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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+4.07%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.27B
AUM Growth
-$23.8M
Cap. Flow
-$62.6M
Cap. Flow %
-4.95%
Top 10 Hldgs %
25.95%
Holding
218
New
16
Increased
52
Reduced
98
Closed
27

Top Buys

Rank Stock Value
1
MKTX icon
MarketAxess Holdings
MKTX
+$15.8M
2
MMM icon
3M
MMM
+$12M
3
KHC icon
Kraft Heinz
KHC
+$11.7M
4
URI icon
United Rentals
URI
+$10.9M
5
SPGI icon
S&P Global
SPGI
+$10.8M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$26.3M
2
SHW icon
Sherwin-Williams
SHW
+$17.5M
3
HD icon
Home Depot
HD
+$16.2M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$16M
5
DRI icon
Darden Restaurants
DRI
+$15.5M

Sector Composition

Rank Sector Weight
1 Financials 15.55%
2 Industrials 14.19%
3 Technology 8.44%
4 Consumer Discretionary 8.06%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSA.PRY.CL
76
DELISTED
Public Storage
PSA.PRY.CL
$4.44M 0.35%
158,673
-4,450
-3% -$127K
CTZ
77
DELISTED
Qwest Corporation
CTZ
$4.37M 0.35%
167,050
+73,650
+79% +$1.92M
EPD icon
78
Enterprise Products Partners
EPD
$81.8B
$4.33M 0.34%
156,864
-13,115
-8% -$362K
CTRA
79
DELISTED
Coterra Energy
CTRA
$4.16M 0.33%
161,290
+21,241
+15% +$531K
GILD icon
80
Gilead Sciences
GILD
$166B
$3.71M 0.29%
46,883
-7,315
-13% -$594K
VZA.CL
81
DELISTED
Verizon Communications Inc.
VZA.CL
$3.69M 0.29%
131,975
-2,275
-2% -$63.5K
EW icon
82
Edwards Lifesciences
EW
$52.2B
$3.48M 0.27%
86,490
+9,861
+13% +$371K
DFS.PRB.CL
83
DELISTED
Discover Financial Services
DFS.PRB.CL
$3.46M 0.27%
132,620
-652
-0.5% -$17.2K
NVO
84
Novo Nordisk
NVO
$199B
$3.37M 0.27%
162,262
-461,446
-74% -$11.4M
CVX icon
85
Chevron
CVX
$376B
$3.11M 0.25%
30,247
+12,659
+72% +$1.29M
LMHA
86
DELISTED
Legg Mason, Inc. 6.375% Junior Subordinated Notes due 2056
LMHA
$3.01M 0.24%
112,975
+36,175
+47% +$969K
WRB.PRD
87
DELISTED
W.R. Berkley Corporation5.75% Subordinated Debentures due 2056
WRB.PRD
$2.75M 0.22%
106,250
+98,250
+1,228% +$2.53M
RZB
88
DELISTED
Reinsurance Group of America 5.75% Fixed-To-Floating Rate Subordinated Debentures due 2056
RZB
$2.66M 0.21%
91,425
+68,100
+292% +$1.89M
GE icon
89
GE Aerospace
GE
$397B
$2.39M 0.19%
16,811
-722
-4% -$108K
KFI.CL
90
DELISTED
KKR Financial Holdings LLC
KFI.CL
$2.22M 0.18%
86,073
-2,400
-3% -$62.9K
SCHW.PRD
91
Charles Schwab 5.95% Series D Preferred Stock
SCHW.PRD
$726M
$2.12M 0.17%
78,000
+61,775
+381% +$1.69M
USB.PRM
92
DELISTED
U.S. Bancorp Depositary Shares, each representing 1/1000th interest in a share of Series F Non-Cumul
USB.PRM
– –
-67,880
Closed -$2.09M
XOM icon
93
ExxonMobil
XOM
$632B
$2.05M 0.16%
23,492
-2,175
-8% -$193K
TGT icon
94
Target
TGT
$67.1B
$1.73M 0.14%
25,203
-289
-1% -$20.7K
HSEB.CL
95
DELISTED
HSBC Holdings plc
HSEB.CL
$1.6M 0.13%
61,222
-400
-0.6% -$10.6K
IEH
96
DELISTED
INTEGRYS ENERGY GROUP INC 6% JR SUB NT DUE 8-1-2073 (WI)
IEH
$1.59M 0.13%
60,375
-875
-1% -$23K
SWJ.CL
97
DELISTED
STANLEY BLACK & DECKER, INC. 5.75% Junior Subordinated Debentures due 2052
SWJ.CL
$1.55M 0.12%
60,290
-190
-0.3% -$4.99K
NVDA icon
98
NVIDIA
NVDA
$5.34T
$1.49M 0.12%
868,400
-56,560
-6% -$83.5K
GOOG icon
99
Alphabet (Google) Class C
GOOG
$4.61T
$1.46M 0.12%
37,680
-1,640
-4% -$62.3K
RTN
100
DELISTED
Raytheon Company
RTN
$1.28M 0.1%
9,381
-213
-2% -$29.6K
2 3
4
5 6

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Roosevelt Investment Group's Q3 2016 Portfolio in Review

As of Q3 2016, Roosevelt Investment Group held 218 positions worth $1.27B, down 1.8% from $1.29B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Roosevelt Investment Group withdrew a net $62.6M in Q3 2016, closing 27 positions and reducing 98 holdings. Its most notable exit was Sherwin-Williams, an estimated $17.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Kraft Heinz worth $11.8M.

  • Roosevelt Investment Group's largest Q3 2016 buy was Kraft Heinz: 132,272 shares worth $11.8M.
  • Roosevelt Investment Group added most to MarketAxess Holdings in Q3 2016, an estimated $15.8M increase.
  • Roosevelt Investment Group's biggest Q3 2016 reduction was Wells Fargo, cutting an estimated $26.3M.
  • Roosevelt Investment Group fully exited Sherwin-Williams in Q3 2016, selling an estimated $17.5M.
  • Roosevelt Investment Group's ten largest holdings make up 26% of its $1.27B portfolio in Q3 2016.
  • Roosevelt Investment Group opened 16 new positions and closed 27 in Q3 2016.
  • Roosevelt Investment Group's portfolio value fell 1.8% quarter-over-quarter to $1.27B.

Based on Roosevelt Investment Group's 13F filing for Q3 2016, filed 14 Nov 2016.