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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$2.25B
AUM Growth
+$24.3M
Cap. Flow
-$127M
Cap. Flow %
-5.62%
Top 10 Hldgs %
29.8%
Holding
292
New
33
Increased
63
Reduced
101
Closed
25

Top Buys

Rank Stock Value
1
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
+$50.7M
2
RTN
Raytheon Company
RTN
+$43.4M
3
CTSH icon
Cognizant
CTSH
+$32.8M
4
ETN icon
Eaton
ETN
+$28.1M
5
IBN icon
ICICI Bank
IBN
+$27M

Top Sells

Rank Stock Value
1
STR
QUESTAR CORP
STR
+$37.1M
2
INGR icon
Ingredion
INGR
+$33.1M
3
PM icon
Philip Morris
PM
+$30.9M
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$28.8M
5
TBT icon
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
+$28.5M

Sector Composition

Rank Sector Weight
1 Financials 20.07%
2 Industrials 15.67%
3 Healthcare 13.92%
4 Technology 9.78%
5 Consumer Discretionary 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
76
Kinder Morgan
KMI
$69.9B
$3.26M 0.14%
91,737
+1,106
+1% +$41.5K
USB.PRN.CL
77
DELISTED
U.S. Bancorp
USB.PRN.CL
$3.11M 0.14%
115,525
-1,075
-0.9% -$28.9K
RYN icon
78
Rayonier
RYN
$6.6B
$3.11M 0.14%
82,502
– –
MSFT icon
79
Microsoft
MSFT
$3.66T
$2.98M 0.13%
89,467
+9,523
+12% +$313K
GSF.CL
80
DELISTED
GOLDMAN SACHS GROUP INC 6.125% NTS DUE 2060
GSF.CL
$2.86M 0.13%
117,535
+2,075
+2% +$51.2K
JPM.PRC
81
DELISTED
JPMORGAN CHASE CAPITAL XXIX 6.70% CAP SEC SERIES CC
JPM.PRC
$2.83M 0.13%
111,195
-5,390
-5% -$138K
HES
82
DELISTED
Hess
HES
$2.74M 0.12%
+35,437
New +$2.64M
EWQ icon
83
iShares MSCI France ETF
EWQ
$342M
$2.67M 0.12%
107,959
-134,782
-56% -$3.45M
EWG icon
84
iShares MSCI Germany ETF
EWG
$1.62B
$2.62M 0.12%
100,684
-125,347
-55% -$3.32M
NEE.PRG.CL
85
DELISTED
Nextera Energy Capital Holdings
NEE.PRG.CL
$2.5M 0.11%
117,515
+16,475
+16% +$373K
PSA.PRR
86
DELISTED
PUBLIC STORAGE DEPOSITORY SH REPSTG 1/1000TH PFD SER R
PSA.PRR
$2.45M 0.11%
99,500
+7,525
+8% +$186K
HSEB.CL
87
DELISTED
HSBC Holdings plc
HSEB.CL
$2.44M 0.11%
90,189
+8,760
+11% +$237K
VNO.PRJ
88
DELISTED
VORNADO RLTY TR PFD 6.875% CUMULATIVE RED SER J % (MD)
VNO.PRJ
$2.43M 0.11%
96,470
+3,520
+4% +$88.6K
USB.PRM
89
DELISTED
U.S. Bancorp Depositary Shares, each representing 1/1000th interest in a share of Series F Non-Cumul
USB.PRM
$2.41M 0.11%
92,835
+2,090
+2% +$56K
CAG icon
90
Conagra Brands
CAG
$7.18B
$2.31M 0.1%
97,660
– –
VZ icon
91
Verizon
VZ
$195B
$2.28M 0.1%
48,896
+100
+0.2% +$4.88K
EWP icon
92
iShares MSCI Spain ETF
EWP
$2.14B
$2.23M 0.1%
72,727
-63,500
-47% -$2M
LMT icon
93
Lockheed Martin
LMT
$136B
$2.22M 0.1%
17,412
-2,000
-10% -$243K
KIM.PRI.CL
94
DELISTED
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
$2.2M 0.1%
100,300
-3,025
-3% -$69.5K
CTQ.CL
95
DELISTED
QWEST CORP 7.375% NOTES DUE 2051 (CO)
CTQ.CL
$2.19M 0.1%
87,725
-650
-0.7% -$16.3K
MDLZ icon
96
Mondelez International
MDLZ
$79.2B
$2.19M 0.1%
69,739
-2,393
-3% -$74.2K
PSA.PRQ
97
DELISTED
PUBLIC STORAGE DEPOSITARY SHS REPSTG 1/1000TH PFD SHS
PSA.PRQ
$2.19M 0.1%
86,781
+1,160
+1% +$29.1K
JPM icon
98
JPMorgan Chase
JPM
$950B
$2.16M 0.1%
41,767
+1,931
+5% +$104K
STR
99
DELISTED
QUESTAR CORP
STR
$2.15M 0.1%
95,623
-1,608,855
-94% -$37.1M
TGT icon
100
Target
TGT
$67.3B
$2M 0.09%
31,270
-3,100
-9% -$211K
2 3
4
5 6

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CCP
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SIM
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MCM
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BDF
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RHBC
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Roosevelt Investment Group's Q3 2013 Portfolio in Review

As of Q3 2013, Roosevelt Investment Group held 292 positions worth $2.25B, up 1.1% from $2.23B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Roosevelt Investment Group withdrew a net $127M in Q3 2013, closing 25 positions and reducing 101 holdings. Its most notable exit was Ingredion, an estimated $33.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Roosevelt Investment Group opened a new position in Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In worth $49.4M.

  • Roosevelt Investment Group's largest Q3 2013 buy was Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In: 2,036,946 shares worth $49.4M.
  • Roosevelt Investment Group added most to Westport Fuel Systems in Q3 2013, an estimated $10.7M increase.
  • Roosevelt Investment Group's biggest Q3 2013 reduction was QUESTAR CORP, cutting an estimated $37.1M.
  • Roosevelt Investment Group fully exited Ingredion in Q3 2013, selling an estimated $33.1M.
  • Roosevelt Investment Group's ten largest holdings make up 30% of its $2.25B portfolio in Q3 2013.
  • Roosevelt Investment Group opened 33 new positions and closed 25 in Q3 2013.
  • Roosevelt Investment Group's portfolio value rose 1.1% quarter-over-quarter to $2.25B.

Based on Roosevelt Investment Group's 13F filing for Q3 2013, filed 14 Nov 2013.