RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
This Quarter Return
-10.72%
1 Year Return
-5.26%
3 Year Return
+57.87%
5 Year Return
+105.08%
10 Year Return
–
AUM
$914M
AUM Growth
+$914M
Cap. Flow
-$49.3M
Cap. Flow %
-5.39%
Top 10 Hldgs %
31.9%
Holding
225
New
63
Increased
37
Reduced
82
Closed
17

Top Buys

1
VOO icon
Vanguard S&P 500 ETF
VOO
$53.9M
2
VRTX icon
Vertex Pharmaceuticals
VRTX
$9.01M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$5.3M
4
MSFT icon
Microsoft
MSFT
$4.33M
5
BFAM icon
Bright Horizons
BFAM
$3.58M

Top Sells

1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$35M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
$15.5M
3
KHC icon
Kraft Heinz
KHC
$14.3M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
$12.3M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$11.7M

Sector Composition

1 Financials 16.42%
2 Consumer Discretionary 9.89%
3 Healthcare 9.32%
4 Industrials 9.03%
5 Technology 8.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SNHNL
51
DELISTED
Senior Housing Properties Trust 6.25% Senior Notes Due 2046
SNHNL
$5.54M 0.61%
244,001
-37,324
-13% -$847K
QUAL icon
52
iShares MSCI USA Quality Factor ETF
QUAL
$54.1B
$5.3M 0.58%
+69,084
New +$5.3M
WRB.PRD
53
DELISTED
W.R. Berkley Corporation5.75% Subordinated Debentures due 2056
WRB.PRD
$5.08M 0.56%
226,414
-53,124
-19% -$1.19M
IEFA icon
54
iShares Core MSCI EAFE ETF
IEFA
$149B
$4.95M 0.54%
90,074
-282,299
-76% -$15.5M
USB.PRM
55
DELISTED
U.S. Bancorp Depositary Shares, each representing 1/1000th interest in a share of Series F Non-Cumul
USB.PRM
$4.54M 0.5%
171,484
+16,201
+10% +$429K
AGN
56
DELISTED
Allergan plc
AGN
$4.41M 0.48%
32,963
+6,602
+25% +$882K
WFC.PRR
57
DELISTED
WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
WFC.PRR
$4.3M 0.47%
163,771
+7,700
+5% +$202K
RZB
58
Reinsurance Group of America, Incorporated 5.75% Fixed-To-Floating Rate Subordinated Debentures due 2056
RZB
$397M
$4.13M 0.45%
175,507
-19,671
-10% -$463K
RZA
59
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
$3.74M 0.41%
149,508
+16,300
+12% +$408K
COF.PRD.CL
60
DELISTED
CAPITAL ONE FINANCIAL CORPORATION SERIES D
COF.PRD.CL
$3.67M 0.4%
144,655
-31,250
-18% -$792K
DLR.PRH.CL
61
DELISTED
Digital Realty Trust, Inc.
DLR.PRH.CL
$3.6M 0.39%
142,661
-11,975
-8% -$302K
FITBI icon
62
Fifth Third Bancorp Depositary Shares
FITBI
$3.38M 0.37%
130,466
-16,050
-11% -$415K
AFGH
63
DELISTED
American Financial Group, Inc. 6.000% Subordinated Debentures due 2055
AFGH
$3.15M 0.34%
128,708
-13,250
-9% -$324K
JPM.PRE.CL
64
DELISTED
JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400th interest in a share of 6.30% Non
JPM.PRE.CL
$3M 0.33%
118,116
-8,899
-7% -$226K
SPY icon
65
SPDR S&P 500 ETF Trust
SPY
$656B
$2.82M 0.31%
11,288
+9,995
+773% +$2.5M
VHT icon
66
Vanguard Health Care ETF
VHT
$15.5B
$2.62M 0.29%
16,293
+847
+5% +$136K
JPM.PRF.CL
67
DELISTED
JPMorgan Chase & Co. Called
JPM.PRF.CL
$2.62M 0.29%
103,150
-11,725
-10% -$297K
Y
68
DELISTED
Alleghany Corporation
Y
$2.54M 0.28%
+4,080
New +$2.54M
BBT.PRH
69
DELISTED
BB&T Corporation
BBT.PRH
$2.51M 0.27%
106,754
-594
-0.6% -$14K
STT.PRD
70
DELISTED
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
$2.37M 0.26%
96,629
+46,704
+94% +$1.14M
NEE.PRK
71
DELISTED
NextEra Energy Capital Holdings, Inc. Series K Junior Subordinated Debentures due June 1, 2076
NEE.PRK
$2.18M 0.24%
95,185
-6,100
-6% -$140K
GWPH
72
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$2.17M 0.24%
22,282
-772
-3% -$75.2K
STT.PRE.CL
73
DELISTED
State Street Corporation Depository Shares, each representing a 1/4,000th ownership interest in a sh
STT.PRE.CL
$2.1M 0.23%
83,625
-16,925
-17% -$426K
IEMG icon
74
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
$1.93M 0.21%
40,869
-96,379
-70% -$4.54M
TGT icon
75
Target
TGT
$42B
$1.67M 0.18%
25,222
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