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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
-10.72%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$914M
AUM Growth
-$185M
Cap. Flow
-$53.1M
Cap. Flow %
-5.81%
Top 10 Hldgs %
31.9%
Holding
225
New
63
Increased
37
Reduced
82
Closed
17

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$58.1M
2
VRTX icon
Vertex Pharmaceuticals
VRTX
+$9.42M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.73M
4
MSFT icon
Microsoft
MSFT
+$4.57M
5
ROST icon
Ross Stores
ROST
+$3.87M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$39M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$16.6M
3
KHC icon
Kraft Heinz
KHC
+$14.3M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$13.3M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$12.9M

Sector Composition

Rank Sector Weight
1 Financials 16.05%
2 Consumer Discretionary 9.89%
3 Healthcare 9.32%
4 Industrials 9.03%
5 Technology 8.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNHNL
51
DELISTED
Senior Housing Properties Trust 6.25% Senior Notes Due 2046
SNHNL
$5.54M 0.61%
244,001
-37,324
-13% -$905K
QUAL icon
52
iShares MSCI USA Quality Factor ETF
QUAL
$47.7B
$5.3M 0.58%
+69,084
New +$5.73M
WRB.PRD
53
DELISTED
W.R. Berkley Corporation5.75% Subordinated Debentures due 2056
WRB.PRD
$5.08M 0.56%
226,414
-53,124
-19% -$1.22M
IEFA icon
54
iShares Core MSCI EAFE ETF
IEFA
$194B
$4.95M 0.54%
90,074
-282,299
-76% -$16.6M
USB.PRM
55
DELISTED
U.S. Bancorp Depositary Shares, each representing 1/1000th interest in a share of Series F Non-Cumul
USB.PRM
$4.54M 0.5%
171,484
+16,201
+10% +$433K
AGN
56
DELISTED
Allergan plc
AGN
$4.41M 0.48%
32,963
+6,602
+25% +$1.08M
WFC.PRR
57
DELISTED
WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
WFC.PRR
$4.3M 0.47%
163,771
+7,700
+5% +$207K
RZB
58
DELISTED
Reinsurance Group of America 5.75% Fixed-To-Floating Rate Subordinated Debentures due 2056
RZB
$4.13M 0.45%
175,507
-19,671
-10% -$485K
RZA
59
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
$3.74M 0.41%
149,508
+16,300
+12% +$422K
COF.PRD.CL
60
DELISTED
CAPITAL ONE FINANCIAL CORPORATION SERIES D
COF.PRD.CL
$3.67M 0.4%
144,655
-31,250
-18% -$801K
DLR.PRH.CL
61
DELISTED
Digital Realty Trust, Inc.
DLR.PRH.CL
$3.6M 0.39%
142,661
-11,975
-8% -$305K
FITB.PRI
62
Fifth Third Bancorp Depositary Shares 6.625% Fixed-to-Floating Rate Preferred Stock Series I
FITB.PRI
$461M
$3.38M 0.37%
130,466
-16,050
-11% -$431K
AFGH
63
DELISTED
American Financial Group, Inc. 6.000% Subordinated Debentures due 2055
AFGH
$3.15M 0.34%
128,708
-13,250
-9% -$330K
JPM.PRE.CL
64
DELISTED
JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400th interest in a share of 6.30% Non
JPM.PRE.CL
$3M 0.33%
118,116
-8,899
-7% -$226K
SPY icon
65
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$2.82M 0.31%
11,288
+9,995
+773% +$2.7M
VHT icon
66
Vanguard Health Care ETF
VHT
$18.4B
$2.62M 0.29%
16,293
+847
+5% +$144K
JPM.PRF.CL
67
DELISTED
JPMorgan Chase & Co. Called
JPM.PRF.CL
$2.62M 0.29%
103,150
-11,725
-10% -$297K
Y
68
DELISTED
Alleghany Corp
Y
$2.54M 0.28%
+4,080
New +$2.51M
BBT.PRH
69
DELISTED
BB&T Corporation
BBT.PRH
$2.51M 0.27%
106,754
-594
-0.6% -$14.5K
STT.PRD
70
DELISTED
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
$2.37M 0.26%
96,629
+46,704
+94% +$1.2M
NEE.PRK
71
DELISTED
NextEra Energy Capital Holdings, Inc. Series K Junior Subordinated Debentures due June 1, 2076
NEE.PRK
$2.18M 0.24%
95,185
-6,100
-6% -$142K
GWPH
72
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$2.17M 0.24%
22,282
-772
-3% -$101K
STT.PRE.CL
73
DELISTED
State Street Corporation Depository Shares, each representing a 1/4,000th ownership interest in a sh
STT.PRE.CL
$2.1M 0.23%
83,625
-16,925
-17% -$427K
IEMG icon
74
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$1.93M 0.21%
40,869
-96,379
-70% -$4.66M
TGT icon
75
Target
TGT
$67.1B
$1.67M 0.18%
25,222
– –
1 2
3
4 5

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Roosevelt Investment Group's Q4 2018 Portfolio in Review

As of Q4 2018, Roosevelt Investment Group held 225 positions worth $914M, down 17% from $1.1B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Roosevelt Investment Group withdrew a net $53.1M in Q4 2018, closing 17 positions and reducing 82 holdings. Its most notable exit was Kraft Heinz, an estimated $14.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Roosevelt Investment Group opened a new position in Vanguard S&P 500 ETF worth $53.9M.

  • Roosevelt Investment Group's largest Q4 2018 buy was Vanguard S&P 500 ETF: 234,436 shares worth $53.9M.
  • Roosevelt Investment Group added most to Microsoft in Q4 2018, an estimated $4.57M increase.
  • Roosevelt Investment Group's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $39M.
  • Roosevelt Investment Group fully exited Kraft Heinz in Q4 2018, selling an estimated $14.3M.
  • Roosevelt Investment Group's ten largest holdings make up 32% of its $914M portfolio in Q4 2018.
  • Roosevelt Investment Group opened 63 new positions and closed 17 in Q4 2018.
  • Roosevelt Investment Group's portfolio value fell 17% quarter-over-quarter to $914M.

Based on Roosevelt Investment Group's 13F filing for Q4 2018, filed 5 Feb 2019.