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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
-$139M
Cap. Flow
-$147M
Cap. Flow %
-13.06%
Top 10 Hldgs %
24.37%
Holding
217
New
26
Increased
53
Reduced
97
Closed
21

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$12.7M
2
EW icon
Edwards Lifesciences
EW
+$11.5M
3
DD icon
DuPont de Nemours
DD
+$9.06M
4
CMA
Comerica
CMA
+$8.05M
5
UNP icon
Union Pacific
UNP
+$6.65M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$30.7M
2
GLD icon
SPDR Gold Trust
GLD
+$24.3M
3
HD icon
Home Depot
HD
+$16.8M
4
CPRI icon
Capri Holdings
CPRI
+$12.7M
5
CBOE icon
Cboe Global Markets
CBOE
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 16.91%
2 Industrials 14.83%
3 Technology 9.68%
4 Consumer Staples 6.83%
5 Communication Services 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFGH
76
DELISTED
American Financial Group, Inc. 6.000% Subordinated Debentures due 2055
AFGH
$4.26M 0.38%
170,447
-1,900
-1% -$48.6K
NEE.PRG.CL
77
DELISTED
Nextera Energy Capital Holdings
NEE.PRG.CL
$4.25M 0.38%
175,262
-8,535
-5% -$212K
WRB.PRD
78
DELISTED
W.R. Berkley Corporation5.75% Subordinated Debentures due 2056
WRB.PRD
$4.04M 0.36%
176,703
+70,453
+66% +$1.71M
CTZ
79
DELISTED
Qwest Corporation
CTZ
$3.83M 0.34%
163,129
-3,921
-2% -$97.9K
TECK icon
80
Teck Resources
TECK
$31.8B
$3.81M 0.34%
+190,336
New +$4.12M
RZB
81
DELISTED
Reinsurance Group of America 5.75% Fixed-To-Floating Rate Subordinated Debentures due 2056
RZB
$3.65M 0.32%
138,878
+47,453
+52% +$1.3M
PSA.PRY.CL
82
DELISTED
Public Storage
PSA.PRY.CL
$3.6M 0.32%
137,673
-21,000
-13% -$566K
UNH icon
83
UnitedHealth
UNH
$370B
$3.5M 0.31%
+21,853
New +$3.26M
EPD icon
84
Enterprise Products Partners
EPD
$81.9B
$3.44M 0.31%
127,332
-29,532
-19% -$769K
SCHW.PRD
85
Charles Schwab 5.95% Series D Preferred Stock
SCHW.PRD
$726M
$3.37M 0.3%
134,778
+56,778
+73% +$1.47M
DFS.PRB.CL
86
DELISTED
Discover Financial Services
DFS.PRB.CL
$3.34M 0.3%
129,911
-2,709
-2% -$69.8K
IEFA icon
87
iShares Core MSCI EAFE ETF
IEFA
$194B
$3.29M 0.29%
+61,395
New +$3.3M
VZA.CL
88
DELISTED
Verizon Communications Inc.
VZA.CL
$3.2M 0.28%
122,715
-9,260
-7% -$246K
GD icon
89
General Dynamics
GD
$103B
$3.2M 0.28%
+18,539
New +$3.03M
LMHA
90
DELISTED
Legg Mason, Inc. 6.375% Junior Subordinated Notes due 2056
LMHA
$3.03M 0.27%
120,525
+7,550
+7% +$194K
GE icon
91
GE Aerospace
GE
$383B
$2.79M 0.25%
18,437
+1,626
+10% +$236K
ITOT icon
92
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
$2.65M 0.24%
+51,645
New +$2.58M
LYB icon
93
LyondellBasell Industries
LYB
$19.6B
$2.16M 0.19%
25,144
-102,738
-80% -$8.62M
USB.PRM
94
DELISTED
U.S. Bancorp Depositary Shares, each representing 1/1000th interest in a share of Series F Non-Cumul
USB.PRM
$2.13M 0.19%
+75,117
New +$2.17M
XOM icon
95
ExxonMobil
XOM
$638B
$2.12M 0.19%
23,446
-46
-0.2% -$4.02K
NVDA icon
96
NVIDIA
NVDA
$5.13T
$2.1M 0.19%
788,840
-79,560
-9% -$166K
KFI.CL
97
DELISTED
KKR Financial Holdings LLC
KFI.CL
$2.03M 0.18%
79,975
-6,098
-7% -$156K
ECL icon
98
Ecolab
ECL
$79.7B
$1.98M 0.18%
16,899
-78,556
-82% -$9.19M
TGT icon
99
Target
TGT
$67.8B
$1.9M 0.17%
26,323
+1,120
+4% +$81.1K
SPY icon
100
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$1.7M 0.15%
7,598
+3,825
+101% +$836K
2 3
4
5 6

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Roosevelt Investment Group's Q4 2016 Portfolio in Review

As of Q4 2016, Roosevelt Investment Group held 217 positions worth $1.13B, down 11% from $1.27B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Roosevelt Investment Group withdrew a net $147M in Q4 2016, closing 21 positions and reducing 97 holdings. Its most notable exit was SPDR Gold Trust, an estimated $24.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Vanguard Financials ETF worth $13.8M.

  • Roosevelt Investment Group's largest Q4 2016 buy was Vanguard Financials ETF: 233,114 shares worth $13.8M.
  • Roosevelt Investment Group added most to Edwards Lifesciences in Q4 2016, an estimated $11.5M increase.
  • Roosevelt Investment Group's biggest Q4 2016 reduction was Pfizer, cutting an estimated $30.7M.
  • Roosevelt Investment Group fully exited SPDR Gold Trust in Q4 2016, selling an estimated $24.3M.
  • Roosevelt Investment Group's ten largest holdings make up 24% of its $1.13B portfolio in Q4 2016.
  • Roosevelt Investment Group opened 26 new positions and closed 21 in Q4 2016.
  • Roosevelt Investment Group's portfolio value fell 11% quarter-over-quarter to $1.13B.

Based on Roosevelt Investment Group's 13F filing for Q4 2016, filed 7 Feb 2017.