOATING RATE JR SUB DEBENTURE DUE 2042
HGH
$2.94M 0.27%
96,875
+1,900
+2% +$58.6K
TFC icon
88
Truist Financial
TFC
$63.3B
$2.87M 0.26%
61,130
+400
+0.7% +$18.4K
CB icon
89
Chubb
CB
$135B
$2.73M 0.25%
19,120
-50
-0.3% -$7.24K
PEP icon
90
PepsiCo
PEP
$190B
$2.67M 0.25%
24,009
+126
+0.5% +$14.6K
ENB icon
91
Enbridge
ENB
$119B
$2.66M 0.25%
63,625
– –
SYY icon
92
Sysco
SYY
$40.8B
$2.65M 0.24%
49,130
– –
SO icon
93
Southern Company
SO
$109B
$2.62M 0.24%
53,402
-1,622
-3% -$78.6K
KIM.PRI.CL
94
DELISTED
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
$2.5M 0.23%
98,713
-133,490
-57% -$3.37M
VZA.CL
95
DELISTED
Verizon Communications Inc.
VZA.CL
$2.49M 0.23%
91,715
-2,050
-2% -$55K
JPM.PRF.CL
96
DELISTED
JPMorgan Chase & Co. Called
JPM.PRF.CL
$2.47M 0.23%
92,387
-3,196
-3% -$85.9K
DUK icon
97
Duke Energy
DUK
$97.8B
$2.41M 0.22%
28,710
-137
-0.5% -$11.7K
STT.PRE.CL
98
DELISTED
State Street Corporation Depository Shares, each representing a 1/4,000th ownership interest in a sh
STT.PRE.CL
$2.35M 0.22%
88,275
+52,725
+148% +$1.41M
PAYX icon
99
Paychex
PAYX
$41.6B
$2.3M 0.21%
38,384
– –
VHT icon
100
Vanguard Health Care ETF
VHT
$18.1B
$2.18M 0.2%
14,314
-511
-3% -$76.3K
2 3
4
5 6

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WFA
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CCP
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SIM
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MCM
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BDF
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ACP
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RHBC
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Roosevelt Investment Group's Q3 2017 Portfolio in Review

As of Q3 2017, Roosevelt Investment Group held 196 positions worth $1.09B, down 0.26% from $1.09B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Roosevelt Investment Group withdrew a net $44.5M in Q3 2017, closing 13 positions and reducing 98 holdings. Its most notable exit was NXP Semiconductors, an estimated $1.89M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in The Carlyle Group L.P. 5.875 Percent Series A Preferred Units worth $1.31M.

  • Roosevelt Investment Group's largest Q3 2017 buy was The Carlyle Group L.P. 5.875 Percent Series A Preferred Units: 51,150 shares worth $1.31M.
  • Roosevelt Investment Group added most to JPMorgan Chase in Q3 2017, an estimated $8.32M increase.
  • Roosevelt Investment Group's biggest Q3 2017 reduction was Conagra Brands, cutting an estimated $14.9M.
  • Roosevelt Investment Group fully exited NXP Semiconductors in Q3 2017, selling an estimated $1.89M.
  • Roosevelt Investment Group's ten largest holdings make up 24% of its $1.09B portfolio in Q3 2017.
  • Roosevelt Investment Group opened 7 new positions and closed 13 in Q3 2017.
  • Roosevelt Investment Group's portfolio value fell 0.26% quarter-over-quarter to $1.09B.

Based on Roosevelt Investment Group's 13F filing for Q3 2017, filed 8 Nov 2017.