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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
-$470M
Cap. Flow
-$530M
Cap. Flow %
-28.23%
Top 10 Hldgs %
31.98%
Holding
240
New
14
Increased
40
Reduced
112
Closed
14

Top Buys

Rank Stock Value
1
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$36.8M
2
MTUS icon
Metallus
MTUS
+$22.3M
3
SHW icon
Sherwin-Williams
SHW
+$21.2M
4
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$15M
5
DD
Du Pont De Nemours E I
DD
+$14.9M

Top Sells

Rank Stock Value
1
CTSH icon
Cognizant
CTSH
+$57.3M
2
ETN icon
Eaton
ETN
+$54.6M
3
MS icon
Morgan Stanley
MS
+$34.6M
4
BIIB icon
Biogen
BIIB
+$33.2M
5
RTN
Raytheon Company
RTN
+$27.6M

Sector Composition

Rank Sector Weight
1 Financials 18.44%
2 Healthcare 17.26%
3 Energy 13.37%
4 Technology 11.28%
5 Industrials 9.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVA icon
76
DaVita
DVA
$12.1B
$3.12M 0.17%
42,709
+12,866
+43% +$942K
GSF.CL
77
DELISTED
GOLDMAN SACHS GROUP INC 6.125% NTS DUE 2060
GSF.CL
$3.12M 0.17%
120,000
-10,585
-8% -$274K
KMI icon
78
Kinder Morgan
KMI
$69.4B
$2.96M 0.16%
77,282
-512
-0.7% -$19.5K
MDLZ icon
79
Mondelez International
MDLZ
$80B
$2.95M 0.16%
86,113
+5,713
+7% +$208K
PSA.PRQ
80
DELISTED
PUBLIC STORAGE DEPOSITARY SHS REPSTG 1/1000TH PFD SHS
PSA.PRQ
$2.94M 0.16%
112,156
-14,945
-12% -$396K
LLY icon
81
Eli Lilly
LLY
$1.04T
$2.86M 0.15%
44,105
+150
+0.3% +$9.5K
LO
82
DELISTED
LORILLARD INC COM STK
LO
$2.75M 0.15%
45,878
– –
USB.PRM
83
DELISTED
U.S. Bancorp Depositary Shares, each representing 1/1000th interest in a share of Series F Non-Cumul
USB.PRM
$2.7M 0.14%
94,255
-1,525
-2% -$43.7K
JPM.PRC
84
DELISTED
JPMORGAN CHASE CAPITAL XXIX 6.70% CAP SEC SERIES CC
JPM.PRC
$2.58M 0.14%
100,820
-140
-0.1% -$3.62K
DD icon
85
DuPont de Nemours
DD
$19.8B
$2.53M 0.13%
19,085
-27
-0.1% -$3.6K
CAG icon
86
Conagra Brands
CAG
$7.15B
$2.51M 0.13%
97,660
– –
VZ icon
87
Verizon
VZ
$190B
$2.43M 0.13%
48,638
+31
+0.1% +$1.54K
LNG icon
88
Cheniere Energy
LNG
$53.8B
$2.32M 0.12%
29,040
-16,310
-36% -$1.24M
CTX.CL
89
DELISTED
Qwest Corporation
CTX.CL
$2.31M 0.12%
91,921
-17,047
-16% -$441K
MET.PRB
90
DELISTED
METLIFE INC PFD SERIES B
MET.PRB
$2.23M 0.12%
87,050
-10,125
-10% -$259K
UZA
91
DELISTED
United States Cellular Corp. 6.95% Senior Notes due 2060
UZA
$2.1M 0.11%
82,912
-31,408
-27% -$792K
PBI.PRB icon
92
Pitney Bowes Inc 6.70% Notes Due 2043
PBI.PRB
$346M
$2.08M 0.11%
80,125
-9,500
-11% -$246K
WFC.PRQ
93
DELISTED
Wells Fargo & Co.
WFC.PRQ
$2.04M 0.11%
79,760
-5,581
-7% -$144K
PM icon
94
Philip Morris
PM
$295B
$2.04M 0.11%
24,455
-840
-3% -$71K
PCL
95
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$2.02M 0.11%
51,765
-9,890
-16% -$412K
ALL.PRE.CL
96
DELISTED
Allstate Corporation Depositary Shares
ALL.PRE.CL
$1.95M 0.1%
76,300
+26,275
+53% +$681K
TGT icon
97
Target
TGT
$67.2B
$1.95M 0.1%
31,120
– –
STR
98
DELISTED
QUESTAR CORP
STR
$1.95M 0.1%
87,318
– –
TE
99
DELISTED
TECO ENERGY INC
TE
$1.85M 0.1%
106,700
– –
DUK icon
100
Duke Energy
DUK
$96B
$1.84M 0.1%
24,637
– –
2 3
4
5 6

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Roosevelt Investment Group's Q3 2014 Portfolio in Review

As of Q3 2014, Roosevelt Investment Group held 240 positions worth $1.88B, down 20% from $2.35B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Roosevelt Investment Group withdrew a net $530M in Q3 2014, closing 14 positions and reducing 112 holdings. Its most notable exit was Cognizant, an estimated $57.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, down from 19% a quarter earlier, followed by Healthcare and Energy.

Against the trend, Roosevelt Investment Group opened a new position in MALLINCKRODT PUBLIC LIMITED COMPANY worth $42.4M.

  • Roosevelt Investment Group's largest Q3 2014 buy was MALLINCKRODT PUBLIC LIMITED COMPANY: 470,392 shares worth $42.4M.
  • Roosevelt Investment Group added most to Alcoa in Q3 2014, an estimated $9.65M increase.
  • Roosevelt Investment Group's biggest Q3 2014 reduction was Eaton, cutting an estimated $54.6M.
  • Roosevelt Investment Group fully exited Cognizant in Q3 2014, selling an estimated $57.3M.
  • Roosevelt Investment Group's ten largest holdings make up 32% of its $1.88B portfolio in Q3 2014.
  • Roosevelt Investment Group opened 14 new positions and closed 14 in Q3 2014.
  • Roosevelt Investment Group's portfolio value fell 20% quarter-over-quarter to $1.88B.

Based on Roosevelt Investment Group's 13F filing for Q3 2014, filed 10 Nov 2014.