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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+4.57%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$2.88M
Cap. Flow
-$44.5M
Cap. Flow %
-4.1%
Top 10 Hldgs %
23.73%
Holding
196
New
7
Increased
46
Reduced
98
Closed
13

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$8.32M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$4.03M
3
PFE icon
Pfizer
PFE
+$2.35M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.05M
5
SPGI icon
S&P Global
SPGI
+$1.78M

Top Sells

Rank Stock Value
1
CAG icon
Conagra Brands
CAG
+$14.9M
2
GD icon
General Dynamics
GD
+$5.22M
3
KIM.PRI.CL
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
+$3.37M
4
AAPL icon
Apple
AAPL
+$2.61M
5
GE icon
GE Aerospace
GE
+$2.43M

Sector Composition

Rank Sector Weight
1 Financials 16.58%
2 Industrials 12.34%
3 Technology 8.32%
4 Healthcare 8.17%
5 Consumer Discretionary 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNC.PRP
51
DELISTED
THE PNC FINANCIAL SERVICES GROUP, INC.
PNC.PRP
$8.17M 0.75%
284,652
-5,125
-2% -$148K
IEMG icon
52
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$7.8M 0.72%
144,387
+8,290
+6% +$440K
WRB.PRD
53
DELISTED
W.R. Berkley Corporation5.75% Subordinated Debentures due 2056
WRB.PRD
$7.26M 0.67%
276,769
+29,184
+12% +$764K
SCHW.PRD
54
Charles Schwab 5.95% Series D Preferred Stock
SCHW.PRD
$722M
$7.24M 0.67%
266,693
+16,258
+6% +$445K
CVX icon
55
Chevron
CVX
$392B
$6.76M 0.62%
57,567
+1,162
+2% +$127K
AGN
56
DELISTED
Allergan plc
AGN
$6.72M 0.62%
32,803
+1,470
+5% +$342K
RZB
57
DELISTED
Reinsurance Group of America 5.75% Fixed-To-Floating Rate Subordinated Debentures due 2056
RZB
$6.47M 0.6%
223,562
+14,053
+7% +$399K
BFAM icon
58
Bright Horizons
BFAM
$3.92B
$6.11M 0.56%
70,829
-10,355
-13% -$825K
MPC icon
59
Marathon Petroleum
MPC
$92.4B
$5.88M 0.54%
104,922
-15,741
-13% -$844K
SNHNL
60
DELISTED
Senior Housing Properties Trust 6.25% Senior Notes Due 2046
SNHNL
$5.71M 0.53%
210,626
+49,951
+31% +$1.35M
COF.PRD.CL
61
DELISTED
CAPITAL ONE FINANCIAL CORPORATION SERIES D
COF.PRD.CL
$5.63M 0.52%
207,300
-7,775
-4% -$212K
DTY
62
DELISTED
DTE Energy Company 2016 Series F 6.00% Junior Subordinated Debentures due 2076
DTY
$5.58M 0.51%
203,850
+47,725
+31% +$1.3M
SLB icon
63
SLB Ltd
SLB
$73.6B
$5.47M 0.5%
78,484
-12,250
-14% -$810K
HES
64
DELISTED
Hess
HES
$5.42M 0.5%
115,551
-13,236
-10% -$560K
CTX.CL
65
DELISTED
Qwest Corporation
CTX.CL
$5.11M 0.47%
201,451
-13,400
-6% -$343K
BA icon
66
Boeing
BA
$171B
$4.89M 0.45%
19,221
-15
-0.1% -$3.5K
FITB.PRI
67
Fifth Third Bancorp Depositary Shares 6.625% Fixed-to-Floating Rate Preferred Stock Series I
FITB.PRI
$459M
$4.76M 0.44%
158,850
-1,950
-1% -$58.4K
PBI.PRB icon
68
Pitney Bowes Inc 6.70% Notes Due 2043
PBI.PRB
$345M
$4.76M 0.44%
186,400
-3,775
-2% -$97.7K
DLR.PRH.CL
69
DELISTED
Digital Realty Trust, Inc.
DLR.PRH.CL
$4.76M 0.44%
175,500
-1,975
-1% -$53.6K
CTRA
70
DELISTED
Coterra Energy
CTRA
$4.58M 0.42%
171,340
+998
+0.6% +$25.4K
AKZOY
71
DELISTED
Akzo Nobel NV
AKZOY
$4.58M 0.42%
149,055
-21,901
-13% -$673K
LW icon
72
Lamb Weston
LW
$7.22B
$4.45M 0.41%
94,838
-17,639
-16% -$791K
AFGH
73
DELISTED
American Financial Group, Inc. 6.000% Subordinated Debentures due 2055
AFGH
$4.28M 0.39%
160,027
-1,445
-0.9% -$39.2K
NVRO
74
DELISTED
NEVRO CORP.
NVRO
$4.27M 0.39%
46,959
-6,216
-12% -$532K
RZA
75
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
$4.15M 0.38%
145,933
-1,770
-1% -$51.5K
1 2
3
4 5

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CCP
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MCM
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BDF
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RHBC
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Roosevelt Investment Group's Q3 2017 Portfolio in Review

As of Q3 2017, Roosevelt Investment Group held 196 positions worth $1.09B, down 0.26% from $1.09B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Roosevelt Investment Group withdrew a net $44.5M in Q3 2017, closing 13 positions and reducing 98 holdings. Its most notable exit was NXP Semiconductors, an estimated $1.89M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in The Carlyle Group L.P. 5.875 Percent Series A Preferred Units worth $1.31M.

  • Roosevelt Investment Group's largest Q3 2017 buy was The Carlyle Group L.P. 5.875 Percent Series A Preferred Units: 51,150 shares worth $1.31M.
  • Roosevelt Investment Group added most to JPMorgan Chase in Q3 2017, an estimated $8.32M increase.
  • Roosevelt Investment Group's biggest Q3 2017 reduction was Conagra Brands, cutting an estimated $14.9M.
  • Roosevelt Investment Group fully exited NXP Semiconductors in Q3 2017, selling an estimated $1.89M.
  • Roosevelt Investment Group's ten largest holdings make up 24% of its $1.09B portfolio in Q3 2017.
  • Roosevelt Investment Group opened 7 new positions and closed 13 in Q3 2017.
  • Roosevelt Investment Group's portfolio value fell 0.26% quarter-over-quarter to $1.09B.

Based on Roosevelt Investment Group's 13F filing for Q3 2017, filed 8 Nov 2017.